Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Highland Global Allocation Fund as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- +7 vs. Q2 2025
- Shares held
- 5.85M
- −100.6K (−1.7%) vs. Q2 2025
- Total value
- $52.9M
- +$1.12M (+2.2%) vs. Q2 2025
- New holders
- 9
- 11 more added
- Sold out
- 2
- 8 more reduced
1 institution that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James Financial Inc | 2,250,833 | $20.5M | 0.01% | −239,301−9.6% | Reduced |
| Morgan Stanley | 799,810 | $7.27M | 0.00% | −36,426−4.4% | Reduced |
| LPL Financial LLC | 744,646 | $6.77M | 0.00% | +1,296+0.2% | Added |
| Matisse Capital | 393,000 | $3.57M | 1.61% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 350,103 | $3.02M | 0.00% | +40,247+13.0% | Added |
| NWF Advisory Services Inc. | 291,581 | $2.65M | 0.29% | +56,600+24.1% | Added |
| GWM Advisors LLC | 182,745 | $1.66M | 0.01% | +172,436+1,672.7% | Added |
| Quantedge Capital Pte Ltd | 159,987 | $1.45M | 0.80% | +10,500+7.0% | Added |
| Sovereign Financial Group, Inc. | 117,925 | $1.07M | 0.20% | +1,002+0.9% | Added |
| UBS Group AG | 77,005 | $700.0K | 0.00% | −4,416−5.4% | Reduced |
| Oppenheimer & Co Inc | 49,907 | $453.7K | 0.01% | −168−0.3% | Reduced |
| Private Advisor Group, LLC | 45,529 | $413.9K | 0.00% | −71,300−61.0% | Reduced |
| The PNC Financial Services Group, Inc. | 45,000 | $409.1K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 42,348 | $384.9K | 0.01% | +63+0.1% | Added |
| Summit Financial, LLC | 37,975 | $345.2K | 0.01% | +37,975 | New |
| Cambridge Investment Research Advisors, Inc. | 29,512 | $268.0K | 0.00% | −4,290−12.7% | Reduced |
| Wedbush Securities Inc | 27,526 | $250.0K | 0.01% | +27,526 | New |
| Cetera Investment Advisers | 26,580 | $241.6K | 0.00% | +4,570+20.8% | Added |
| HB Wealth Management, LLC | 24,011 | $218.3K | 0.00% | +24,011 | New |
| Royal Bank of Canada | 22,080 | $201.0K | 0.00% | +1,043+5.0% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 19,944 | $181.3K | 0.02% | −1,783−8.2% | Reduced |
| Marex Group plc | 19,769 | $179.7K | 0.00% | +19,769 | New |
| Blue Bell Private Wealth Management, LLC | 17,062 | $155.1K | 0.02% | +1,100+6.9% | Added |
| BankPlus Wealth Management LLC | 16,000 | $145.4K | 0.09% | +16,000 | New |
| Landscape Capital Management, L.L.C. | 12,914 | $117.4K | 0.01% | −80,244−86.1% | Reduced |
| Benjamin Edwards Inc | 10,180 | $92.5K | 0.00% | +10,180 | New |
| Rockefeller Capital Management L.P. | 9,012 | $81.9K | 0.00% | +9,012 | New |
| CoreCap Advisors, LLC | 5,385 | $49.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 5,104 | $46.4K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 2,069 | $18.8K | 0.00% | +2,069 | New |
| NBC Securities, Inc. | 2,067 | $18.8K | 0.00% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 863 | $7.84K | 0.00% | +863 | New |
| Northwestern Mutual Wealth Management Co | 465 | $4.23K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 142 | $1.29K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 2 | $22 | 0.00% | +1+100.0% | Added |
| International Assets Investment Management, LLC | 11,500 | $9 | 0.00% | 00.0% | Unchanged |
| Highland Capital Management Fund Advisors, L.P. | 0 | $0 | 0.00% | −86,246−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −12,715−100.0% | Sold out |
| Total Wealth Planning & Management, Inc. | – | – | – | – | Not filed |