Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Highland Global Allocation Fund as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- +7 vs. Q2 2025
- Shares held
- 5.85M
- −100.6K (−1.7%) vs. Q2 2025
- Total value
- $52.9M
- +$1.12M (+2.2%) vs. Q2 2025
- New holders
- 9
- 11 more added
- Sold out
- 2
- 8 more reduced
1 institution that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| International Assets Investment Management, LLC | 11,500 | $9 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 2 | $22 | 0.00% | +1+100.0% | Added |
| Comerica Bank | 142 | $1.29K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 465 | $4.23K | 0.00% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 863 | $7.84K | 0.00% | +863 | New |
| NBC Securities, Inc. | 2,067 | $18.8K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 2,069 | $18.8K | 0.00% | +2,069 | New |
| Newbridge Financial Services Group, Inc. | 5,104 | $46.4K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 5,385 | $49.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 9,012 | $81.9K | 0.00% | +9,012 | New |
| Benjamin Edwards Inc | 10,180 | $92.5K | 0.00% | +10,180 | New |
| Landscape Capital Management, L.L.C. | 12,914 | $117.4K | 0.01% | −80,244−86.1% | Reduced |
| BankPlus Wealth Management LLC | 16,000 | $145.4K | 0.09% | +16,000 | New |
| Blue Bell Private Wealth Management, LLC | 17,062 | $155.1K | 0.02% | +1,100+6.9% | Added |
| Marex Group plc | 19,769 | $179.7K | 0.00% | +19,769 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 19,944 | $181.3K | 0.02% | −1,783−8.2% | Reduced |
| Royal Bank of Canada | 22,080 | $201.0K | 0.00% | +1,043+5.0% | Added |
| HB Wealth Management, LLC | 24,011 | $218.3K | 0.00% | +24,011 | New |
| Cetera Investment Advisers | 26,580 | $241.6K | 0.00% | +4,570+20.8% | Added |
| Wedbush Securities Inc | 27,526 | $250.0K | 0.01% | +27,526 | New |
| Cambridge Investment Research Advisors, Inc. | 29,512 | $268.0K | 0.00% | −4,290−12.7% | Reduced |
| Summit Financial, LLC | 37,975 | $345.2K | 0.01% | +37,975 | New |
| Capital Investment Advisors, LLC | 42,348 | $384.9K | 0.01% | +63+0.1% | Added |
| The PNC Financial Services Group, Inc. | 45,000 | $409.1K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 45,529 | $413.9K | 0.00% | −71,300−61.0% | Reduced |
| Oppenheimer & Co Inc | 49,907 | $453.7K | 0.01% | −168−0.3% | Reduced |
| UBS Group AG | 77,005 | $700.0K | 0.00% | −4,416−5.4% | Reduced |
| Sovereign Financial Group, Inc. | 117,925 | $1.07M | 0.20% | +1,002+0.9% | Added |
| Quantedge Capital Pte Ltd | 159,987 | $1.45M | 0.80% | +10,500+7.0% | Added |
| GWM Advisors LLC | 182,745 | $1.66M | 0.01% | +172,436+1,672.7% | Added |
| NWF Advisory Services Inc. | 291,581 | $2.65M | 0.29% | +56,600+24.1% | Added |
| Advisor Group Holdings, Inc. | 350,103 | $3.02M | 0.00% | +40,247+13.0% | Added |
| Matisse Capital | 393,000 | $3.57M | 1.61% | 00.0% | Unchanged |
| LPL Financial LLC | 744,646 | $6.77M | 0.00% | +1,296+0.2% | Added |
| Morgan Stanley | 799,810 | $7.27M | 0.00% | −36,426−4.4% | Reduced |
| Raymond James Financial Inc | 2,250,833 | $20.5M | 0.01% | −239,301−9.6% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 0 | $0 | 0.00% | −86,246−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −12,715−100.0% | Sold out |
| Total Wealth Planning & Management, Inc. | – | – | – | – | Not filed |