Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Highland Global Allocation Fund as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- +6 vs. Q3 2024
- Shares held
- 6.30M
- +2.43M (+62.6%) vs. Q3 2024
- Total value
- $42.9M
- +$12.6M (+41.5%) vs. Q3 2024
- New holders
- 11
- 7 more added
- Sold out
- 5
- 13 more reduced
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James Financial Inc | 2,637,580 | $18.0M | 0.01% | +2,637,580 | New |
| Morgan Stanley | 824,993 | $5.62M | 0.00% | −1,587−0.2% | Reduced |
| Shaker Financial Services, LLC | 667,027 | $4.54M | 1.74% | +9,479+1.4% | Added |
| Matisse Capital | 393,000 | $2.68M | 1.36% | +30,700+8.5% | Added |
| LPL Financial LLC | 359,377 | $2.45M | 0.00% | +18,092+5.3% | Added |
| Advisor Group Holdings, Inc. | 250,637 | $1.71M | 0.00% | −938−0.4% | Reduced |
| Quantedge Capital Pte Ltd | 174,487 | $1.19M | 0.43% | −27,500−13.6% | Reduced |
| Landscape Capital Management, L.L.C. | 136,510 | $929.6K | 0.10% | −21,592−13.7% | Reduced |
| Sovereign Financial Group, Inc. | 114,510 | $779.8K | 0.18% | −12,863−10.1% | Reduced |
| Private Advisor Group, LLC | 114,250 | $778.0K | 0.00% | 00.0% | Unchanged |
| CNH Partners LLC | 104,800 | $713.7K | 0.02% | −43,085−29.1% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 86,246 | $587.3K | 0.07% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 69,505 | $473.0K | 0.00% | +3,679+5.6% | Added |
| UBS Group AG | 68,772 | $468.3K | 0.00% | −4,232−5.8% | Reduced |
| Capital Investment Advisors, LLC | 48,150 | $327.9K | 0.01% | −6,346−11.6% | Reduced |
| Oppenheimer & Co Inc | 42,600 | $290.1K | 0.00% | +1,500+3.6% | Added |
| Cetera Investment Advisers | 32,070 | $218.4K | 0.00% | −6,654−17.2% | Reduced |
| Arete Wealth Advisors, LLC | 26,954 | $184.0K | 0.01% | +2,830+11.7% | Added |
| Arlington Capital Management, Inc. | 23,499 | $160.0K | 0.11% | +23,499 | New |
| Royal Bank of Canada | 20,037 | $136.0K | 0.00% | −921−4.4% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 16,446 | $112.0K | 0.02% | +399+2.5% | Added |
| Total Wealth Planning & Management, Inc. | 14,443 | $98.4K | 0.10% | +14,443 | New |
| HighTower Advisors, LLC | 14,013 | $95.4K | 0.00% | −4,302−23.5% | Reduced |
| Blue Bell Private Wealth Management, LLC | 13,400 | $91.3K | 0.02% | +13,400 | New |
| XTX Topco Ltd | 12,571 | $85.6K | 0.01% | +12,571 | New |
| Marex Group plc | 12,201 | $83.1K | 0.00% | +12,201 | New |
| IFP Advisors, Inc | 11,506 | $78.4K | 0.00% | +11,506 | New |
| CoreCap Advisors, LLC | 5,385 | $36.7K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 4,686 | $31.9K | 0.00% | +4,686 | New |
| West Branch Capital LLC | 1,041 | $7.09K | 0.00% | +1,041 | New |
| Northwestern Mutual Wealth Management Co | 465 | $3.17K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 479 | $3.00K | 0.00% | −4,060−89.4% | Reduced |
| CWM, LLC | 377 | $3.00K | 0.00% | 00.0% | Unchanged |
| Synergy Financial Management, LLC | 200 | $1.57K | 0.00% | +200 | New |
| NBC Securities, Inc. | 2 | $13 | 0.00% | +2 | New |
| Wells Fargo & Company | 1 | $6 | 0.00% | −819−99.9% | Reduced |
| NWF Advisory Services Inc. | 0 | $0 | 0.00% | −183,931−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −13,484−100.0% | Sold out |
| Wedbush Securities Inc | 0 | $0 | 0.00% | −12,983−100.0% | Sold out |
| Eagle Rock Investment Company, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −17,363−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |