Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Highland Global Allocation Fund as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- +6 vs. Q3 2024
- Shares held
- 6.30M
- +2.43M (+62.6%) vs. Q3 2024
- Total value
- $42.9M
- +$12.6M (+41.5%) vs. Q3 2024
- New holders
- 11
- 7 more added
- Sold out
- 5
- 13 more reduced
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 1 | $6 | 0.00% | −819−99.9% | Reduced |
| NBC Securities, Inc. | 2 | $13 | 0.00% | +2 | New |
| Synergy Financial Management, LLC | 200 | $1.57K | 0.00% | +200 | New |
| Bessemer Group Inc | 479 | $3.00K | 0.00% | −4,060−89.4% | Reduced |
| CWM, LLC | 377 | $3.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 465 | $3.17K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 1,041 | $7.09K | 0.00% | +1,041 | New |
| Bank of America Corp | 4,686 | $31.9K | 0.00% | +4,686 | New |
| CoreCap Advisors, LLC | 5,385 | $36.7K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 11,506 | $78.4K | 0.00% | +11,506 | New |
| Marex Group plc | 12,201 | $83.1K | 0.00% | +12,201 | New |
| XTX Topco Ltd | 12,571 | $85.6K | 0.01% | +12,571 | New |
| Blue Bell Private Wealth Management, LLC | 13,400 | $91.3K | 0.02% | +13,400 | New |
| HighTower Advisors, LLC | 14,013 | $95.4K | 0.00% | −4,302−23.5% | Reduced |
| Total Wealth Planning & Management, Inc. | 14,443 | $98.4K | 0.10% | +14,443 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 16,446 | $112.0K | 0.02% | +399+2.5% | Added |
| Royal Bank of Canada | 20,037 | $136.0K | 0.00% | −921−4.4% | Reduced |
| Arlington Capital Management, Inc. | 23,499 | $160.0K | 0.11% | +23,499 | New |
| Arete Wealth Advisors, LLC | 26,954 | $184.0K | 0.01% | +2,830+11.7% | Added |
| Cetera Investment Advisers | 32,070 | $218.4K | 0.00% | −6,654−17.2% | Reduced |
| Oppenheimer & Co Inc | 42,600 | $290.1K | 0.00% | +1,500+3.6% | Added |
| Capital Investment Advisors, LLC | 48,150 | $327.9K | 0.01% | −6,346−11.6% | Reduced |
| UBS Group AG | 68,772 | $468.3K | 0.00% | −4,232−5.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 69,505 | $473.0K | 0.00% | +3,679+5.6% | Added |
| Highland Capital Management Fund Advisors, L.P. | 86,246 | $587.3K | 0.07% | 00.0% | Unchanged |
| CNH Partners LLC | 104,800 | $713.7K | 0.02% | −43,085−29.1% | Reduced |
| Private Advisor Group, LLC | 114,250 | $778.0K | 0.00% | 00.0% | Unchanged |
| Sovereign Financial Group, Inc. | 114,510 | $779.8K | 0.18% | −12,863−10.1% | Reduced |
| Landscape Capital Management, L.L.C. | 136,510 | $929.6K | 0.10% | −21,592−13.7% | Reduced |
| Quantedge Capital Pte Ltd | 174,487 | $1.19M | 0.43% | −27,500−13.6% | Reduced |
| Advisor Group Holdings, Inc. | 250,637 | $1.71M | 0.00% | −938−0.4% | Reduced |
| LPL Financial LLC | 359,377 | $2.45M | 0.00% | +18,092+5.3% | Added |
| Matisse Capital | 393,000 | $2.68M | 1.36% | +30,700+8.5% | Added |
| Shaker Financial Services, LLC | 667,027 | $4.54M | 1.74% | +9,479+1.4% | Added |
| Morgan Stanley | 824,993 | $5.62M | 0.00% | −1,587−0.2% | Reduced |
| Raymond James Financial Inc | 2,637,580 | $18.0M | 0.01% | +2,637,580 | New |
| NWF Advisory Services Inc. | 0 | $0 | 0.00% | −183,931−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −13,484−100.0% | Sold out |
| Wedbush Securities Inc | 0 | $0 | 0.00% | −12,983−100.0% | Sold out |
| Eagle Rock Investment Company, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −17,363−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |