Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Highland Global Allocation Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- −2 vs. Q1 2023
- Shares held
- 4.77M
- +85.2K (+1.8%) vs. Q1 2023
- Total value
- $41.3M
- −$238.7K (−0.6%) vs. Q1 2023
- New holders
- 7
- 12 more added
- Sold out
- 9
- 15 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Atlas Wealth LLC | 1,248,309 | $10.8M | 1.99% | −52,519−4.0% | Reduced |
| Morgan Stanley | 783,464 | $6.78M | 0.00% | −69,473−8.1% | Reduced |
| Shaker Financial Services, LLC | 394,874 | $3.42M | 1.49% | +103,123+35.3% | Added |
| LPL Financial LLC | 349,535 | $3.02M | 0.00% | +175,570+100.9% | Added |
| Advisor Group Holdings, Inc. | 330,393 | $2.86M | 0.01% | −16,855−4.9% | Reduced |
| NWF Advisory Services Inc. | 221,881 | $1.92M | 0.44% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 159,283 | $1.38M | 0.61% | −1,200−0.7% | Reduced |
| Wells Fargo & Company | 154,517 | $1.34M | 0.00% | −4,292−2.7% | Reduced |
| Matisse Capital | 150,000 | $1.30M | 0.80% | +110,480+279.6% | Added |
| Sovereign Financial Group, Inc. | 137,279 | $1.19M | 0.39% | +20,081+17.1% | Added |
| Private Advisor Group, LLC | 106,663 | $927.9K | 0.01% | −7,000−6.2% | Reduced |
| Raymond James & Associates | 90,957 | $786.8K | 0.00% | −200.0% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 86,246 | $746.0K | 0.11% | −349−0.4% | Reduced |
| Bokf, NA | 73,498 | $635.8K | 0.01% | +2,915+4.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 69,960 | $605.0K | 0.00% | −5,111−6.8% | Reduced |
| UBS Group AG | 52,766 | $456.4K | 0.00% | +45,393+615.7% | Added |
| Capital Investment Advisors, LLC | 45,150 | $390.5K | 0.01% | +9,400+26.3% | Added |
| Oppenheimer & Co Inc | 42,500 | $367.6K | 0.01% | −7,000−14.1% | Reduced |
| Landscape Capital Management, L.L.C. | 38,524 | $333.2K | 0.04% | +25,751+201.6% | Added |
| CNH Partners LLC | 35,890 | $310.4K | 0.01% | +35,890 | New |
| Royal Bank of Canada | 33,011 | $286.0K | 0.00% | −2,129−6.1% | Reduced |
| Truist Financial Corp | 28,376 | $245.5K | 0.00% | −9,877−25.8% | Reduced |
| Envestnet Asset Management Inc | 24,520 | $212.1K | 0.00% | +24,520 | New |
| HighTower Advisors, LLC | 24,723 | $209.0K | 0.00% | +2,268+10.1% | Added |
| Susquehanna International Group, LLP | 19,743 | $170.8K | 0.00% | +19,743 | New |
| Wedbush Securities Inc | 16,166 | $140.0K | 0.01% | +3,020+23.0% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 15,170 | $131.2K | 0.03% | +3,439+29.3% | Added |
| Cetera Advisors LLC | 14,320 | $123.9K | 0.00% | +14,320 | New |
| Moors & Cabot, Inc. | 10,000 | $86.5K | 0.01% | 00.0% | Unchanged |
| Caldwell Trust Co | 3,000 | $25.9K | 0.00% | +3,000 | New |
| Geneos Wealth Management Inc. | 2,500 | $21.6K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 1,423 | $12.3K | 0.00% | +1,423 | New |
| The PNC Financial Services Group, Inc. | 1,410 | $12.2K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 837 | $7.24K | 0.00% | −105−11.1% | Reduced |
| Bessemer Group Inc | 501 | $4.00K | 0.00% | −169−25.2% | Reduced |
| CWM, LLC | 377 | $3.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 340 | $2.94K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 256 | $2.22K | 0.00% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 49 | $425 | 0.00% | −442−90.0% | Reduced |
| FMR LLC | 1 | $9 | 0.00% | +1 | New |
| Retirement Group, LLC | 5,620 | – | – | +4,265+314.8% | Added |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −182,136−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −62,876−100.0% | Sold out |
| Aristides Capital LLC | 0 | $0 | 0.00% | −46,167−100.0% | Sold out |
| Advisor Resource Council | 0 | $0 | 0.00% | −16,497−100.0% | Sold out |
| Nations Financial Group Inc, | 0 | $0 | 0.00% | −13,484−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −11,851−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −5,552−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −3,775−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −512−100.0% | Sold out |