Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Highland Global Allocation Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- −2 vs. Q1 2023
- Shares held
- 4.77M
- +85.2K (+1.8%) vs. Q1 2023
- Total value
- $41.3M
- −$238.7K (−0.6%) vs. Q1 2023
- New holders
- 7
- 12 more added
- Sold out
- 9
- 15 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $9 | 0.00% | +1 | New |
| WealthPLAN Partners, LLC | 49 | $425 | 0.00% | −442−90.0% | Reduced |
| Institutional & Family Asset Management, LLC | 256 | $2.22K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 340 | $2.94K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 377 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 501 | $4.00K | 0.00% | −169−25.2% | Reduced |
| Bank of America Corp | 837 | $7.24K | 0.00% | −105−11.1% | Reduced |
| The PNC Financial Services Group, Inc. | 1,410 | $12.2K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 1,423 | $12.3K | 0.00% | +1,423 | New |
| Geneos Wealth Management Inc. | 2,500 | $21.6K | 0.00% | 00.0% | Unchanged |
| Caldwell Trust Co | 3,000 | $25.9K | 0.00% | +3,000 | New |
| Moors & Cabot, Inc. | 10,000 | $86.5K | 0.01% | 00.0% | Unchanged |
| Cetera Advisors LLC | 14,320 | $123.9K | 0.00% | +14,320 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 15,170 | $131.2K | 0.03% | +3,439+29.3% | Added |
| Wedbush Securities Inc | 16,166 | $140.0K | 0.01% | +3,020+23.0% | Added |
| Susquehanna International Group, LLP | 19,743 | $170.8K | 0.00% | +19,743 | New |
| HighTower Advisors, LLC | 24,723 | $209.0K | 0.00% | +2,268+10.1% | Added |
| Envestnet Asset Management Inc | 24,520 | $212.1K | 0.00% | +24,520 | New |
| Truist Financial Corp | 28,376 | $245.5K | 0.00% | −9,877−25.8% | Reduced |
| Royal Bank of Canada | 33,011 | $286.0K | 0.00% | −2,129−6.1% | Reduced |
| CNH Partners LLC | 35,890 | $310.4K | 0.01% | +35,890 | New |
| Landscape Capital Management, L.L.C. | 38,524 | $333.2K | 0.04% | +25,751+201.6% | Added |
| Oppenheimer & Co Inc | 42,500 | $367.6K | 0.01% | −7,000−14.1% | Reduced |
| Capital Investment Advisors, LLC | 45,150 | $390.5K | 0.01% | +9,400+26.3% | Added |
| UBS Group AG | 52,766 | $456.4K | 0.00% | +45,393+615.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 69,960 | $605.0K | 0.00% | −5,111−6.8% | Reduced |
| Bokf, NA | 73,498 | $635.8K | 0.01% | +2,915+4.1% | Added |
| Highland Capital Management Fund Advisors, L.P. | 86,246 | $746.0K | 0.11% | −349−0.4% | Reduced |
| Raymond James & Associates | 90,957 | $786.8K | 0.00% | −200.0% | Reduced |
| Private Advisor Group, LLC | 106,663 | $927.9K | 0.01% | −7,000−6.2% | Reduced |
| Sovereign Financial Group, Inc. | 137,279 | $1.19M | 0.39% | +20,081+17.1% | Added |
| Matisse Capital | 150,000 | $1.30M | 0.80% | +110,480+279.6% | Added |
| Wells Fargo & Company | 154,517 | $1.34M | 0.00% | −4,292−2.7% | Reduced |
| Quantedge Capital Pte Ltd | 159,283 | $1.38M | 0.61% | −1,200−0.7% | Reduced |
| NWF Advisory Services Inc. | 221,881 | $1.92M | 0.44% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 330,393 | $2.86M | 0.01% | −16,855−4.9% | Reduced |
| LPL Financial LLC | 349,535 | $3.02M | 0.00% | +175,570+100.9% | Added |
| Shaker Financial Services, LLC | 394,874 | $3.42M | 1.49% | +103,123+35.3% | Added |
| Morgan Stanley | 783,464 | $6.78M | 0.00% | −69,473−8.1% | Reduced |
| Atlas Wealth LLC | 1,248,309 | $10.8M | 1.99% | −52,519−4.0% | Reduced |
| Retirement Group, LLC | 5,620 | – | – | +4,265+314.8% | Added |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −182,136−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −62,876−100.0% | Sold out |
| Aristides Capital LLC | 0 | $0 | 0.00% | −46,167−100.0% | Sold out |
| Advisor Resource Council | 0 | $0 | 0.00% | −16,497−100.0% | Sold out |
| Nations Financial Group Inc, | 0 | $0 | 0.00% | −13,484−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −11,851−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −5,552−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −3,775−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −512−100.0% | Sold out |