Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Highland Global Allocation Fund as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 31
- −7 vs. Q2 2024
- Shares held
- 6.65M
- −15.0K (−0.2%) vs. Q2 2024
- Total value
- $52.1M
- +$1.94M (+3.9%) vs. Q2 2024
- New holders
- 1
- 14 more added
- Sold out
- 8
- 12 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 2,775,627 | $21.8M | 0.01% | +376,150+15.7% | Added |
| Morgan Stanley | 826,580 | $6.50M | 0.00% | −46,453−5.3% | Reduced |
| Shaker Financial Services, LLC | 657,548 | $5.17M | 1.95% | +43,284+7.0% | Added |
| Matisse Capital | 362,300 | $2.85M | 1.38% | 00.0% | Unchanged |
| LPL Financial LLC | 341,285 | $2.68M | 0.00% | −31,232−8.4% | Reduced |
| Advisor Group Holdings, Inc. | 251,575 | $1.98M | 0.00% | −9,292−3.6% | Reduced |
| Quantedge Capital Pte Ltd | 201,987 | $1.59M | 0.47% | −33,380−14.2% | Reduced |
| NWF Advisory Services Inc. | 183,931 | $1.45M | 0.21% | −1,300−0.7% | Reduced |
| Landscape Capital Management, L.L.C. | 158,102 | $1.24M | 0.13% | −35,120−18.2% | Reduced |
| CNH Partners LLC | 147,885 | $1.16M | 0.03% | −45,840−23.7% | Reduced |
| Sovereign Financial Group, Inc. | 127,373 | $1.00M | 0.23% | −13,265−9.4% | Reduced |
| Private Advisor Group, LLC | 114,250 | $898.0K | 0.01% | +1,500+1.3% | Added |
| Highland Capital Management Fund Advisors, L.P. | 86,246 | $677.9K | 0.08% | 00.0% | Unchanged |
| UBS Group AG | 73,004 | $573.8K | 0.00% | +673+0.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 65,826 | $517.0K | 0.00% | −980−1.5% | Reduced |
| Capital Investment Advisors, LLC | 54,496 | $428.3K | 0.01% | +846+1.6% | Added |
| Oppenheimer & Co Inc | 41,100 | $323.0K | 0.00% | +4,500+12.3% | Added |
| Cetera Investment Advisers | 38,724 | $304.4K | 0.00% | +4,159+12.0% | Added |
| Arete Wealth Advisors, LLC | 24,124 | $189.0K | 0.02% | +9,515+65.1% | Added |
| Royal Bank of Canada | 20,958 | $165.0K | 0.00% | −10,802−34.0% | Reduced |
| HighTower Advisors, LLC | 18,315 | $139.0K | 0.00% | +2,027+12.4% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 16,047 | $126.1K | 0.02% | +1,459+10.0% | Added |
| Two Sigma Securities, LLC | 13,484 | $106.0K | 0.01% | +13,484 | New |
| Wedbush Securities Inc | 12,983 | $102.0K | 0.00% | −2,670−17.1% | Reduced |
| Eagle Rock Investment Company, LLC | 10,000 | $78.6K | 0.01% | −15,000−60.0% | Reduced |
| CoreCap Advisors, LLC | 5,385 | $42.3K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 4,539 | $35.0K | 0.00% | +4,079+886.7% | Added |
| Wells Fargo & Company | 820 | $6.45K | 0.00% | +555+209.4% | Added |
| Northwestern Mutual Wealth Management Co | 465 | $3.65K | 0.00% | +125+36.8% | Added |
| CWM, LLC | 377 | $3.00K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 17,363 | – | – | +16,037+1,209.4% | Added |
| Bokf, NA | 0 | $0 | 0.00% | −86,673−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −51,432−100.0% | Sold out |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −48,754−100.0% | Sold out |
| Principal Securities, Inc. | 0 | $0 | 0.00% | −46,238−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −12,720−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −1,410−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −837−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Institutional & Family Asset Management, LLC | – | – | – | – | Not filed |