Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Highland Global Allocation Fund as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 31
- −7 vs. Q2 2024
- Shares held
- 6.65M
- −15.0K (−0.2%) vs. Q2 2024
- Total value
- $52.1M
- +$1.94M (+3.9%) vs. Q2 2024
- New holders
- 1
- 14 more added
- Sold out
- 8
- 12 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 377 | $3.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 465 | $3.65K | 0.00% | +125+36.8% | Added |
| Wells Fargo & Company | 820 | $6.45K | 0.00% | +555+209.4% | Added |
| Bessemer Group Inc | 4,539 | $35.0K | 0.00% | +4,079+886.7% | Added |
| CoreCap Advisors, LLC | 5,385 | $42.3K | 0.00% | 00.0% | Unchanged |
| Eagle Rock Investment Company, LLC | 10,000 | $78.6K | 0.01% | −15,000−60.0% | Reduced |
| Wedbush Securities Inc | 12,983 | $102.0K | 0.00% | −2,670−17.1% | Reduced |
| Two Sigma Securities, LLC | 13,484 | $106.0K | 0.01% | +13,484 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 16,047 | $126.1K | 0.02% | +1,459+10.0% | Added |
| HighTower Advisors, LLC | 18,315 | $139.0K | 0.00% | +2,027+12.4% | Added |
| Royal Bank of Canada | 20,958 | $165.0K | 0.00% | −10,802−34.0% | Reduced |
| Arete Wealth Advisors, LLC | 24,124 | $189.0K | 0.02% | +9,515+65.1% | Added |
| Cetera Investment Advisers | 38,724 | $304.4K | 0.00% | +4,159+12.0% | Added |
| Oppenheimer & Co Inc | 41,100 | $323.0K | 0.00% | +4,500+12.3% | Added |
| Capital Investment Advisors, LLC | 54,496 | $428.3K | 0.01% | +846+1.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 65,826 | $517.0K | 0.00% | −980−1.5% | Reduced |
| UBS Group AG | 73,004 | $573.8K | 0.00% | +673+0.9% | Added |
| Highland Capital Management Fund Advisors, L.P. | 86,246 | $677.9K | 0.08% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 114,250 | $898.0K | 0.01% | +1,500+1.3% | Added |
| Sovereign Financial Group, Inc. | 127,373 | $1.00M | 0.23% | −13,265−9.4% | Reduced |
| CNH Partners LLC | 147,885 | $1.16M | 0.03% | −45,840−23.7% | Reduced |
| Landscape Capital Management, L.L.C. | 158,102 | $1.24M | 0.13% | −35,120−18.2% | Reduced |
| NWF Advisory Services Inc. | 183,931 | $1.45M | 0.21% | −1,300−0.7% | Reduced |
| Quantedge Capital Pte Ltd | 201,987 | $1.59M | 0.47% | −33,380−14.2% | Reduced |
| Advisor Group Holdings, Inc. | 251,575 | $1.98M | 0.00% | −9,292−3.6% | Reduced |
| LPL Financial LLC | 341,285 | $2.68M | 0.00% | −31,232−8.4% | Reduced |
| Matisse Capital | 362,300 | $2.85M | 1.38% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 657,548 | $5.17M | 1.95% | +43,284+7.0% | Added |
| Morgan Stanley | 826,580 | $6.50M | 0.00% | −46,453−5.3% | Reduced |
| Raymond James & Associates | 2,775,627 | $21.8M | 0.01% | +376,150+15.7% | Added |
| International Assets Investment Management, LLC | 17,363 | – | – | +16,037+1,209.4% | Added |
| Bokf, NA | 0 | $0 | 0.00% | −86,673−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −51,432−100.0% | Sold out |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −48,754−100.0% | Sold out |
| Principal Securities, Inc. | 0 | $0 | 0.00% | −46,238−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −12,720−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −1,410−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −837−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Institutional & Family Asset Management, LLC | – | – | – | – | Not filed |