Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Highland Global Allocation Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +3 vs. Q2 2022
- Shares held
- 3.16M
- −252.3K (−7.4%) vs. Q2 2022
- Total value
- $27.6M
- −$5.39M (−16.3%) vs. Q2 2022
- New holders
- 6
- 10 more added
- Sold out
- 3
- 15 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Harbour Investments, Inc. | 177 | $2.00K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 256 | $2.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 377 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 290 | $3.00K | 0.00% | −13−4.3% | Reduced |
| Bank of America Corp | 3,200 | $28.0K | 0.00% | −510−13.7% | Reduced |
| UBS Group AG | 3,203 | $28.0K | 0.00% | +3,203 | New |
| IFP Advisors, Inc | 2,424 | $36.0K | 0.00% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 10,000 | $87.0K | 0.01% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 11,265 | $98.0K | 0.01% | +11,265 | New |
| Walleye Capital LLC | 11,341 | $99.0K | 0.00% | +1,244+12.3% | Added |
| Commonwealth Equity Services, LLC | 12,330 | $107.0K | 0.00% | −14,330−53.8% | Reduced |
| Wedbush Securities Inc | 12,747 | $111.0K | 0.01% | +256+2.0% | Added |
| Nations Financial Group Inc, | 13,484 | $118.0K | 0.02% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 13,679 | $119.0K | 0.00% | +13,679 | New |
| Hightower 6M Holding, LLC | 15,923 | $139.0K | 0.01% | −1,243−7.2% | Reduced |
| Capital Investment Advisors, LLC | 26,600 | $232.0K | 0.01% | 00.0% | Unchanged |
| Matisse Capital | 27,420 | $239.0K | 0.30% | +27,420 | New |
| Landscape Capital Management, L.L.C. | 29,114 | $254.0K | 0.03% | +17,108+142.5% | Added |
| Royal Bank of Canada | 34,789 | $303.0K | 0.00% | −12,328−26.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 35,913 | $313.0K | 0.00% | +35,913 | New |
| Oppenheimer & Co Inc | 42,500 | $371.0K | 0.01% | +6,000+16.4% | Added |
| Truist Financial Corp | 42,897 | $374.0K | 0.00% | −270−0.6% | Reduced |
| Aristides Capital LLC | 46,167 | $403.0K | 0.34% | 00.0% | Unchanged |
| LPL Financial LLC | 48,965 | $427.0K | 0.00% | +2,886+6.3% | Added |
| Global Retirement Partners, LLC | 59,479 | $581.0K | 0.04% | −1,707−2.8% | Reduced |
| Bokf, NA | 71,023 | $619.0K | 0.01% | −1,042−1.4% | Reduced |
| Guggenheim Capital LLC | 75,777 | $661.0K | 0.01% | −2,010−2.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 76,804 | $670.0K | 0.00% | −1,711−2.2% | Reduced |
| Clough Capital Partners L P | 77,791 | $678.0K | 0.10% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 82,732 | $721.0K | 0.21% | −63,091−43.3% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 86,246 | $752.0K | 0.05% | 00.0% | Unchanged |
| Raymond James & Associates | 105,433 | $919.0K | 0.00% | +16,706+18.8% | Added |
| Sovereign Financial Group, Inc. | 109,685 | $956.0K | 0.39% | +8,907+8.8% | Added |
| Private Advisor Group, LLC | 132,965 | $1.16M | 0.01% | +4,766+3.7% | Added |
| Wells Fargo & Company | 159,240 | $1.39M | 0.00% | −5,390−3.3% | Reduced |
| Quantedge Capital Pte Ltd | 250,096 | $2.18M | 0.67% | −34,898−12.2% | Reduced |
| Shaker Financial Services, LLC | 272,438 | $2.38M | 1.17% | −116,092−29.9% | Reduced |
| Advisor Group Holdings, Inc. | 325,291 | $2.84M | 0.01% | +14,664+4.7% | Added |
| Morgan Stanley | 824,839 | $7.19M | 0.00% | +86,891+11.8% | Added |
| Retirement Group, LLC | 605 | – | – | −7,776−92.8% | Reduced |
| Advisor Resource Council | 0 | $0 | 0.00% | −230,031−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −7,575−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −3,203−100.0% | Sold out |
| Lake Point Wealth Management | – | – | – | – | Not filed |