Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Highland Global Allocation Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- +3 vs. Q4 2022
- Shares held
- 4.69M
- +149.4K (+3.3%) vs. Q4 2022
- Total value
- $41.5M
- −$1.25M (−2.9%) vs. Q4 2022
- New holders
- 10
- 15 more added
- Sold out
- 7
- 9 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Institutional & Family Asset Management, LLC | 256 | $2.32K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 377 | $3.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 340 | $3.07K | 0.00% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 491 | $4.44K | 0.00% | +491 | New |
| Tower Research Capital LLC (TRC) | 512 | $5.00K | 0.00% | +512 | New |
| Bessemer Group Inc | 670 | $6.00K | 0.00% | +370+123.3% | Added |
| Bank of America Corp | 942 | $8.52K | 0.00% | +942 | New |
| The PNC Financial Services Group, Inc. | 1,410 | $12.7K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,500 | $22.6K | 0.00% | +2,500 | New |
| Ameritas Advisory Services, LLC | 3,775 | $34.1K | 0.00% | +3,775 | New |
| Advisory Services Network, LLC | 5,552 | $50.2K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 7,373 | $66.7K | 0.00% | +7,373 | New |
| Moors & Cabot, Inc. | 10,000 | $90.4K | 0.01% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,731 | $104.2K | 0.03% | +11,731 | New |
| Koshinski Asset Management, Inc. | 11,851 | $107.1K | 0.01% | +296+2.6% | Added |
| Landscape Capital Management, L.L.C. | 12,773 | $115.5K | 0.02% | +12,773 | New |
| Wedbush Securities Inc | 13,146 | $119.0K | 0.01% | +136+1.0% | Added |
| Nations Financial Group Inc, | 13,484 | $121.9K | 0.01% | 00.0% | Unchanged |
| Advisor Resource Council | 16,497 | $150.1K | 0.04% | +16,497 | New |
| HighTower Advisors, LLC | 22,455 | $196.0K | 0.00% | +6,026+36.7% | Added |
| Royal Bank of Canada | 35,140 | $318.0K | 0.00% | −686−1.9% | Reduced |
| Capital Investment Advisors, LLC | 35,750 | $323.2K | 0.01% | +8,950+33.4% | Added |
| Truist Financial Corp | 38,253 | $345.8K | 0.00% | −839−2.1% | Reduced |
| Matisse Capital | 39,520 | $357.3K | 0.23% | +8,232+26.3% | Added |
| Aristides Capital LLC | 46,167 | $417.4K | 0.26% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 49,500 | $447.5K | 0.01% | +3,000+6.5% | Added |
| Guggenheim Capital LLC | 62,876 | $568.4K | 0.00% | −11,821−15.8% | Reduced |
| Bokf, NA | 70,583 | $638.1K | 0.01% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 75,071 | $679.0K | 0.00% | +1,042+1.4% | Added |
| Raymond James & Associates | 90,977 | $822.4K | 0.00% | −18,713−17.1% | Reduced |
| Private Advisor Group, LLC | 113,663 | $1.03M | 0.01% | −12,600−10.0% | Reduced |
| Sovereign Financial Group, Inc. | 117,198 | $1.06M | 0.39% | +340+0.3% | Added |
| Wells Fargo & Company | 158,809 | $1.44M | 0.00% | −3,982−2.4% | Reduced |
| Quantedge Capital Pte Ltd | 160,483 | $1.45M | 0.57% | −58,243−26.6% | Reduced |
| LPL Financial LLC | 173,965 | $1.57M | 0.00% | +132,412+318.7% | Added |
| Cetera Advisor Networks LLC | 182,136 | $1.65M | 0.01% | +7,088+4.0% | Added |
| NWF Advisory Services Inc. | 221,881 | $1.92M | 0.45% | +221,881 | New |
| Shaker Financial Services, LLC | 291,751 | $2.64M | 1.15% | −33,807−10.4% | Reduced |
| Advisor Group Holdings, Inc. | 347,248 | $3.14M | 0.01% | +13,310+4.0% | Added |
| Morgan Stanley | 852,937 | $7.71M | 0.00% | +19,978+2.4% | Added |
| Atlas Wealth LLC | 1,300,828 | $11.8M | 2.31% | −16,419−1.2% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 86,595 | – | – | +349+0.4% | Added |
| Retirement Group, LLC | 1,355 | – | – | +750+124.0% | Added |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −75,451−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −59,716−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −36,390−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −1,832−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −571−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −186−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −86−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |