Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
Q1 2023 vs. Q4 2022
How the institutions holding Highland Global Allocation Fund changed between Q4 2022 and Q1 2023.
All holders in Q1 2023All holders in Q4 2022
| Measure | Q4 2022 | Of which not filed for Q1 2023 | Q1 2023 | Change |
|---|---|---|---|---|
| Holders | 41 | 1 | 43 | +3 |
| Shares | 4.54M | 5.38K | 4.69M | +149.4K (+3.3%) |
| Value | $42.8M | $50.7K | $41.5M | −$1.25M (−2.9%) |
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (10)
Institutions that held Highland Global Allocation Fund at the end of Q1 2023 but not at the end of Q4 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| NWF Advisory Services Inc. | 221,881 | $1.92M | 0.45% |
| Advisor Resource Council | 16,497 | $150.1K | 0.04% |
| Landscape Capital Management, L.L.C. | 12,773 | $115.5K | 0.02% |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,731 | $104.2K | 0.03% |
| UBS Group AG | 7,373 | $66.7K | 0.00% |
| Ameritas Advisory Services, LLC | 3,775 | $34.1K | 0.00% |
| Geneos Wealth Management Inc. | 2,500 | $22.6K | 0.00% |
| Bank of America Corp | 942 | $8.52K | 0.00% |
| Tower Research Capital LLC (TRC) | 512 | $5.00K | 0.00% |
| WealthPLAN Partners, LLC | 491 | $4.44K | 0.00% |
Sold out (7)
Institutions that held Highland Global Allocation Fund at the end of Q4 2022 and filed for Q1 2023 without it.
| Institution | Shares, Q4 2022 | Value, Q4 2022 |
|---|---|---|
| Clough Capital Partners L P | 75,451 | $710.7K |
| Global Retirement Partners, LLC | 59,716 | $562.5K |
| Raymond James Financial Services Advisors, Inc. | 36,390 | $342.8K |
| IFP Advisors, Inc | 1,832 | $27.0K |
| JPMorgan Chase & Co | 571 | $5.00K |
| Harbour Investments, Inc. | 186 | $1.75K |
| Money Concepts Capital Corp | 86 | $810 |
Not filed for Q1 2023 yet (1)
Institutions that held Highland Global Allocation Fund at the end of Q4 2022 and haven't filed a 13F for Q1 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2022 | Value, Q4 2022 |
|---|---|---|
| CoreCap Advisors, LLC | 5,385 | $50.7K |