Fidus Investment Corp
FDUS- Exchange
- Nasdaq
- SEC CIK
- 0001513363
No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $166.0M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Fidus Investment Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 78
- +5 vs. Q2 2021
- Shares held
- 5.31M
- −368.4K (−6.5%) vs. Q2 2021
- Total value
- $92.6M
- −$3.93M (−4.1%) vs. Q2 2021
- New holders
- 12
- 22 more added
- Sold out
- 7
- 28 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 133 | $166.0M |
| Q1 2026 | 142 | $172.6M |
| Q4 2025 | 149 | $194.3M |
| Q3 2025 | 130 | $194.2M |
| Q2 2025 | 121 | $182.9M |
| Q1 2025 | 121 | $180.0M |
| Q4 2024 | 112 | $167.7M |
| Q3 2024 | 111 | $150.4M |
| Q2 2024 | 115 | $152.5M |
| Q1 2024 | 109 | $162.2M |
| Q4 2023 | 117 | $182.6M |
| Q3 2023 | 107 | $134.0M |
| Q2 2023 | 89 | $96.2M |
| Q1 2023 | 92 | $95.5M |
| Q4 2022 | 100 | $98.2M |
| Q3 2022 | 89 | $81.5M |
| Q2 2022 | 85 | $81.5M |
| Q1 2022 | 77 | $141.4M |
| Q4 2021 | 75 | $89.5M |
| Q3 2021 | 78 | $92.6M |
| Q2 2021 | 73 | $96.5M |
| Q1 2021 | 81 | $93.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 774,939 | $13.5M | 0.01% | −8,621−1.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 581,848 | $10.1M | 0.02% | −10,139−1.7% | Reduced |
| Ares Management LLC | 518,411 | $9.04M | 0.31% | 00.0% | Unchanged |
| Morgan Stanley | 352,013 | $6.14M | 0.00% | −25,844−6.8% | Reduced |
| Van Eck Associates Corp | 346,257 | $6.04M | 0.02% | −21,163−5.8% | Reduced |
| Arrowstreet Capital, Limited Partnership | 236,931 | $4.13M | 0.01% | −225,336−48.7% | Reduced |
| Advisors Asset Management, Inc. | 186,490 | $3.25M | 0.05% | +34,839+23.0% | Added |
| BlackRock Inc. | 179,800 | $3.14M | 0.00% | +33,521+22.9% | Added |
| Novare Capital Management LLC | 175,300 | $3.06M | 0.34% | −11,101−6.0% | Reduced |
| Two Sigma Advisers, LP | 151,613 | $2.64M | 0.01% | −62,400−29.2% | Reduced |
| Legal & General Group Plc | 146,152 | $2.55M | 0.00% | −9,793−6.3% | Reduced |
| Two Sigma Investments, LP | 137,682 | $2.40M | 0.01% | −21,397−13.5% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 122,779 | $2.14M | 0.00% | −28,096−18.6% | Reduced |
| Muzinich & Co., Inc. | 122,779 | $2.13M | 1.42% | −28,096−18.6% | Reduced |
| Mackenzie Financial Corp | 80,895 | $1.41M | 0.00% | +11,014+15.8% | Added |
| Truist Financial Corp | 75,724 | $1.32M | 0.00% | −31,000−29.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 64,626 | $1.13M | 0.06% | −28,245−30.4% | Reduced |
| UBS Group AG | 60,715 | $1.06M | 0.00% | +822+1.4% | Added |
| Enterprise Bank & Trust Co | 55,912 | $975.0K | 0.38% | 00.0% | Unchanged |
| Advisory Research Inc | 53,956 | $941.0K | 0.06% | +1,474+2.8% | Added |
| Capital Advisory Group Advisory Services, LLC | 50,645 | $883.0K | 0.32% | +43,580+616.8% | Added |
| Susquehanna International Group, LLP | 39,576 | $690.0K | 0.00% | +613+1.6% | Added |
| Quadrature Capital Ltd | 39,450 | $687.0K | 0.02% | +24,923+171.6% | Added |
| Virtus ETF Advisers LLC | 34,820 | $607.0K | 0.27% | −1,146−3.2% | Reduced |
| Davenport & Co LLC | 33,726 | $588.0K | 0.00% | +33,726 | New |
| Raymond James Trust N.A. | 31,160 | $543.0K | 0.02% | −626−2.0% | Reduced |
| Mid Atlantic Financial Management Inc | 30,791 | $537.0K | 0.04% | +1,046+3.5% | Added |
| Hexagon Capital Partners LLC | 28,500 | $497.0K | 0.14% | 00.0% | Unchanged |
| Regions Financial Corp | 27,694 | $483.0K | 0.00% | 00.0% | Unchanged |
| Optimum Investment Advisors | 27,448 | $479.0K | 0.20% | −2,423−8.1% | Reduced |
| Advisor Group Holdings, Inc. | 26,076 | $455.0K | 0.00% | +23,241+819.8% | Added |
| Millennium Management LLC | 26,074 | $455.0K | 0.00% | +26,074 | New |
| Citadel Advisors LLC | 25,272 | $441.0K | 0.00% | +2,622+11.6% | Added |
| LPL Financial LLC | 23,427 | $409.0K | 0.00% | +12,300+110.5% | Added |
| Oppenheimer & Co Inc | 23,422 | $408.0K | 0.01% | +2,513+12.0% | Added |
| Summit Trail Advisors, LLC | 22,502 | $392.0K | 0.03% | 00.0% | Unchanged |
| Susquehanna Fundamental Investments, LLC | 21,571 | $376.0K | 0.01% | −12,186−36.1% | Reduced |
| Magnolia Capital Advisors LLC | 21,548 | $376.0K | 0.13% | −514−2.3% | Reduced |
| Kingfisher Capital LLC | 20,992 | $366.0K | 0.10% | +481+2.3% | Added |
| Prospera Financial Services Inc | 18,794 | $328.0K | 0.02% | +264+1.4% | Added |
| Steward Partners Investment Advisory, LLC | 18,038 | $315.0K | 0.01% | −2,506−12.2% | Reduced |
| D.A. Davidson & Co. | 18,000 | $314.0K | 0.00% | 00.0% | Unchanged |
| Bragg Financial Advisors, Inc | 18,011 | $314.0K | 0.02% | 00.0% | Unchanged |
| National Asset Management, Inc. | 15,719 | $275.0K | 0.01% | −2,969−15.9% | Reduced |
| Eagle Global Advisors LLC | 15,240 | $266.0K | 0.02% | −32,750−68.2% | Reduced |
| CAMG Solamere Management, LLC | 14,832 | $259.0K | 0.21% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 14,122 | $244.0K | 0.00% | −26,415−65.2% | Reduced |
| Koss-Olinger Consulting, LLC | 13,910 | $243.0K | 0.04% | 00.0% | Unchanged |
| Bank of America Corp | 13,393 | $234.0K | 0.00% | +393+3.0% | Added |
| Lakeview Capital Partners, LLC | 12,445 | $217.0K | 0.10% | +110+0.9% | Added |
| Blair William & Co | 12,421 | $217.0K | 0.00% | +145+1.2% | Added |
| Royal Bank of Canada | 12,310 | $213.0K | 0.00% | −114−0.9% | Reduced |
| Janney Montgomery Scott LLC | 12,232 | $213.0K | 0.00% | +1,955+19.0% | Added |
| Cetera Investment Advisers | 12,071 | $211.0K | 0.00% | +12,071 | New |
| D. E. Shaw & Co., Inc. | 11,607 | $202.0K | 0.00% | −12,886−52.6% | Reduced |
| B. Riley Wealth Management, Inc. | 11,500 | $201.0K | 0.02% | +11,500 | New |
| Envestnet Asset Management Inc | 10,769 | $188.0K | 0.00% | +10,769 | New |
| Wells Fargo & Company | 10,220 | $179.0K | 0.00% | −500−4.7% | Reduced |
| Advisory Services Network, LLC | 10,007 | $175.0K | 0.01% | +20+0.2% | Added |
| Great West Life Assurance Co | 9,272 | $162.0K | 0.00% | +1,375+17.4% | Added |
| Carroll Financial Associates, Inc. | 8,190 | $142.0K | 0.01% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 6,883 | $120.0K | 0.01% | +6,883 | New |
| Brown Brothers Harriman & Co | 5,337 | $93.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,878 | $68.0K | 0.02% | +29+0.8% | Added |
| Total Clarity Wealth Management, Inc. | 3,068 | $54.0K | 0.03% | +3,068 | New |
| Fifth Third Bancorp | 2,850 | $50.0K | 0.00% | +2,850 | New |
| Evolution Wealth Advisors, LLC | 2,850 | $50.0K | 0.01% | +2,850 | New |
| JPMorgan Chase & Co | 2,600 | $45.0K | 0.00% | −1,200−31.6% | Reduced |
| FNY Investment Advisers, LLC | 1,750 | $30.0K | 0.01% | −3,250−65.0% | Reduced |
| Meeder Asset Management Inc | 1,510 | $26.0K | 0.00% | −80−5.0% | Reduced |
| Deutsche Bank AG | 1,500 | $26.0K | 0.00% | +1,500 | New |
| Tower Research Capital LLC (TRC) | 1,273 | $22.0K | 0.00% | +1,273 | New |
| Activest Wealth Management | 1,150 | $20.0K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 543 | $9.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 413 | $7.00K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 275 | $5.00K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 239 | $4.00K | 0.00% | +239 | New |
| Arkadios Wealth Advisors | 149 | $2.00K | 0.00% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 0 | $0 | 0.00% | −41,223−100.0% | Sold out |
| Harbor Financial Services, LLC | 0 | $0 | 0.00% | −12,685−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −8,600−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −2,817−100.0% | Sold out |
| Covington Capital Management | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −1,023−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −300−100.0% | Sold out |