Fidus Investment Corp
FDUS- Exchange
- Nasdaq
- SEC CIK
- 0001513363
No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $166.0M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Fidus Investment Corp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 73
- −7 vs. Q1 2021
- Shares held
- 5.68M
- −314.7K (−5.3%) vs. Q1 2021
- Total value
- $96.5M
- +$3.33M (+3.6%) vs. Q1 2021
- New holders
- 6
- 26 more added
- Sold out
- 13
- 22 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 133 | $166.0M |
| Q1 2026 | 142 | $172.6M |
| Q4 2025 | 149 | $194.3M |
| Q3 2025 | 130 | $194.2M |
| Q2 2025 | 121 | $182.9M |
| Q1 2025 | 121 | $180.0M |
| Q4 2024 | 112 | $167.7M |
| Q3 2024 | 111 | $150.4M |
| Q2 2024 | 115 | $152.5M |
| Q1 2024 | 109 | $162.2M |
| Q4 2023 | 117 | $182.6M |
| Q3 2023 | 107 | $134.0M |
| Q2 2023 | 89 | $96.2M |
| Q1 2023 | 92 | $95.5M |
| Q4 2022 | 100 | $98.2M |
| Q3 2022 | 89 | $81.5M |
| Q2 2022 | 85 | $81.5M |
| Q1 2022 | 77 | $141.4M |
| Q4 2021 | 75 | $89.5M |
| Q3 2021 | 78 | $92.6M |
| Q2 2021 | 73 | $96.5M |
| Q1 2021 | 81 | $93.9M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 783,560 | $13.3M | 0.01% | −1,410−0.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 591,987 | $10.1M | 0.02% | +1,025+0.2% | Added |
| Ares Management LLC | 518,411 | $8.81M | 0.32% | −209,151−28.7% | Reduced |
| Arrowstreet Capital, Limited Partnership | 462,267 | $7.86M | 0.01% | +132,084+40.0% | Added |
| Morgan Stanley | 377,857 | $6.42M | 0.00% | +44,957+13.5% | Added |
| Van Eck Associates Corp | 367,420 | $6.25M | 0.01% | −61,761−14.4% | Reduced |
| Two Sigma Advisers, LP | 214,013 | $3.64M | 0.01% | +4,200+2.0% | Added |
| Novare Capital Management LLC | 186,401 | $3.17M | 0.35% | −55,677−23.0% | Reduced |
| Two Sigma Investments, LP | 159,079 | $2.70M | 0.01% | +40,866+34.6% | Added |
| Legal & General Group Plc | 155,945 | $2.65M | 0.00% | −17,465−10.1% | Reduced |
| Advisors Asset Management, Inc. | 151,651 | $2.58M | 0.04% | +6,799+4.7% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 150,875 | $2.56M | 0.00% | −5,896−3.8% | Reduced |
| Muzinich & Co., Inc. | 150,875 | $2.56M | 1.58% | −5,896−3.8% | Reduced |
| BlackRock Inc. | 146,279 | $2.49M | 0.00% | +14,378+10.9% | Added |
| Truist Financial Corp | 106,724 | $1.81M | 0.00% | −3,670−3.3% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 92,871 | $1.58M | 0.08% | −2,776−2.9% | Reduced |
| Mackenzie Financial Corp | 69,881 | $1.19M | 0.00% | +37,489+115.7% | Added |
| UBS Group AG | 59,893 | $1.02M | 0.00% | +14,121+30.9% | Added |
| Enterprise Bank & Trust Co | 55,912 | $951.0K | 0.38% | 00.0% | Unchanged |
| Advisory Research Inc | 52,482 | $892.0K | 0.06% | +4,755+10.0% | Added |
| Eagle Global Advisors LLC | 47,990 | $816.0K | 0.05% | −11,060−18.7% | Reduced |
| Neuberger Berman Group LLC | 41,223 | $701.0K | 0.00% | −1,403−3.3% | Reduced |
| Acadian Asset Management LLC | 40,537 | $689.0K | 0.00% | −25,408−38.5% | Reduced |
| Susquehanna International Group, LLP | 38,963 | $662.0K | 0.00% | −38,963−50.0% | Reduced |
| Virtus ETF Advisers LLC | 35,966 | $611.0K | 0.25% | +434+1.2% | Added |
| Susquehanna Fundamental Investments, LLC | 33,757 | $574.0K | 0.01% | −5,264−13.5% | Reduced |
| Raymond James Trust N.A. | 31,786 | $540.0K | 0.02% | +3,741+13.3% | Added |
| Optimum Investment Advisors | 29,871 | $508.0K | 0.16% | +72+0.2% | Added |
| Mid Atlantic Financial Management Inc | 29,745 | $506.0K | 0.03% | −2,113−6.6% | Reduced |
| Hexagon Capital Partners LLC | 28,500 | $484.0K | 0.13% | 00.0% | Unchanged |
| Regions Financial Corp | 27,694 | $471.0K | 0.00% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 24,493 | $416.0K | 0.00% | −44,047−64.3% | Reduced |
| Citadel Advisors LLC | 22,650 | $385.0K | 0.00% | +10,092+80.4% | Added |
| Summit Trail Advisors, LLC | 22,502 | $383.0K | 0.03% | 00.0% | Unchanged |
| Magnolia Capital Advisors LLC | 22,062 | $375.0K | 0.17% | +22,062 | New |
| Oppenheimer & Co Inc | 20,909 | $355.0K | 0.01% | +1,856+9.7% | Added |
| Steward Partners Investment Advisory, LLC | 20,544 | $349.0K | 0.01% | −20,370−49.8% | Reduced |
| Kingfisher Capital LLC | 20,511 | $349.0K | 0.09% | +454+2.3% | Added |
| National Asset Management, Inc. | 18,688 | $318.0K | 0.01% | +6,030+47.6% | Added |
| Prospera Financial Services Inc | 18,530 | $315.0K | 0.02% | +250+1.4% | Added |
| D.A. Davidson & Co. | 18,000 | $306.0K | 0.00% | 00.0% | Unchanged |
| Bragg Financial Advisors, Inc | 18,011 | $306.0K | 0.02% | 00.0% | Unchanged |
| CAMG Solamere Management, LLC | 14,832 | $252.0K | 0.22% | −2,800−15.9% | Reduced |
| Quadrature Capital Ltd | 14,527 | $247.0K | 0.01% | −5,131−26.1% | Reduced |
| Koss-Olinger Consulting, LLC | 13,910 | $236.0K | 0.04% | 00.0% | Unchanged |
| Bank of America Corp | 13,000 | $221.0K | 0.00% | 00.0% | Unchanged |
| Harbor Financial Services, LLC | 12,685 | $216.0K | 0.09% | +100+0.8% | Added |
| Lakeview Capital Partners, LLC | 12,335 | $210.0K | 0.09% | 00.0% | Unchanged |
| Royal Bank of Canada | 12,424 | $210.0K | 0.00% | +1,193+10.6% | Added |
| Blair William & Co | 12,276 | $209.0K | 0.00% | +137+1.1% | Added |
| LPL Financial LLC | 11,127 | $189.0K | 0.00% | −246−2.2% | Reduced |
| Wells Fargo & Company | 10,720 | $182.0K | 0.00% | +2,399+28.8% | Added |
| Janney Montgomery Scott LLC | 10,277 | $175.0K | 0.00% | +102+1.0% | Added |
| Advisory Services Network, LLC | 9,987 | $170.0K | 0.01% | +9,987 | New |
| Nisa Investment Advisors, LLC | 8,600 | $146.0K | 0.00% | +8,600 | New |
| Carroll Financial Associates, Inc. | 8,190 | $139.0K | 0.01% | 00.0% | Unchanged |
| Great West Life Assurance Co | 7,897 | $134.0K | 0.00% | +492+6.6% | Added |
| Capital Advisory Group Advisory Services, LLC | 7,065 | $120.0K | 0.04% | +7,065 | New |
| Brown Brothers Harriman & Co | 5,337 | $91.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 5,000 | $85.0K | 0.03% | −7,899−61.2% | Reduced |
| JPMorgan Chase & Co | 3,800 | $65.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,849 | $65.0K | 0.02% | +28+0.7% | Added |
| Advisor Group Holdings, Inc. | 2,835 | $48.0K | 0.00% | −139−4.7% | Reduced |
| Citigroup Inc | 2,817 | $48.0K | 0.00% | +29+1.0% | Added |
| Meeder Asset Management Inc | 1,590 | $27.0K | 0.00% | +1,590 | New |
| Activest Wealth Management | 1,150 | $20.0K | 0.02% | 00.0% | Unchanged |
| Covington Capital Management | 1,000 | $17.0K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 1,023 | $17.0K | 0.00% | +1,023 | New |
| Signaturefd, LLC | 543 | $9.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 413 | $7.00K | 0.00% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 275 | $5.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 149 | $2.00K | 0.00% | 00.0% | Unchanged |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −50,300−100.0% | Sold out |
| RMB Capital Management, LLC | 0 | $0 | 0.00% | −39,650−100.0% | Sold out |
| SEI Investments Co | 0 | $0 | 0.00% | −22,017−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −20,946−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −12,662−100.0% | Sold out |
| Hyman Charles D | 0 | $0 | 0.00% | −10,666−100.0% | Sold out |
| Pinz Capital Management, LP | 0 | $0 | 0.00% | −6,400−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −643−100.0% | Sold out |
| Barnett & Company, Inc. | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Ameritas Investment Company, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | −112−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −62−100.0% | Sold out |
| Ark Global Emerging Companies, LP | – | – | – | – | Not filed |