Fidus Investment Corp
FDUS- Exchange
- Nasdaq
- SEC CIK
- 0001513363
No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $166.0M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Fidus Investment Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 107
- +18 vs. Q2 2023
- Shares held
- 6.99M
- +2.08M (+42.4%) vs. Q2 2023
- Total value
- $134.0M
- +$37.8M (+39.3%) vs. Q2 2023
- New holders
- 21
- 42 more added
- Sold out
- 3
- 18 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 133 | $166.0M |
| Q1 2026 | 142 | $172.6M |
| Q4 2025 | 149 | $194.3M |
| Q3 2025 | 130 | $194.2M |
| Q2 2025 | 121 | $182.9M |
| Q1 2025 | 121 | $180.0M |
| Q4 2024 | 112 | $167.7M |
| Q3 2024 | 111 | $150.4M |
| Q2 2024 | 115 | $152.5M |
| Q1 2024 | 109 | $162.2M |
| Q4 2023 | 117 | $182.6M |
| Q3 2023 | 107 | $134.0M |
| Q2 2023 | 89 | $96.2M |
| Q1 2023 | 92 | $95.5M |
| Q4 2022 | 100 | $98.2M |
| Q3 2022 | 89 | $81.5M |
| Q2 2022 | 85 | $81.5M |
| Q1 2022 | 77 | $141.4M |
| Q4 2021 | 75 | $89.5M |
| Q3 2021 | 78 | $92.6M |
| Q2 2021 | 73 | $96.5M |
| Q1 2021 | 81 | $93.9M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 614,825 | $11.8M | 0.01% | −822−0.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 453,902 | $8.71M | 0.02% | −38,983−7.9% | Reduced |
| Two Sigma Advisers, LP | 437,513 | $8.40M | 0.02% | +319,100+269.5% | Added |
| Two Sigma Investments, LP | 421,643 | $8.10M | 0.02% | +294,446+231.5% | Added |
| Van Eck Associates Corp | 396,645 | $7.62M | 0.02% | +29,098+7.9% | Added |
| Morgan Stanley | 379,515 | $7.29M | 0.00% | +38,956+11.4% | Added |
| Millennium Management LLC | 335,126 | $6.43M | 0.01% | +145,954+77.2% | Added |
| Acadian Asset Management LLC | 242,945 | $4.66M | 0.02% | +242,945 | New |
| Advisors Asset Management, Inc. | 240,322 | $4.61M | 0.10% | +16,210+7.2% | Added |
| Quadrature Capital Ltd | 203,809 | $3.92M | 0.08% | +148,161+266.2% | Added |
| Citadel Advisors LLC | 184,757 | $3.55M | 0.00% | +151,868+461.8% | Added |
| Legal & General Group Plc | 183,010 | $3.52M | 0.00% | −587−0.3% | Reduced |
| Novare Capital Management LLC | 178,198 | $3.42M | 0.39% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 154,473 | $2.97M | 0.00% | +154,473 | New |
| PFG Advisors | 132,983 | $2.55M | 0.23% | +1,841+1.4% | Added |
| Cetera Investment Advisers | 123,112 | $2.36M | 0.02% | +123,112 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 98,815 | $1.90M | 0.01% | +98,815 | New |
| Davis Investment Partners, LLC | 104,243 | $1.90M | 1.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 96,967 | $1.86M | 0.02% | +5,110+5.6% | Added |
| BlackRock Inc. | 84,209 | $1.62M | 0.00% | −36,341−30.1% | Reduced |
| Legacy Capital Wealth Partners, LLC | 71,270 | $1.37M | 0.38% | +71,270 | New |
| WT Wealth Management | 68,553 | $1.32M | 0.56% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 67,630 | $1.30M | 0.00% | +67,630 | New |
| LPL Financial LLC | 66,683 | $1.28M | 0.00% | +2,715+4.2% | Added |
| Muzinich & Co., Inc. | 65,741 | $1.26M | 1.11% | +2,335+3.7% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 63,406 | $1.22M | 0.00% | 00.0% | Unchanged |
| Tudor Investment Corp Et Al | 63,267 | $1.21M | 0.02% | +41,597+192.0% | Added |
| Enterprise Bank & Trust Co | 55,912 | $1.07M | 0.44% | 00.0% | Unchanged |
| Truist Financial Corp | 52,648 | $1.01M | 0.00% | +277+0.5% | Added |
| UBS Group AG | 49,233 | $945.3K | 0.00% | −124−0.3% | Reduced |
| Palogic Value Management, L.P. | 48,648 | $934.0K | 0.46% | 00.0% | Unchanged |
| Advisory Research Inc | 48,002 | $921.6K | 0.13% | +1,730+3.7% | Added |
| Capital Advisory Group Advisory Services, LLC | 45,707 | $877.6K | 0.50% | −4,165−8.4% | Reduced |
| Janney Montgomery Scott LLC | 42,754 | $821.0K | 0.00% | +4,072+10.5% | Added |
| Raymond James Trust N.A. | 39,272 | $754.0K | 0.02% | +1,996+5.4% | Added |
| Davenport & Co LLC | 37,737 | $724.5K | 0.01% | −150−0.4% | Reduced |
| IHT Wealth Management, LLC | 37,363 | $717.4K | 0.04% | +19,313+107.0% | Added |
| Advisor Group Holdings, Inc. | 36,904 | $708.6K | 0.00% | +1,430+4.0% | Added |
| Capital Investment Advisory Services, LLC | 35,957 | $690.4K | 0.07% | +1,641+4.8% | Added |
| Jump Financial, LLC | 32,500 | $624.0K | 0.02% | +21,000+182.6% | Added |
| Hennion & Walsh Asset Management, Inc. | 32,427 | $622.6K | 0.04% | −15,589−32.5% | Reduced |
| Hexagon Capital Partners LLC | 31,750 | $609.6K | 0.16% | −2,012−6.0% | Reduced |
| Qube Research & Technologies Ltd | 31,048 | $596.1K | 0.00% | +31,048 | New |
| HighTower Advisors, LLC | 29,038 | $557.0K | 0.00% | +60.0% | Added |
| Level Four Advisory Services, LLC | 28,423 | $545.7K | 0.04% | +801+2.9% | Added |
| Virtus ETF Advisers LLC | 27,888 | $535.5K | 0.33% | +14,192+103.6% | Added |
| Marshall Wace, LLP | 27,662 | $531.1K | 0.00% | +10,940+65.4% | Added |
| Cetera Advisor Networks LLC | 27,565 | $529.2K | 0.00% | +27,565 | New |
| Ameriprise Financial Inc | 26,788 | $514.3K | 0.00% | +8,639+47.6% | Added |
| Kingfisher Capital LLC | 26,572 | $510.0K | 0.14% | +966+3.8% | Added |
| Trexquant Investment LP | 26,326 | $505.5K | 0.01% | +11,534+78.0% | Added |
| Campbell & CO Investment Adviser LLC | 26,289 | $504.7K | 0.06% | +26,289 | New |
| Oak Harbor Wealth Partners, LLC | 24,302 | $466.6K | 0.17% | +454+1.9% | Added |
| Great West Life Assurance Co | 24,224 | $465.0K | 0.00% | +1,293+5.6% | Added |
| Putnam Investments LLC | 24,072 | $462.2K | 0.00% | −5,420−18.4% | Reduced |
| Summit Trail Advisors, LLC | 22,502 | $432.0K | 0.02% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 20,886 | $401.0K | 0.01% | +1,279+6.5% | Added |
| Bragg Financial Advisors, Inc | 20,011 | $384.2K | 0.02% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 19,966 | $383.3K | 0.01% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 19,467 | $373.8K | 0.00% | −4,500−18.8% | Reduced |
| Winton Group Ltd | 19,299 | $370.5K | 0.03% | +19,299 | New |
| Stifel Financial Corp | 17,650 | $338.9K | 0.00% | +14+0.1% | Added |
| Royal Bank of Canada | 17,114 | $328.0K | 0.00% | +4,771+38.7% | Added |
| Commonwealth Equity Services, LLC | 17,031 | $327.0K | 0.00% | −968−5.4% | Reduced |
| Optimum Investment Advisors | 17,000 | $326.4K | 0.17% | 00.0% | Unchanged |
| Bank of America Corp | 16,954 | $325.5K | 0.00% | +1,455+9.4% | Added |
| Atria Wealth Solutions, Inc. | 16,853 | $323.6K | 0.00% | +1,379+8.9% | Added |
| Oppenheimer & Co Inc | 16,346 | $313.8K | 0.01% | +248+1.5% | Added |
| Snowden Capital Advisors LLC | 14,250 | $273.6K | 0.01% | +901+6.7% | Added |
| HB Wealth Management, LLC | 13,599 | $261.1K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 12,894 | $248.0K | 0.00% | −732−5.4% | Reduced |
| Dynamic Technology Lab Private Ltd | 12,653 | $243.0K | 0.02% | +12,653 | New |
| Jane Street Group, LLC | 12,559 | $241.1K | 0.00% | +12,559 | New |
| Wilbanks Smith & Thomas Asset Management LLC | 12,474 | $239.5K | 0.01% | −1,026−7.6% | Reduced |
| Lakeview Capital Partners, LLC | 12,445 | $238.9K | 0.05% | 00.0% | Unchanged |
| Blair William & Co | 12,421 | $238.5K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 12,344 | $237.0K | 0.01% | −927−7.0% | Reduced |
| JPMorgan Chase & Co | 11,955 | $229.5K | 0.00% | +10,755+896.3% | Added |
| Natixis | 10,925 | $211.2K | 0.00% | −866−7.3% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 10,698 | $205.4K | 0.00% | +10,698 | New |
| BNP Paribas Arbitrage, SA | 10,457 | $200.8K | 0.00% | +10,455+522,750.0% | Added |
| Simplex Trading, LLC | 8,737 | $167.0K | 0.01% | +8,737 | New |
| Quantbot Technologies LP | 8,475 | $162.7K | 0.01% | +5,251+162.9% | Added |
| Aquatic Capital Management LLC | 8,400 | $161.0K | 0.01% | +8,400 | New |
| Nisa Investment Advisors, LLC | 7,300 | $140.2K | 0.00% | +7,300 | New |
| Wells Fargo & Company | 5,625 | $108.0K | 0.00% | −2,432−30.2% | Reduced |
| Brown Brothers Harriman & Co | 5,337 | $102.5K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,092 | $97.8K | 0.02% | +59+1.2% | Added |
| Northwestern Mutual Wealth Management Co | 4,667 | $89.6K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 3,529 | $67.8K | 0.00% | +3,529 | New |
| Tower Research Capital LLC (TRC) | 3,076 | $59.1K | 0.00% | +3,076 | New |
| RFP Financial Group LLC | 2,976 | $57.1K | 0.03% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 2,250 | $43.0K | 0.01% | 00.0% | Unchanged |
| Spire Wealth Management | 1,738 | $33.4K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,350 | $25.9K | 0.00% | 00.0% | Unchanged |
| Activest Wealth Management | 1,150 | $22.1K | 0.01% | 00.0% | Unchanged |
| Hanson & Doremus Investment Management | 1,035 | $20.0K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,034 | $19.8K | 0.00% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 992 | $19.0K | 0.01% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 413 | $7.93K | 0.00% | 00.0% | Unchanged |