Fidus Investment Corp
FDUS- Exchange
- Nasdaq
- SEC CIK
- 0001513363
No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $166.0M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Fidus Investment Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- +4 vs. Q2 2022
- Shares held
- 4.75M
- +82.0K (+1.8%) vs. Q2 2022
- Total value
- $81.5M
- +$40.3K (0.0%) vs. Q2 2022
- New holders
- 11
- 33 more added
- Sold out
- 7
- 27 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 133 | $166.0M |
| Q1 2026 | 142 | $172.6M |
| Q4 2025 | 149 | $194.3M |
| Q3 2025 | 130 | $194.2M |
| Q2 2025 | 121 | $182.9M |
| Q1 2025 | 121 | $180.0M |
| Q4 2024 | 112 | $167.7M |
| Q3 2024 | 111 | $150.4M |
| Q2 2024 | 115 | $152.5M |
| Q1 2024 | 109 | $162.2M |
| Q4 2023 | 117 | $182.6M |
| Q3 2023 | 107 | $134.0M |
| Q2 2023 | 89 | $96.2M |
| Q1 2023 | 92 | $95.5M |
| Q4 2022 | 100 | $98.2M |
| Q3 2022 | 89 | $81.5M |
| Q2 2022 | 85 | $81.5M |
| Q1 2022 | 77 | $141.4M |
| Q4 2021 | 75 | $89.5M |
| Q3 2021 | 78 | $92.6M |
| Q2 2021 | 73 | $96.5M |
| Q1 2021 | 81 | $93.9M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 748,808 | $12.9M | 0.01% | +3,592+0.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 599,718 | $10.3M | 0.02% | +17,696+3.0% | Added |
| Van Eck Associates Corp | 302,363 | $5.20M | 0.02% | −26,648−8.1% | Reduced |
| Morgan Stanley | 301,320 | $5.18M | 0.00% | −52,147−14.8% | Reduced |
| Advisors Asset Management, Inc. | 274,673 | $4.72M | 0.09% | +15,667+6.0% | Added |
| BlackRock Inc. | 186,569 | $3.21M | 0.00% | +6,558+3.6% | Added |
| Novare Capital Management LLC | 181,635 | $3.12M | 0.40% | +15,685+9.5% | Added |
| Legal & General Group Plc | 155,493 | $2.67M | 0.00% | +9,336+6.4% | Added |
| Two Sigma Advisers, LP | 133,413 | $2.29M | 0.01% | −32,800−19.7% | Reduced |
| Two Sigma Investments, LP | 106,568 | $1.83M | 0.01% | −6,232−5.5% | Reduced |
| GWM Advisors LLC | 71,467 | $1.23M | 0.02% | +7,803+12.3% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 69,018 | $1.19M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 69,018 | $1.19M | 1.15% | 00.0% | Unchanged |
| Citadel Advisors LLC | 67,337 | $1.16M | 0.00% | +50,089+290.4% | Added |
| Truist Financial Corp | 67,094 | $1.15M | 0.00% | −4,012−5.6% | Reduced |
| Quadrature Capital Ltd | 62,433 | $1.07M | 0.03% | +29,942+92.2% | Added |
| Enterprise Bank & Trust Co | 55,912 | $961.0K | 0.50% | 00.0% | Unchanged |
| Legacy Capital Wealth Partners, LLC | 54,545 | $937.0K | 0.50% | +1,772+3.4% | Added |
| Capital Advisory Group Advisory Services, LLC | 52,321 | $899.0K | 0.62% | −2,784−5.1% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 51,449 | $884.0K | 0.06% | −334−0.6% | Reduced |
| UBS Group AG | 47,367 | $814.0K | 0.00% | −10,151−17.6% | Reduced |
| Advisory Research Inc | 45,879 | $788.0K | 0.08% | −1,154−2.5% | Reduced |
| Oak Harbor Wealth Partners, LLC | 42,001 | $722.0K | 0.28% | +144+0.3% | Added |
| Raymond James Trust N.A. | 41,715 | $717.0K | 0.03% | +9,132+28.0% | Added |
| Peterson Wealth Services | 39,040 | $671.0K | 0.48% | +10,105+34.9% | Added |
| PFG Advisors | 38,348 | $659.0K | 0.08% | +851+2.3% | Added |
| LPL Financial LLC | 38,059 | $654.0K | 0.00% | +3,941+11.6% | Added |
| Banque Pictet & Cie SA | 31,912 | $548.2K | 0.01% | +783+2.5% | Added |
| Pictet North America Advisors SA | 31,912 | $548.2K | 0.09% | +783+2.5% | Added |
| Cetera Advisor Networks LLC | 31,687 | $544.0K | 0.01% | +1,051+3.4% | Added |
| Mackenzie Financial Corp | 30,776 | $529.0K | 0.00% | −10,662−25.7% | Reduced |
| Advisor Group Holdings, Inc. | 30,435 | $523.0K | 0.00% | +2,000+7.0% | Added |
| Great West Life Assurance Co | 29,990 | $515.0K | 0.00% | +1,165+4.0% | Added |
| Davenport & Co LLC | 29,099 | $500.0K | 0.00% | −2,750−8.6% | Reduced |
| Hexagon Capital Partners LLC | 28,500 | $490.0K | 0.15% | 00.0% | Unchanged |
| AE Wealth Management LLC | 27,023 | $464.0K | 0.00% | +27,023 | New |
| Kingfisher Capital LLC | 23,149 | $398.0K | 0.11% | +546+2.4% | Added |
| Summit Trail Advisors, LLC | 22,502 | $387.0K | 0.02% | 00.0% | Unchanged |
| Wilbanks Smith & Thomas Asset Management LLC | 21,950 | $377.0K | 0.02% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 21,367 | $367.0K | 0.00% | −467−2.1% | Reduced |
| Optimum Investment Advisors | 20,500 | $352.0K | 0.19% | −3,525−14.7% | Reduced |
| O'Shaughnessy Asset Management, LLC | 20,302 | $349.0K | 0.01% | +3,447+20.5% | Added |
| Eagle Global Advisors LLC | 20,080 | $345.0K | 0.03% | −8,570−29.9% | Reduced |
| Magnolia Capital Advisors LLC | 19,049 | $327.0K | 0.28% | −221−1.1% | Reduced |
| Bragg Financial Advisors, Inc | 18,011 | $309.0K | 0.02% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 17,920 | $308.0K | 0.01% | −2,470−12.1% | Reduced |
| National Asset Management, Inc. | 17,700 | $305.0K | 0.01% | −11,115−38.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 17,706 | $304.0K | 0.01% | +446+2.6% | Added |
| Virtus ETF Advisers LLC | 17,133 | $294.0K | 0.12% | −6,586−27.8% | Reduced |
| Millennium Management LLC | 16,966 | $291.0K | 0.00% | −10,763−38.8% | Reduced |
| Natixis | 16,145 | $279.0K | 0.00% | +3,420+26.9% | Added |
| Commonwealth Equity Services, LLC | 16,175 | $277.0K | 0.00% | +16,175 | New |
| Acadian Asset Management LLC | 15,901 | $272.0K | 0.00% | +8,133+104.7% | Added |
| American Portfolios Advisors | 15,139 | $260.1K | 0.01% | +296+2.0% | Added |
| Jump Financial, LLC | 14,900 | $256.0K | 0.01% | +14,900 | New |
| Arete Wealth Advisors, LLC | 14,650 | $252.0K | 0.02% | +14,650 | New |
| Bank of America Corp | 13,377 | $230.0K | 0.00% | −2,544−16.0% | Reduced |
| Janney Montgomery Scott LLC | 13,325 | $229.0K | 0.00% | −335−2.5% | Reduced |
| MAI Capital Management | 13,330 | $229.0K | 0.00% | +57+0.4% | Added |
| Snowden Capital Advisors LLC | 13,349 | $229.0K | 0.01% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 13,023 | $224.0K | 0.02% | +13,023 | New |
| Prospera Financial Services Inc | 12,661 | $218.0K | 0.01% | +300+2.4% | Added |
| Blair William & Co | 12,421 | $213.0K | 0.00% | 00.0% | Unchanged |
| Lakeview Capital Partners, LLC | 12,445 | $213.0K | 0.08% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 11,387 | $196.0K | 0.00% | −7,695−40.3% | Reduced |
| IHT Wealth Management, LLC | 11,273 | $194.0K | 0.01% | +11,273 | New |
| Royal Bank of Canada | 11,090 | $190.0K | 0.00% | −3,816−25.6% | Reduced |
| Marshall Wace, LLP | 10,797 | $186.0K | 0.00% | +10,797 | New |
| Cambridge Investment Research Advisors, Inc. | 10,633 | $183.0K | 0.00% | +318+3.1% | Added |
| Belpointe Asset Management LLC | 9,698 | $167.0K | 0.01% | +1,433+17.3% | Added |
| Wells Fargo & Company | 8,277 | $142.0K | 0.00% | −99−1.2% | Reduced |
| Brown Brothers Harriman & Co | 5,337 | $92.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 4,885 | $84.0K | 0.02% | +33+0.7% | Added |
| JPMorgan Chase & Co | 2,700 | $47.0K | 0.00% | −200−6.9% | Reduced |
| Aquatic Capital Management LLC | 2,600 | $45.0K | 0.00% | +700+36.8% | Added |
| First Personal Financial Services | 1,499 | $26.0K | 0.01% | +1,499 | New |
| CWM, LLC | 1,434 | $25.0K | 0.00% | +1,434 | New |
| Lazard Asset Management LLC | 1,415 | $24.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,350 | $23.0K | 0.00% | 00.0% | Unchanged |
| Cornerstone Management, Inc. | 1,100 | $18.9K | 0.01% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 992 | $17.0K | 0.01% | −750−43.1% | Reduced |
| Tower Research Capital LLC (TRC) | 971 | $17.0K | 0.00% | −142−12.8% | Reduced |
| Hanson & Doremus Investment Management | 635 | $11.0K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 637 | $11.0K | 0.00% | +462+264.0% | Added |
| AllSquare Wealth Management LLC | 500 | $9.00K | 0.01% | +500 | New |
| Laurel Wealth Advisors LLC | 413 | $7.00K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 222 | $4.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 130 | $2.00K | 0.00% | +130 | New |
| Geneos Wealth Management Inc. | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −12,612−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −2,480−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −1,800−100.0% | Sold out |
| Activest Wealth Management | 0 | $0 | 0.00% | −1,150−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −17−100.0% | Sold out |