Skip to main content
Livermore
Livermore
ZHEN

Fidus Investment Corp

FDUS
Exchange
Nasdaq
SEC CIK
0001513363

No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $164.4M in total; no superinvestor holds it.

13F holders, Q3 2022

Institutional positions in Fidus Investment Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
89
+4 vs. Q2 2022
Shares held
4.75M
+82.0K (+1.8%) vs. Q2 2022
Total value
$81.5M
+$40.3K (0.0%) vs. Q2 2022
New holders
11
33 more added
Sold out
7
27 more reduced

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 89 institutions
Q1 2021: 81 institutionsQ2 2021: 73 institutionsQ3 2021: 78 institutionsQ4 2021: 75 institutionsQ1 2022: 77 institutionsQ2 2022: 85 institutionsQ3 2022: 89 institutionsQ4 2022: 100 institutionsQ1 2023: 92 institutionsQ2 2023: 89 institutionsQ3 2023: 107 institutionsQ4 2023: 117 institutionsQ1 2024: 109 institutionsQ2 2024: 115 institutionsQ3 2024: 111 institutionsQ4 2024: 112 institutionsQ1 2025: 121 institutionsQ2 2025: 121 institutionsQ3 2025: 130 institutionsQ4 2025: 149 institutionsQ1 2026: 142 institutionsQ2 2026: 133 institutions
Value heldQ3 2022: $81.5M
Q1 2021: $93.6MQ2 2021: $96.5MQ3 2021: $92.6MQ4 2021: $89.5MQ1 2022: $92.4MQ2 2022: $81.5MQ3 2022: $81.5MQ4 2022: $98.2MQ1 2023: $95.5MQ2 2023: $96.2MQ3 2023: $134.0MQ4 2023: $173.7MQ1 2024: $147.0MQ2 2024: $152.2MQ3 2024: $150.3MQ4 2024: $167.7MQ1 2025: $180.0MQ2 2025: $182.6MQ3 2025: $194.1MQ4 2025: $194.3MQ1 2026: $172.6MQ2 2026: $164.4M
Institutions holding FDUS and their total value by quarter
QuarterHoldersValue
Q2 2026133$164.4M
Q1 2026142$172.6M
Q4 2025149$194.3M
Q3 2025130$194.1M
Q2 2025121$182.6M
Q1 2025121$180.0M
Q4 2024112$167.7M
Q3 2024111$150.3M
Q2 2024115$152.2M
Q1 2024109$147.0M
Q4 2023117$173.7M
Q3 2023107$134.0M
Q2 202389$96.2M
Q1 202392$95.5M
Q4 2022100$98.2M
Q3 202289$81.5M
Q2 202285$81.5M
Q1 202277$92.4M
Q4 202175$89.5M
Q3 202178$92.6M
Q2 202173$96.5M
Q1 202181$93.6M

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q2 2022.

Institutions holding FDUS in Q3 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Geneos Wealth Management Inc.100$1.00K0.00%00.0%Unchanged
Massmutual Trust Co FSB130$2.00K0.00%+130New
Meeder Asset Management Inc222$4.00K0.00%00.0%Unchanged
Laurel Wealth Advisors LLC413$7.00K0.00%00.0%Unchanged
AllSquare Wealth Management LLC500$9.00K0.01%+500New
Hanson & Doremus Investment Management635$11.0K0.00%00.0%Unchanged
Sound Income Strategies, LLC637$11.0K0.00%+462+264.0%Added
Cedar Wealth Management, LLC992$17.0K0.01%−750−43.1%Reduced
Tower Research Capital LLC (TRC)971$17.0K0.00%−142−12.8%Reduced
Cornerstone Management, Inc.1,100$18.9K0.01%00.0%Unchanged
The PNC Financial Services Group, Inc.1,350$23.0K0.00%00.0%Unchanged
Lazard Asset Management LLC1,415$24.0K0.00%00.0%Unchanged
CWM, LLC1,434$25.0K0.00%+1,434New
First Personal Financial Services1,499$26.0K0.01%+1,499New
Aquatic Capital Management LLC2,600$45.0K0.00%+700+36.8%Added
JPMorgan Chase & Co2,700$47.0K0.00%−200−6.9%Reduced
GPS Wealth Strategies Group, LLC4,885$84.0K0.02%+33+0.7%Added
Brown Brothers Harriman & Co5,337$92.0K0.00%00.0%Unchanged
Wells Fargo & Company8,277$142.0K0.00%−99−1.2%Reduced
Belpointe Asset Management LLC9,698$167.0K0.01%+1,433+17.3%Added
Cambridge Investment Research Advisors, Inc.10,633$183.0K0.00%+318+3.1%Added
Marshall Wace, LLP10,797$186.0K0.00%+10,797New
Royal Bank of Canada11,090$190.0K0.00%−3,816−25.6%Reduced
IHT Wealth Management, LLC11,273$194.0K0.01%+11,273New
Envestnet Asset Management Inc11,387$196.0K0.00%−7,695−40.3%Reduced
Blair William & Co12,421$213.0K0.00%00.0%Unchanged
Lakeview Capital Partners, LLC12,445$213.0K0.08%00.0%Unchanged
Prospera Financial Services Inc12,661$218.0K0.01%+300+2.4%Added
Apollon Wealth Management, LLC13,023$224.0K0.02%+13,023New
Janney Montgomery Scott LLC13,325$229.0K0.00%−335−2.5%Reduced
MAI Capital Management13,330$229.0K0.00%+57+0.4%Added
Snowden Capital Advisors LLC13,349$229.0K0.01%00.0%Unchanged
Bank of America Corp13,377$230.0K0.00%−2,544−16.0%Reduced
Arete Wealth Advisors, LLC14,650$252.0K0.02%+14,650New
Jump Financial, LLC14,900$256.0K0.01%+14,900New
American Portfolios Advisors15,139$260.1K0.01%+296+2.0%Added
Acadian Asset Management LLC15,901$272.0K0.00%+8,133+104.7%Added
Commonwealth Equity Services, LLC16,175$277.0K0.00%+16,175New
Natixis16,145$279.0K0.00%+3,420+26.9%Added
Millennium Management LLC16,966$291.0K0.00%−10,763−38.8%Reduced
Virtus ETF Advisers LLC17,133$294.0K0.12%−6,586−27.8%Reduced
Steward Partners Investment Advisory, LLC17,706$304.0K0.01%+446+2.6%Added
National Asset Management, Inc.17,700$305.0K0.01%−11,115−38.6%Reduced
Oppenheimer & Co Inc17,920$308.0K0.01%−2,470−12.1%Reduced
Bragg Financial Advisors, Inc18,011$309.0K0.02%00.0%Unchanged
Magnolia Capital Advisors LLC19,049$327.0K0.28%−221−1.1%Reduced
Eagle Global Advisors LLC20,080$345.0K0.03%−8,570−29.9%Reduced
O'Shaughnessy Asset Management, LLC20,302$349.0K0.01%+3,447+20.5%Added
Optimum Investment Advisors20,500$352.0K0.19%−3,525−14.7%Reduced
D.A. Davidson & Co.21,367$367.0K0.00%−467−2.1%Reduced
Wilbanks Smith & Thomas Asset Management LLC21,950$377.0K0.02%00.0%Unchanged
Summit Trail Advisors, LLC22,502$387.0K0.02%00.0%Unchanged
Kingfisher Capital LLC23,149$398.0K0.11%+546+2.4%Added
AE Wealth Management LLC27,023$464.0K0.00%+27,023New
Hexagon Capital Partners LLC28,500$490.0K0.15%00.0%Unchanged
Davenport & Co LLC29,099$500.0K0.00%−2,750−8.6%Reduced
Great West Life Assurance Co29,990$515.0K0.00%+1,165+4.0%Added
Advisor Group Holdings, Inc.30,435$523.0K0.00%+2,000+7.0%Added
Mackenzie Financial Corp30,776$529.0K0.00%−10,662−25.7%Reduced
Cetera Advisor Networks LLC31,687$544.0K0.01%+1,051+3.4%Added
Banque Pictet & Cie SA31,912$548.2K0.01%+783+2.5%Added
Pictet North America Advisors SA31,912$548.2K0.09%+783+2.5%Added
LPL Financial LLC38,059$654.0K0.00%+3,941+11.6%Added
PFG Advisors38,348$659.0K0.08%+851+2.3%Added
Peterson Wealth Services39,040$671.0K0.48%+10,105+34.9%Added
Raymond James Trust N.A.41,715$717.0K0.03%+9,132+28.0%Added
Oak Harbor Wealth Partners, LLC42,001$722.0K0.28%+144+0.3%Added
Advisory Research Inc45,879$788.0K0.08%−1,154−2.5%Reduced
UBS Group AG47,367$814.0K0.00%−10,151−17.6%Reduced
Hennion & Walsh Asset Management, Inc.51,449$884.0K0.06%−334−0.6%Reduced
Capital Advisory Group Advisory Services, LLC52,321$899.0K0.62%−2,784−5.1%Reduced
Legacy Capital Wealth Partners, LLC54,545$937.0K0.50%+1,772+3.4%Added
Enterprise Bank & Trust Co55,912$961.0K0.50%00.0%Unchanged
Quadrature Capital Ltd62,433$1.07M0.03%+29,942+92.2%Added
Truist Financial Corp67,094$1.15M0.00%−4,012−5.6%Reduced
Citadel Advisors LLC67,337$1.16M0.00%+50,089+290.4%Added
Sumitomo Mitsui Trust Holdings, Inc.69,018$1.19M0.00%00.0%Unchanged
Muzinich & Co., Inc.69,018$1.19M1.15%00.0%Unchanged
GWM Advisors LLC71,467$1.23M0.02%+7,803+12.3%Added
Two Sigma Investments, LP106,568$1.83M0.01%−6,232−5.5%Reduced
Two Sigma Advisers, LP133,413$2.29M0.01%−32,800−19.7%Reduced
Legal & General Group Plc155,493$2.67M0.00%+9,336+6.4%Added
Novare Capital Management LLC181,635$3.12M0.40%+15,685+9.5%Added
BlackRock Inc.186,569$3.21M0.00%+6,558+3.6%Added
Advisors Asset Management, Inc.274,673$4.72M0.10%+15,667+6.0%Added
Morgan Stanley301,320$5.18M0.00%−52,147−14.8%Reduced
Van Eck Associates Corp302,363$5.20M0.02%−26,648−8.1%Reduced
Raymond James Financial Services Advisors, Inc.599,718$10.3M0.02%+17,696+3.0%Added
Raymond James & Associates748,808$12.9M0.01%+3,592+0.5%Added
Group One Trading, L.P.0$00.00%−12,612−100.0%Sold out
Susquehanna International Group, LLP0$00.00%−10,000−100.0%Sold out
PEAK6 Investments LLC0$00.00%−2,480−100.0%Sold out
Chilton Capital Management LLC0$00.00%−1,800−100.0%Sold out
Activest Wealth Management0$00.00%−1,150−100.0%Sold out
Patriot Financial Group Insurance Agency, LLC0$00.00%−100−100.0%Sold out
Lindbrook Capital, LLC0$00.00%−17−100.0%Sold out