Fidus Investment Corp
FDUS- Exchange
- Nasdaq
- SEC CIK
- 0001513363
No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $166.0M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Fidus Investment Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 75
- −1 vs. Q3 2021
- Shares held
- 4.98M
- −284.1K (−5.4%) vs. Q3 2021
- Total value
- $89.5M
- −$2.27M (−2.5%) vs. Q3 2021
- New holders
- 13
- 29 more added
- Sold out
- 14
- 18 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 133 | $166.0M |
| Q1 2026 | 142 | $172.6M |
| Q4 2025 | 149 | $194.3M |
| Q3 2025 | 130 | $194.2M |
| Q2 2025 | 121 | $182.9M |
| Q1 2025 | 121 | $180.0M |
| Q4 2024 | 112 | $167.7M |
| Q3 2024 | 111 | $150.4M |
| Q2 2024 | 115 | $152.5M |
| Q1 2024 | 109 | $162.2M |
| Q4 2023 | 117 | $182.6M |
| Q3 2023 | 107 | $134.0M |
| Q2 2023 | 89 | $96.2M |
| Q1 2023 | 92 | $95.5M |
| Q4 2022 | 100 | $98.2M |
| Q3 2022 | 89 | $81.5M |
| Q2 2022 | 85 | $81.5M |
| Q1 2022 | 77 | $141.4M |
| Q4 2021 | 75 | $89.5M |
| Q3 2021 | 78 | $92.6M |
| Q2 2021 | 73 | $96.5M |
| Q1 2021 | 81 | $93.9M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 768,910 | $13.8M | 0.01% | −6,029−0.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 541,273 | $9.73M | 0.02% | −40,575−7.0% | Reduced |
| Ares Management LLC | 491,187 | $8.83M | 0.25% | −27,224−5.3% | Reduced |
| Morgan Stanley | 377,017 | $6.78M | 0.00% | +25,004+7.1% | Added |
| Van Eck Associates Corp | 372,173 | $6.69M | 0.02% | +25,916+7.5% | Added |
| BlackRock Inc. | 196,151 | $3.53M | 0.00% | +16,351+9.1% | Added |
| Advisors Asset Management, Inc. | 193,372 | $3.48M | 0.05% | +6,882+3.7% | Added |
| Novare Capital Management LLC | 170,650 | $3.07M | 0.31% | −4,650−2.7% | Reduced |
| Legal & General Group Plc | 144,632 | $2.60M | 0.00% | −1,520−1.0% | Reduced |
| Two Sigma Advisers, LP | 127,273 | $2.29M | 0.01% | −24,340−16.1% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 109,403 | $1.97M | 0.00% | −13,376−10.9% | Reduced |
| Muzinich & Co., Inc. | 109,403 | $1.96M | 1.35% | −13,376−10.9% | Reduced |
| Mackenzie Financial Corp | 81,066 | $1.46M | 0.00% | +171+0.2% | Added |
| Truist Financial Corp | 76,298 | $1.37M | 0.00% | +574+0.8% | Added |
| Hennion & Walsh Asset Management, Inc. | 63,432 | $1.14M | 0.06% | −1,194−1.8% | Reduced |
| UBS Group AG | 57,733 | $1.04M | 0.00% | −2,982−4.9% | Reduced |
| Enterprise Bank & Trust Co | 55,912 | $1.00M | 0.35% | 00.0% | Unchanged |
| Advisory Research Inc | 54,859 | $986.0K | 0.08% | +903+1.7% | Added |
| Capital Advisory Group Advisory Services, LLC | 54,220 | $975.0K | 0.43% | +3,575+7.1% | Added |
| Two Sigma Investments, LP | 52,291 | $940.0K | 0.00% | −85,391−62.0% | Reduced |
| GWM Advisors LLC | 42,825 | $770.0K | 0.01% | +42,825 | New |
| Oak Harbor Wealth Partners, LLC | 41,844 | $752.0K | 0.26% | +41,844 | New |
| RMB Capital Management, LLC | 40,000 | $719.0K | 0.02% | +40,000 | New |
| Quadrature Capital Ltd | 39,589 | $711.0K | 0.04% | +139+0.4% | Added |
| Davenport & Co LLC | 33,876 | $609.0K | 0.00% | +150+0.4% | Added |
| Raymond James Trust N.A. | 33,336 | $599.0K | 0.02% | +2,176+7.0% | Added |
| Eagle Global Advisors LLC | 31,270 | $562.0K | 0.04% | +16,030+105.2% | Added |
| Advisor Group Holdings, Inc. | 30,308 | $545.0K | 0.00% | +4,232+16.2% | Added |
| Hexagon Capital Partners LLC | 28,500 | $512.0K | 0.13% | 00.0% | Unchanged |
| Regions Financial Corp | 27,694 | $498.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 27,651 | $497.0K | 0.19% | −7,169−20.6% | Reduced |
| Optimum Investment Advisors | 27,448 | $494.0K | 0.19% | 00.0% | Unchanged |
| LPL Financial LLC | 25,729 | $463.0K | 0.00% | +2,302+9.8% | Added |
| Oppenheimer & Co Inc | 23,714 | $426.0K | 0.01% | +292+1.2% | Added |
| Envestnet Asset Management Inc | 23,701 | $426.0K | 0.00% | +12,932+120.1% | Added |
| Summit Trail Advisors, LLC | 22,502 | $405.0K | 0.03% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 21,500 | $387.0K | 0.00% | +3,500+19.4% | Added |
| Magnolia Capital Advisors LLC | 21,462 | $386.0K | 0.11% | −86−0.4% | Reduced |
| Kingfisher Capital LLC | 21,486 | $386.0K | 0.09% | +494+2.4% | Added |
| National Asset Management, Inc. | 20,352 | $366.0K | 0.01% | +4,633+29.5% | Added |
| Prospera Financial Services Inc | 19,062 | $342.0K | 0.01% | +268+1.4% | Added |
| Peterson Wealth Services | 18,883 | $340.0K | 0.23% | +18,883 | New |
| Cetera Investment Advisers | 18,668 | $336.0K | 0.00% | +6,597+54.7% | Added |
| Citadel Advisors LLC | 18,340 | $330.0K | 0.00% | −6,932−27.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 18,376 | $330.0K | 0.01% | +338+1.9% | Added |
| Bragg Financial Advisors, Inc | 18,011 | $314.0K | 0.02% | 00.0% | Unchanged |
| MAI Capital Management | 13,732 | $247.0K | 0.00% | +13,732 | New |
| Janney Montgomery Scott LLC | 13,620 | $245.0K | 0.00% | +1,388+11.3% | Added |
| Snowden Capital Advisors LLC | 13,349 | $240.0K | 0.01% | +13,349 | New |
| Bank of America Corp | 13,000 | $234.0K | 0.00% | −393−2.9% | Reduced |
| Lakeview Capital Partners, LLC | 12,445 | $224.0K | 0.13% | 00.0% | Unchanged |
| Blair William & Co | 12,421 | $223.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 12,357 | $223.0K | 0.00% | +47+0.4% | Added |
| Wells Fargo & Company | 12,298 | $221.0K | 0.00% | +2,078+20.3% | Added |
| B. Riley Wealth Management, Inc. | 11,500 | $207.0K | 0.01% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 10,913 | $196.0K | 0.00% | −694−6.0% | Reduced |
| Advisory Services Network, LLC | 10,027 | $180.0K | 0.01% | +20+0.2% | Added |
| Great West Life Assurance Co | 8,939 | $160.0K | 0.00% | −333−3.6% | Reduced |
| Carroll Financial Associates, Inc. | 8,190 | $146.0K | 0.01% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 7,408 | $133.0K | 0.01% | +525+7.6% | Added |
| Brown Brothers Harriman & Co | 5,337 | $96.0K | 0.00% | 00.0% | Unchanged |
| Comprehensive Financial Consultants Institutional, Inc. | 4,564 | $84.0K | 0.05% | +4,564 | New |
| GPS Wealth Strategies Group, LLC | 3,907 | $70.0K | 0.02% | +29+0.7% | Added |
| Total Clarity Wealth Management, Inc. | 3,213 | $58.0K | 0.03% | +145+4.7% | Added |
| Chilton Capital Management LLC | 1,800 | $32.0K | 0.00% | +1,800 | New |
| Cedar Wealth Management, LLC | 1,742 | $31.0K | 0.01% | +1,742 | New |
| JPMorgan Chase & Co | 1,200 | $22.0K | 0.00% | −1,400−53.8% | Reduced |
| Activest Wealth Management | 1,150 | $21.0K | 0.01% | 00.0% | Unchanged |
| Cornerstone Management, Inc. | 1,100 | $19.8K | 0.01% | +1,100 | New |
| Signaturefd, LLC | 543 | $10.0K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 413 | $7.00K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 275 | $5.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 250 | $4.00K | 0.00% | +250 | New |
| Geneos Wealth Management Inc. | 100 | $1.00K | 0.00% | +100 | New |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −236,931−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −39,576−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −26,074−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −21,571−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −14,122−100.0% | Sold out |
| Koss-Olinger Consulting, LLC | 0 | $0 | 0.00% | −13,910−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −2,850−100.0% | Sold out |
| Evolution Wealth Advisors, LLC | 0 | $0 | 0.00% | −2,850−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,750−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −1,510−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1,273−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −239−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −149−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |
| CAMG Solamere Management, LLC | – | – | – | – | Not filed |