Fidus Investment Corp
FDUS- Exchange
- Nasdaq
- SEC CIK
- 0001513363
No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $164.4M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Fidus Investment Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 109
- −7 vs. Q4 2023
- Shares held
- 7.45M
- −1.33M (−15.2%) vs. Q4 2023
- Total value
- $147.0M
- −$25.9M (−15.0%) vs. Q4 2023
- New holders
- 14
- 38 more added
- Sold out
- 21
- 34 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 133 | $164.4M |
| Q1 2026 | 142 | $172.6M |
| Q4 2025 | 149 | $194.3M |
| Q3 2025 | 130 | $194.1M |
| Q2 2025 | 121 | $182.6M |
| Q1 2025 | 121 | $180.0M |
| Q4 2024 | 112 | $167.7M |
| Q3 2024 | 111 | $150.3M |
| Q2 2024 | 115 | $152.2M |
| Q1 2024 | 109 | $147.0M |
| Q4 2023 | 117 | $173.7M |
| Q3 2023 | 107 | $134.0M |
| Q2 2023 | 89 | $96.2M |
| Q1 2023 | 92 | $95.5M |
| Q4 2022 | 100 | $98.2M |
| Q3 2022 | 89 | $81.5M |
| Q2 2022 | 85 | $81.5M |
| Q1 2022 | 77 | $92.4M |
| Q4 2021 | 75 | $89.5M |
| Q3 2021 | 78 | $92.6M |
| Q2 2021 | 73 | $96.5M |
| Q1 2021 | 81 | $93.6M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Invesco Ltd. | 604,493 | $11.9M | 0.00% | +40,535+7.2% | Added |
| Van Eck Associates Corp | 600,862 | $11.9M | 0.02% | +82,049+15.8% | Added |
| Raymond James & Associates | 557,374 | $11.0M | 0.01% | −24,274−4.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 432,823 | $8.54M | 0.01% | −4,068−0.9% | Reduced |
| Two Sigma Advisers, LP | 381,913 | $7.54M | 0.02% | −43,300−10.2% | Reduced |
| Morgan Stanley | 381,450 | $7.53M | 0.00% | −67,067−15.0% | Reduced |
| Two Sigma Investments, LP | 377,988 | $7.46M | 0.02% | −110,985−22.7% | Reduced |
| Millennium Management LLC | 325,980 | $6.43M | 0.01% | −42,263−11.5% | Reduced |
| Legal & General Group Plc | 240,208 | $4.74M | 0.00% | +47,365+24.6% | Added |
| Advisors Asset Management, Inc. | 207,091 | $4.09M | 0.08% | +8,768+4.4% | Added |
| Cetera Investment Advisers | 197,965 | $3.91M | 0.01% | +58,768+42.2% | Added |
| Envestnet Asset Management Inc | 192,430 | $3.80M | 0.00% | +22,469+13.2% | Added |
| Novare Capital Management LLC | 189,460 | $3.74M | 0.34% | +7,162+3.9% | Added |
| PFG Advisors | 171,669 | $3.39M | 0.25% | −160−0.1% | Reduced |
| GWM Advisors LLC | 111,995 | $2.21M | 0.02% | +7,859+7.5% | Added |
| FJ Capital Management LLC | 104,004 | $2.05M | 0.21% | +104,004 | New |
| Ameriprise Financial Inc | 96,951 | $1.91M | 0.00% | −4,861−4.8% | Reduced |
| BlackRock Inc. | 95,999 | $1.90M | 0.00% | +6,831+7.7% | Added |
| Davis Investment Partners, LLC | 96,318 | $1.89M | 0.83% | +200+0.2% | Added |
| Quadrature Capital Ltd | 88,089 | $1.74M | 0.03% | −91,067−50.8% | Reduced |
| MGB Wealth Management, LLC | 87,456 | $1.72M | 0.70% | 00.0% | Unchanged |
| GraniteShares Advisors LLC | 85,844 | $1.69M | 0.90% | +10,920+14.6% | Added |
| LPL Financial LLC | 78,266 | $1.54M | 0.00% | +5,867+8.1% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 75,287 | $1.49M | 0.01% | −20,106−21.1% | Reduced |
| UBS Group AG | 68,050 | $1.34M | 0.00% | +4,935+7.8% | Added |
| WT Wealth Management | 65,994 | $1.30M | 0.47% | −1,274−1.9% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 65,706 | $1.30M | 0.00% | +2,300+3.6% | Added |
| Muzinich & Co., Inc. | 65,041 | $1.28M | 1.11% | 00.0% | Unchanged |
| Franklin Resources Inc | 61,334 | $1.21M | 0.00% | +61,334 | New |
| Barclays PLC | 60,415 | $1.19M | 0.00% | +60,415 | New |
| Enterprise Bank & Trust Co | 55,912 | $1.10M | 0.38% | 00.0% | Unchanged |
| Palogic Value Management, L.P. | 54,830 | $1.08M | 0.47% | +3,767+7.4% | Added |
| Truist Financial Corp | 47,683 | $941.3K | 0.00% | +2,765+6.2% | Added |
| IHT Wealth Management, LLC | 47,037 | $928.5K | 0.04% | +7,458+18.8% | Added |
| Capital Advisory Group Advisory Services, LLC | 44,848 | $885.3K | 0.42% | −628−1.4% | Reduced |
| Trexquant Investment LP | 44,257 | $873.6K | 0.02% | −32,538−42.4% | Reduced |
| Capital Investment Advisory Services, LLC | 43,284 | $854.4K | 0.09% | +3,184+7.9% | Added |
| Janney Montgomery Scott LLC | 39,429 | $778.0K | 0.00% | +500+1.3% | Added |
| Qube Research & Technologies Ltd | 39,213 | $774.1K | 0.00% | +28,109+253.1% | Added |
| Davenport & Co LLC | 37,737 | $744.9K | 0.00% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 37,700 | $744.2K | 0.02% | −1,888−4.8% | Reduced |
| HRT Financial LP | 34,516 | $681.0K | 0.00% | +34,516 | New |
| HighTower Advisors, LLC | 32,830 | $648.0K | 0.00% | +2,292+7.5% | Added |
| Hexagon Capital Partners LLC | 31,750 | $626.7K | 0.14% | 00.0% | Unchanged |
| Jump Financial, LLC | 31,100 | $613.9K | 0.02% | −15,796−33.7% | Reduced |
| Virtus ETF Advisers LLC | 31,082 | $613.6K | 0.33% | +10,085+48.0% | Added |
| Citadel Advisors LLC | 31,058 | $613.1K | 0.00% | −165,667−84.2% | Reduced |
| Level Four Advisory Services, LLC | 28,292 | $557.1K | 0.03% | 00.0% | Unchanged |
| Kingfisher Capital LLC | 26,572 | $525.0K | 0.13% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 26,529 | $524.0K | 0.00% | +8,903+50.5% | Added |
| Oak Harbor Wealth Partners, LLC | 24,830 | $490.1K | 0.15% | +243+1.0% | Added |
| Great West Life Assurance Co | 24,477 | $484.0K | 0.00% | +2,348+10.6% | Added |
| D.A. Davidson & Co. | 23,747 | $468.8K | 0.00% | +4,280+22.0% | Added |
| Steward Partners Investment Advisory, LLC | 23,649 | $466.8K | 0.01% | +1,726+7.9% | Added |
| Aquatic Capital Management LLC | 22,700 | $448.1K | 0.01% | +6,200+37.6% | Added |
| Summit Trail Advisors, LLC | 22,502 | $444.2K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 21,548 | $425.4K | 0.00% | −4,405−17.0% | Reduced |
| Prospera Financial Services Inc | 20,172 | $398.2K | 0.01% | +206+1.0% | Added |
| Stifel Financial Corp | 18,978 | $374.6K | 0.00% | −687−3.5% | Reduced |
| Bank of America Corp | 18,087 | $357.0K | 0.00% | −877−4.6% | Reduced |
| Susquehanna International Group, LLP | 17,837 | $352.1K | 0.00% | −3,004−14.4% | Reduced |
| Cornerstone Wealth Management, LLC | 15,937 | $314.6K | 0.03% | +4,686+41.6% | Added |
| Oppenheimer & Co Inc | 15,491 | $305.8K | 0.01% | −1,144−6.9% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 14,907 | $294.3K | 0.01% | +3,805+34.3% | Added |
| Quantbot Technologies LP | 14,788 | $291.9K | 0.02% | +3,231+28.0% | Added |
| Optimum Investment Advisors | 13,900 | $274.4K | 0.13% | −1,500−9.7% | Reduced |
| HB Wealth Management, LLC | 13,599 | $268.4K | 0.00% | 00.0% | Unchanged |
| Bragg Financial Advisors, Inc | 13,011 | $256.8K | 0.01% | −1,000−7.1% | Reduced |
| Atom Investors LP | 12,903 | $254.7K | 0.03% | +12,903 | New |
| Lakeview Capital Partners, LLC | 12,445 | $245.7K | 0.04% | 00.0% | Unchanged |
| Blair William & Co | 12,421 | $245.2K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 12,344 | $237.0K | 0.01% | −3,581−22.5% | Reduced |
| Natixis | 10,925 | $216.2K | 0.00% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 10,726 | $211.7K | 0.00% | −10.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 10,708 | $211.0K | 0.00% | −2,033−16.0% | Reduced |
| Royal Bank of Canada | 10,538 | $208.0K | 0.00% | −1,424−11.9% | Reduced |
| Advisory Research Inc | 10,487 | $207.0K | 0.04% | +10,487 | New |
| Sound Income Strategies, LLC | 8,974 | $177.1K | 0.01% | +721+8.7% | Added |
| Brown Brothers Harriman & Co | 7,547 | $149.0K | 0.00% | −2,210−22.7% | Reduced |
| JPMorgan Chase & Co | 6,200 | $122.4K | 0.00% | +2,599+72.2% | Added |
| GPS Wealth Strategies Group, LLC | 5,092 | $100.5K | 0.02% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,667 | $92.1K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 4,339 | $85.6K | 0.00% | −6,369−59.5% | Reduced |
| EverSource Wealth Advisors, LLC | 3,596 | $73.2K | 0.01% | +3,596 | New |
| Comerica Bank | 3,524 | $69.6K | 0.00% | −85−2.4% | Reduced |
| MeadowBrook Investment Advisors LLC | 3,050 | $60.2K | 0.06% | +170+5.9% | Added |
| RFP Financial Group LLC | 2,976 | $58.7K | 0.02% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,750 | $54.3K | 0.00% | +2,000+266.7% | Added |
| Spire Wealth Management | 2,351 | $46.4K | 0.00% | 00.0% | Unchanged |
| EntryPoint Capital, LLC | 2,281 | $45.0K | 0.04% | +2,281 | New |
| Capital Advisors, Ltd. LLC | 2,250 | $44.0K | 0.01% | 00.0% | Unchanged |
| Gilliland Jeter Wealth Management LLC | 1,500 | $29.6K | 0.01% | +1,500 | New |
| Quarry LP | 1,455 | $28.7K | 0.01% | +1,455 | New |
| Group One Trading, L.P. | 1,300 | $25.7K | 0.00% | +1,300 | New |
| Activest Wealth Management | 1,150 | $22.7K | 0.01% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 1,000 | $19.6K | 0.00% | +1,000 | New |
| Cedar Wealth Management, LLC | 992 | $19.6K | 0.01% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 796 | $15.7K | 0.00% | −2,731−77.4% | Reduced |
| Citigroup Inc | 766 | $15.1K | 0.00% | +257+50.5% | Added |
| NBC Securities, Inc. | 533 | $11.0K | 0.00% | +18+3.5% | Added |