Fidus Investment Corp
FDUS- Exchange
- Nasdaq
- SEC CIK
- 0001513363
No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $166.0M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Fidus Investment Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 100
- +12 vs. Q3 2022
- Shares held
- 5.15M
- +419.9K (+8.9%) vs. Q3 2022
- Total value
- $98.2M
- +$16.9M (+20.8%) vs. Q3 2022
- New holders
- 20
- 31 more added
- Sold out
- 8
- 29 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 133 | $166.0M |
| Q1 2026 | 142 | $172.6M |
| Q4 2025 | 149 | $194.3M |
| Q3 2025 | 130 | $194.2M |
| Q2 2025 | 121 | $182.9M |
| Q1 2025 | 121 | $180.0M |
| Q4 2024 | 112 | $167.7M |
| Q3 2024 | 111 | $150.4M |
| Q2 2024 | 115 | $152.5M |
| Q1 2024 | 109 | $162.2M |
| Q4 2023 | 117 | $182.6M |
| Q3 2023 | 107 | $134.0M |
| Q2 2023 | 89 | $96.2M |
| Q1 2023 | 92 | $95.5M |
| Q4 2022 | 100 | $98.2M |
| Q3 2022 | 89 | $81.5M |
| Q2 2022 | 85 | $81.5M |
| Q1 2022 | 77 | $141.4M |
| Q4 2021 | 75 | $89.5M |
| Q3 2021 | 78 | $92.6M |
| Q2 2021 | 73 | $96.5M |
| Q1 2021 | 81 | $93.9M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 710,825 | $13.5M | 0.01% | −37,983−5.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 573,865 | $10.9M | 0.02% | −25,853−4.3% | Reduced |
| Morgan Stanley | 351,153 | $6.68M | 0.00% | +49,833+16.5% | Added |
| Van Eck Associates Corp | 316,619 | $6.03M | 0.02% | +14,256+4.7% | Added |
| Advisors Asset Management, Inc. | 251,105 | $4.78M | 0.10% | −23,568−8.6% | Reduced |
| BlackRock Inc. | 191,721 | $3.65M | 0.00% | +5,152+2.8% | Added |
| Novare Capital Management LLC | 178,595 | $3.40M | 0.40% | −3,040−1.7% | Reduced |
| Legal & General Group Plc | 167,208 | $3.18M | 0.00% | +11,715+7.5% | Added |
| PFG Advisors | 134,527 | $2.56M | 0.25% | +96,179+250.8% | Added |
| Two Sigma Advisers, LP | 118,213 | $2.25M | 0.01% | −15,200−11.4% | Reduced |
| Citadel Advisors LLC | 113,801 | $2.17M | 0.00% | +46,464+69.0% | Added |
| Davis Investment Partners, LLC | 104,943 | $2.15M | 1.09% | +104,943 | New |
| Two Sigma Investments, LP | 105,973 | $2.02M | 0.01% | −595−0.6% | Reduced |
| GWM Advisors LLC | 80,278 | $1.51M | 0.04% | +8,811+12.3% | Added |
| Millennium Management LLC | 73,149 | $1.39M | 0.00% | +56,183+331.2% | Added |
| WT Wealth Management | 68,553 | $1.30M | 0.63% | +68,553 | New |
| Legacy Capital Wealth Partners, LLC | 62,304 | $1.19M | 0.57% | +7,759+14.2% | Added |
| Enterprise Bank & Trust Co | 55,912 | $1.06M | 0.50% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 55,756 | $1.06M | 0.00% | −13,262−19.2% | Reduced |
| Muzinich & Co., Inc. | 55,756 | $1.06M | 0.93% | −13,262−19.2% | Reduced |
| Advisor Group Holdings, Inc. | 52,975 | $1.01M | 0.00% | +22,540+74.1% | Added |
| Truist Financial Corp | 51,867 | $987.0K | 0.00% | −15,227−22.7% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 50,418 | $959.0K | 0.06% | −1,031−2.0% | Reduced |
| LPL Financial LLC | 50,240 | $956.1K | 0.00% | +12,181+32.0% | Added |
| Quadrature Capital Ltd | 49,579 | $943.0K | 0.03% | −12,854−20.6% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 48,868 | $930.0K | 0.63% | −3,453−6.6% | Reduced |
| UBS Group AG | 47,031 | $895.0K | 0.00% | −336−0.7% | Reduced |
| Advisory Research Inc | 43,863 | $834.7K | 0.08% | −2,016−4.4% | Reduced |
| Oak Harbor Wealth Partners, LLC | 42,196 | $803.0K | 0.31% | +195+0.5% | Added |
| Davenport & Co LLC | 39,787 | $757.0K | 0.01% | +10,688+36.7% | Added |
| Raymond James Trust N.A. | 39,578 | $753.0K | 0.03% | −2,137−5.1% | Reduced |
| Cetera Advisor Networks LLC | 36,588 | $696.3K | 0.01% | +4,901+15.5% | Added |
| Palogic Value Management, L.P. | 35,367 | $673.0K | 0.35% | +35,367 | New |
| Banque Pictet & Cie SA | 31,912 | $607.3K | 0.01% | 00.0% | Unchanged |
| Pictet North America Advisors SA | 31,912 | $607.3K | 0.10% | 00.0% | Unchanged |
| Great West Life Assurance Co | 30,433 | $582.0K | 0.00% | +443+1.5% | Added |
| Capital Investment Advisory Services, LLC | 30,579 | $581.9K | 0.07% | +30,579 | New |
| HB Wealth Management, LLC | 30,462 | $579.7K | 0.01% | +30,462 | New |
| Mackenzie Financial Corp | 30,204 | $574.8K | 0.00% | −572−1.9% | Reduced |
| Hexagon Capital Partners LLC | 28,500 | $542.4K | 0.16% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 25,262 | $480.7K | 0.04% | +25,262 | New |
| Kingfisher Capital LLC | 23,890 | $455.0K | 0.12% | +741+3.2% | Added |
| Summit Trail Advisors, LLC | 22,502 | $428.2K | 0.02% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 22,367 | $425.6K | 0.01% | +1,000+4.7% | Added |
| Optimum Investment Advisors | 20,500 | $390.1K | 0.21% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 19,966 | $380.0K | 0.02% | +7,305+57.7% | Added |
| Eagle Global Advisors LLC | 19,830 | $377.4K | 0.03% | −250−1.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 19,401 | $369.2K | 0.01% | +1,695+9.6% | Added |
| Stifel Financial Corp | 19,371 | $368.6K | 0.00% | +19,371 | New |
| Magnolia Capital Advisors LLC | 19,118 | $364.0K | 0.24% | +69+0.4% | Added |
| O'Shaughnessy Asset Management, LLC | 18,615 | $354.2K | 0.01% | −1,687−8.3% | Reduced |
| Commonwealth Equity Services, LLC | 18,210 | $346.0K | 0.00% | +2,035+12.6% | Added |
| Bragg Financial Advisors, Inc | 18,011 | $342.7K | 0.02% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 17,895 | $340.5K | 0.01% | −25−0.1% | Reduced |
| National Asset Management, Inc. | 17,747 | $337.7K | 0.01% | +47+0.3% | Added |
| Natixis | 16,664 | $317.1K | 0.00% | +519+3.2% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 16,000 | $304.5K | 0.01% | −5,950−27.1% | Reduced |
| Envestnet Asset Management Inc | 15,383 | $292.7K | 0.00% | +3,996+35.1% | Added |
| Apollon Wealth Management, LLC | 14,815 | $281.9K | 0.02% | +1,792+13.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 14,782 | $281.0K | 0.00% | +4,149+39.0% | Added |
| IHT Wealth Management, LLC | 14,757 | $280.8K | 0.02% | +3,484+30.9% | Added |
| Arete Wealth Advisors, LLC | 14,650 | $278.8K | 0.02% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 13,567 | $258.0K | 0.00% | +242+1.8% | Added |
| Bank of America Corp | 13,377 | $254.6K | 0.00% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 13,349 | $254.0K | 0.01% | 00.0% | Unchanged |
| Lakeview Capital Partners, LLC | 12,445 | $250.9K | 0.08% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 12,633 | $240.4K | 0.13% | −4,500−26.3% | Reduced |
| Blair William & Co | 12,421 | $236.4K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 12,035 | $229.0K | 0.00% | −1,295−9.7% | Reduced |
| Royal Bank of Canada | 9,715 | $185.0K | 0.00% | −1,375−12.4% | Reduced |
| Belpointe Asset Management LLC | 9,591 | $182.5K | 0.01% | −107−1.1% | Reduced |
| Wells Fargo & Company | 8,057 | $153.3K | 0.00% | −220−2.7% | Reduced |
| Nisa Investment Advisors, LLC | 7,000 | $133.0K | 0.00% | +7,000 | New |
| Brown Brothers Harriman & Co | 5,337 | $101.6K | 0.00% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 5,295 | $100.0K | 0.00% | −10,606−66.7% | Reduced |
| One Wealth Advisors, LLC | 4,839 | $92.1K | 0.02% | +4,839 | New |
| RFP Financial Group LLC | 2,976 | $56.6K | 0.03% | +2,976 | New |
| BNP Paribas Arbitrage, SA | 2,805 | $53.4K | 0.00% | +2,805 | New |
| Quantbot Technologies LP | 2,620 | $49.9K | 0.00% | +2,620 | New |
| JPMorgan Chase & Co | 2,350 | $45.0K | 0.00% | −350−13.0% | Reduced |
| Capital Advisors, Ltd. LLC | 2,250 | $43.0K | 0.01% | +2,250 | New |
| Spire Wealth Management | 1,624 | $31.0K | 0.00% | +1,624 | New |
| CWM, LLC | 1,528 | $29.0K | 0.00% | +94+6.6% | Added |
| McElhenny Sheffield Capital Management, LLC | 1,380 | $26.3K | 0.01% | +1,380 | New |
| Lazard Asset Management LLC | 1,415 | $26.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,350 | $25.7K | 0.00% | 00.0% | Unchanged |
| Cornerstone Management, Inc. | 1,100 | $20.9K | 0.01% | 00.0% | Unchanged |
| Hanson & Doremus Investment Management | 1,035 | $20.0K | 0.00% | +400+63.0% | Added |
| Sound Income Strategies, LLC | 1,034 | $19.7K | 0.00% | +397+62.3% | Added |
| Cedar Wealth Management, LLC | 992 | $18.9K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 947 | $18.0K | 0.00% | +947 | New |
| MinichMacGregor Wealth Management, LLC | 940 | $17.9K | 0.01% | +940 | New |
| Tower Research Capital LLC (TRC) | 897 | $17.0K | 0.00% | −74−7.6% | Reduced |
| AllSquare Wealth Management LLC | 500 | $9.52K | 0.01% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 413 | $7.86K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 300 | $6.00K | 0.00% | −2,300−88.5% | Reduced |
| Bellwether Advisors, LLC | 262 | $4.99K | 0.00% | +262 | New |
| Geneos Wealth Management Inc. | 100 | $1.90K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $19 | 0.00% | +1 | New |
| Rockefeller Capital Management L.P. | 41 | $0 | 0.00% | +41 | New |