Fidus Investment Corp
FDUS- Exchange
- Nasdaq
- SEC CIK
- 0001513363
No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $166.0M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Fidus Investment Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 117
- +10 vs. Q3 2023
- Shares held
- 8.82M
- +1.83M (+26.2%) vs. Q3 2023
- Total value
- $173.7M
- +$39.6M (+29.6%) vs. Q3 2023
- New holders
- 15
- 48 more added
- Sold out
- 5
- 30 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 133 | $166.0M |
| Q1 2026 | 142 | $172.6M |
| Q4 2025 | 149 | $194.3M |
| Q3 2025 | 130 | $194.2M |
| Q2 2025 | 121 | $182.9M |
| Q1 2025 | 121 | $180.0M |
| Q4 2024 | 112 | $167.7M |
| Q3 2024 | 111 | $150.4M |
| Q2 2024 | 115 | $152.5M |
| Q1 2024 | 109 | $162.2M |
| Q4 2023 | 117 | $182.6M |
| Q3 2023 | 107 | $134.0M |
| Q2 2023 | 89 | $96.2M |
| Q1 2023 | 92 | $95.5M |
| Q4 2022 | 100 | $98.2M |
| Q3 2022 | 89 | $81.5M |
| Q2 2022 | 85 | $81.5M |
| Q1 2022 | 77 | $141.4M |
| Q4 2021 | 75 | $89.5M |
| Q3 2021 | 78 | $92.6M |
| Q2 2021 | 73 | $96.5M |
| Q1 2021 | 81 | $93.9M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Melia Wealth LLC | 687,248 | $13.5M | 7.11% | +687,248 | New |
| Raymond James & Associates | 581,648 | $11.5M | 0.01% | −33,177−5.4% | Reduced |
| Invesco Ltd. | 563,958 | $11.1M | 0.00% | +563,958 | New |
| Van Eck Associates Corp | 518,813 | $10.2M | 0.02% | +122,168+30.8% | Added |
| Two Sigma Investments, LP | 488,973 | $9.63M | 0.02% | +67,330+16.0% | Added |
| Morgan Stanley | 448,517 | $8.83M | 0.00% | +69,002+18.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 436,891 | $8.60M | 0.01% | −17,011−3.7% | Reduced |
| Two Sigma Advisers, LP | 425,213 | $8.37M | 0.02% | −12,300−2.8% | Reduced |
| Millennium Management LLC | 368,243 | $7.25M | 0.01% | +33,117+9.9% | Added |
| Advisors Asset Management, Inc. | 198,323 | $3.90M | 0.08% | −41,999−17.5% | Reduced |
| Citadel Advisors LLC | 196,725 | $3.87M | 0.00% | +11,968+6.5% | Added |
| Legal & General Group Plc | 192,843 | $3.80M | 0.00% | +9,833+5.4% | Added |
| Novare Capital Management LLC | 182,298 | $3.59M | 0.37% | +4,100+2.3% | Added |
| Quadrature Capital Ltd | 179,156 | $3.53M | 0.06% | −24,653−12.1% | Reduced |
| PFG Advisors | 171,829 | $3.38M | 0.27% | +38,846+29.2% | Added |
| Envestnet Asset Management Inc | 169,961 | $3.35M | 0.00% | +15,488+10.0% | Added |
| Acadian Asset Management LLC | 159,693 | $3.14M | 0.01% | −83,252−34.3% | Reduced |
| Cetera Investment Advisers | 139,197 | $2.74M | 0.02% | +16,085+13.1% | Added |
| GWM Advisors LLC | 104,136 | $2.05M | 0.02% | +7,169+7.4% | Added |
| Ameriprise Financial Inc | 101,812 | $1.99M | 0.00% | +75,024+280.1% | Added |
| Davis Investment Partners, LLC | 96,118 | $1.92M | 0.93% | −8,125−7.8% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 95,393 | $1.88M | 0.01% | −3,422−3.5% | Reduced |
| Campbell & CO Investment Adviser LLC | 92,213 | $1.82M | 0.16% | +65,924+250.8% | Added |
| BlackRock Inc. | 89,168 | $1.76M | 0.00% | +4,959+5.9% | Added |
| MGB Wealth Management, LLC | 87,456 | $1.72M | 0.87% | +87,456 | New |
| Legacy Capital Wealth Partners, LLC | 78,763 | $1.55M | 0.44% | +7,493+10.5% | Added |
| Goldman Sachs Group Inc | 77,628 | $1.53M | 0.00% | +9,998+14.8% | Added |
| Trexquant Investment LP | 76,795 | $1.51M | 0.03% | +50,469+191.7% | Added |
| GraniteShares Advisors LLC | 74,924 | $1.48M | 1.33% | +74,924 | New |
| LPL Financial LLC | 72,399 | $1.43M | 0.00% | +5,716+8.6% | Added |
| Tudor Investment Corp Et Al | 71,699 | $1.41M | 0.02% | +8,432+13.3% | Added |
| WT Wealth Management | 67,268 | $1.32M | 0.52% | −1,285−1.9% | Reduced |
| Muzinich & Co., Inc. | 65,041 | $1.28M | 1.11% | −700−1.1% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 63,406 | $1.25M | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 63,115 | $1.24M | 0.00% | +13,882+28.2% | Added |
| Enterprise Bank & Trust Co | 55,912 | $1.10M | 0.39% | 00.0% | Unchanged |
| Palogic Value Management, L.P. | 51,063 | $1.01M | 0.45% | +2,415+5.0% | Added |
| Jump Financial, LLC | 46,896 | $923.4K | 0.03% | +14,396+44.3% | Added |
| Capital Advisory Group Advisory Services, LLC | 45,476 | $895.4K | 0.48% | −231−0.5% | Reduced |
| Truist Financial Corp | 44,918 | $884.4K | 0.00% | −7,730−14.7% | Reduced |
| Capital Investment Advisory Services, LLC | 40,100 | $789.6K | 0.07% | +4,143+11.5% | Added |
| Raymond James Trust N.A. | 39,588 | $779.5K | 0.02% | +316+0.8% | Added |
| IHT Wealth Management, LLC | 39,579 | $779.3K | 0.03% | +2,216+5.9% | Added |
| Janney Montgomery Scott LLC | 38,929 | $767.0K | 0.00% | −3,825−8.9% | Reduced |
| Putnam Investments LLC | 38,098 | $750.1K | 0.00% | +14,026+58.3% | Added |
| Davenport & Co LLC | 37,737 | $743.0K | 0.01% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 32,162 | $633.3K | 0.00% | +4,597+16.7% | Added |
| Hexagon Capital Partners LLC | 31,750 | $625.2K | 0.15% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 30,538 | $601.0K | 0.00% | +1,500+5.2% | Added |
| Level Four Advisory Services, LLC | 28,292 | $557.1K | 0.03% | −131−0.5% | Reduced |
| Winton Group Ltd | 26,631 | $524.4K | 0.04% | +7,332+38.0% | Added |
| Kingfisher Capital LLC | 26,572 | $523.0K | 0.14% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 25,953 | $511.0K | 0.00% | −10,951−29.7% | Reduced |
| Oak Harbor Wealth Partners, LLC | 24,587 | $484.1K | 0.16% | +285+1.2% | Added |
| Summit Trail Advisors, LLC | 22,502 | $443.1K | 0.01% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 22,065 | $434.0K | 0.04% | +22,065 | New |
| Great West Life Assurance Co | 22,129 | $432.0K | 0.00% | −2,095−8.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 21,923 | $431.7K | 0.01% | +1,037+5.0% | Added |
| Jane Street Group, LLC | 21,649 | $426.3K | 0.00% | +9,090+72.4% | Added |
| Virtus ETF Advisers LLC | 20,997 | $413.4K | 0.26% | −6,891−24.7% | Reduced |
| Susquehanna International Group, LLP | 20,841 | $410.4K | 0.00% | +20,841 | New |
| Prospera Financial Services Inc | 19,966 | $393.1K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 19,665 | $387.2K | 0.00% | +2,015+11.4% | Added |
| D.A. Davidson & Co. | 19,467 | $383.3K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 18,964 | $373.4K | 0.00% | +2,010+11.9% | Added |
| Commonwealth Equity Services, LLC | 17,626 | $347.0K | 0.00% | +595+3.5% | Added |
| Oppenheimer & Co Inc | 16,635 | $327.5K | 0.01% | +289+1.8% | Added |
| Aquatic Capital Management LLC | 16,500 | $325.0K | 0.01% | +8,100+96.4% | Added |
| Atria Wealth Solutions, Inc. | 15,953 | $314.1K | 0.00% | −900−5.3% | Reduced |
| National Asset Management, Inc. | 15,925 | $313.6K | 0.01% | +3,581+29.0% | Added |
| Optimum Investment Advisors | 15,400 | $303.2K | 0.15% | −1,600−9.4% | Reduced |
| Schonfeld Strategic Advisors LLC | 15,100 | $297.3K | 0.00% | +15,100 | New |
| Snowden Capital Advisors LLC | 14,250 | $280.6K | 0.01% | 00.0% | Unchanged |
| Bragg Financial Advisors, Inc | 14,011 | $275.9K | 0.01% | −6,000−30.0% | Reduced |
| HB Wealth Management, LLC | 13,599 | $267.8K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 12,911 | $254.0K | 0.01% | +4,174+47.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 12,741 | $251.0K | 0.00% | −153−1.2% | Reduced |
| Lakeview Capital Partners, LLC | 12,445 | $245.0K | 0.04% | 00.0% | Unchanged |
| Blair William & Co | 12,421 | $244.6K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 11,962 | $236.0K | 0.00% | −5,152−30.1% | Reduced |
| Koss-Olinger Consulting, LLC | 11,878 | $234.0K | 0.02% | +11,878 | New |
| Verition Fund Management LLC | 11,700 | $230.4K | 0.00% | +11,700 | New |
| Quantbot Technologies LP | 11,557 | $227.6K | 0.01% | +3,082+36.4% | Added |
| Cornerstone Wealth Management, LLC | 11,251 | $221.5K | 0.02% | +11,251 | New |
| Qube Research & Technologies Ltd | 11,104 | $218.6K | 0.00% | −19,944−64.2% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 11,102 | $218.6K | 0.01% | −1,372−11.0% | Reduced |
| Natixis | 10,925 | $214.7K | 0.00% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 10,727 | $211.2K | 0.00% | +29+0.3% | Added |
| Wells Fargo & Company | 10,708 | $210.8K | 0.00% | +5,083+90.4% | Added |
| Cetera Advisors LLC | 10,071 | $198.3K | 0.00% | +10,071 | New |
| Brown Brothers Harriman & Co | 9,757 | $192.1K | 0.00% | +4,420+82.8% | Added |
| Sound Income Strategies, LLC | 8,253 | $162.5K | 0.01% | +7,219+698.2% | Added |
| BNP Paribas Arbitrage, SA | 6,208 | $122.2K | 0.00% | −4,249−40.6% | Reduced |
| GPS Wealth Strategies Group, LLC | 5,092 | $100.3K | 0.02% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 4,860 | $95.7K | 0.05% | +4,860 | New |
| Northwestern Mutual Wealth Management Co | 4,667 | $91.9K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 3,609 | $71.1K | 0.00% | +80+2.3% | Added |
| JPMorgan Chase & Co | 3,601 | $70.9K | 0.00% | −8,354−69.9% | Reduced |
| First Horizon Advisors, Inc. | 3,527 | $69.4K | 0.00% | +3,527 | New |
| RFP Financial Group LLC | 2,976 | $58.6K | 0.02% | 00.0% | Unchanged |