Fidus Investment Corp
FDUS- Exchange
- Nasdaq
- SEC CIK
- 0001513363
No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $164.4M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Fidus Investment Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 117
- +10 vs. Q3 2023
- Shares held
- 8.82M
- +1.83M (+26.2%) vs. Q3 2023
- Total value
- $173.7M
- +$39.6M (+29.6%) vs. Q3 2023
- New holders
- 15
- 48 more added
- Sold out
- 5
- 30 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 133 | $164.4M |
| Q1 2026 | 142 | $172.6M |
| Q4 2025 | 149 | $194.3M |
| Q3 2025 | 130 | $194.1M |
| Q2 2025 | 121 | $182.6M |
| Q1 2025 | 121 | $180.0M |
| Q4 2024 | 112 | $167.7M |
| Q3 2024 | 111 | $150.3M |
| Q2 2024 | 115 | $152.2M |
| Q1 2024 | 109 | $147.0M |
| Q4 2023 | 117 | $173.7M |
| Q3 2023 | 107 | $134.0M |
| Q2 2023 | 89 | $96.2M |
| Q1 2023 | 92 | $95.5M |
| Q4 2022 | 100 | $98.2M |
| Q3 2022 | 89 | $81.5M |
| Q2 2022 | 85 | $81.5M |
| Q1 2022 | 77 | $92.4M |
| Q4 2021 | 75 | $89.5M |
| Q3 2021 | 78 | $92.6M |
| Q2 2021 | 73 | $96.5M |
| Q1 2021 | 81 | $93.6M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 1 | $0 | 0.00% | −1−50.0% | Reduced |
| Geneos Wealth Management Inc. | 100 | $1.97K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 153 | $3.01K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 272 | $5.36K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 413 | $8.13K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 515 | $10.0K | 0.00% | +144+38.8% | Added |
| Citigroup Inc | 509 | $10.0K | 0.00% | +307+152.0% | Added |
| Advisory Services Network, LLC | 659 | $13.0K | 0.00% | +659 | New |
| The PNC Financial Services Group, Inc. | 750 | $14.8K | 0.00% | −600−44.4% | Reduced |
| Cedar Wealth Management, LLC | 992 | $19.5K | 0.01% | 00.0% | Unchanged |
| Hanson & Doremus Investment Management | 1,035 | $20.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,062 | $20.9K | 0.00% | −2,014−65.5% | Reduced |
| Activest Wealth Management | 1,150 | $22.6K | 0.01% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 1,300 | $25.6K | 0.00% | −6,000−82.2% | Reduced |
| Capital Advisors, Ltd. LLC | 2,250 | $44.0K | 0.01% | 00.0% | Unchanged |
| Spire Wealth Management | 2,351 | $46.2K | 0.00% | +613+35.3% | Added |
| MeadowBrook Investment Advisors LLC | 2,880 | $56.7K | 0.05% | +2,880 | New |
| RFP Financial Group LLC | 2,976 | $58.6K | 0.02% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 3,527 | $69.4K | 0.00% | +3,527 | New |
| JPMorgan Chase & Co | 3,601 | $70.9K | 0.00% | −8,354−69.9% | Reduced |
| Comerica Bank | 3,609 | $71.1K | 0.00% | +80+2.3% | Added |
| Northwestern Mutual Wealth Management Co | 4,667 | $91.9K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 4,860 | $95.7K | 0.05% | +4,860 | New |
| GPS Wealth Strategies Group, LLC | 5,092 | $100.3K | 0.02% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 6,208 | $122.2K | 0.00% | −4,249−40.6% | Reduced |
| Sound Income Strategies, LLC | 8,253 | $162.5K | 0.01% | +7,219+698.2% | Added |
| Brown Brothers Harriman & Co | 9,757 | $192.1K | 0.00% | +4,420+82.8% | Added |
| Cetera Advisors LLC | 10,071 | $198.3K | 0.00% | +10,071 | New |
| Wells Fargo & Company | 10,708 | $210.8K | 0.00% | +5,083+90.4% | Added |
| Wealth Enhancement Advisory Services, LLC | 10,727 | $211.2K | 0.00% | +29+0.3% | Added |
| Natixis | 10,925 | $214.7K | 0.00% | 00.0% | Unchanged |
| Wilbanks Smith & Thomas Asset Management LLC | 11,102 | $218.6K | 0.01% | −1,372−11.0% | Reduced |
| Qube Research & Technologies Ltd | 11,104 | $218.6K | 0.00% | −19,944−64.2% | Reduced |
| Cornerstone Wealth Management, LLC | 11,251 | $221.5K | 0.02% | +11,251 | New |
| Quantbot Technologies LP | 11,557 | $227.6K | 0.01% | +3,082+36.4% | Added |
| Verition Fund Management LLC | 11,700 | $230.4K | 0.00% | +11,700 | New |
| Koss-Olinger Consulting, LLC | 11,878 | $234.0K | 0.02% | +11,878 | New |
| Royal Bank of Canada | 11,962 | $236.0K | 0.00% | −5,152−30.1% | Reduced |
| Blair William & Co | 12,421 | $244.6K | 0.00% | 00.0% | Unchanged |
| Lakeview Capital Partners, LLC | 12,445 | $245.0K | 0.04% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 12,741 | $251.0K | 0.00% | −153−1.2% | Reduced |
| Simplex Trading, LLC | 12,911 | $254.0K | 0.01% | +4,174+47.8% | Added |
| HB Wealth Management, LLC | 13,599 | $267.8K | 0.00% | 00.0% | Unchanged |
| Bragg Financial Advisors, Inc | 14,011 | $275.9K | 0.01% | −6,000−30.0% | Reduced |
| Snowden Capital Advisors LLC | 14,250 | $280.6K | 0.01% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 15,100 | $297.3K | 0.00% | +15,100 | New |
| Optimum Investment Advisors | 15,400 | $303.2K | 0.15% | −1,600−9.4% | Reduced |
| National Asset Management, Inc. | 15,925 | $313.6K | 0.01% | +3,581+29.0% | Added |
| Atria Wealth Solutions, Inc. | 15,953 | $314.1K | 0.00% | −900−5.3% | Reduced |
| Aquatic Capital Management LLC | 16,500 | $325.0K | 0.01% | +8,100+96.4% | Added |
| Oppenheimer & Co Inc | 16,635 | $327.5K | 0.01% | +289+1.8% | Added |
| Commonwealth Equity Services, LLC | 17,626 | $347.0K | 0.00% | +595+3.5% | Added |
| Bank of America Corp | 18,964 | $373.4K | 0.00% | +2,010+11.9% | Added |
| D.A. Davidson & Co. | 19,467 | $383.3K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 19,665 | $387.2K | 0.00% | +2,015+11.4% | Added |
| Prospera Financial Services Inc | 19,966 | $393.1K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 20,841 | $410.4K | 0.00% | +20,841 | New |
| Virtus ETF Advisers LLC | 20,997 | $413.4K | 0.26% | −6,891−24.7% | Reduced |
| Jane Street Group, LLC | 21,649 | $426.3K | 0.00% | +9,090+72.4% | Added |
| Steward Partners Investment Advisory, LLC | 21,923 | $431.7K | 0.01% | +1,037+5.0% | Added |
| Great West Life Assurance Co | 22,129 | $432.0K | 0.00% | −2,095−8.6% | Reduced |
| Gsa Capital Partners LLP | 22,065 | $434.0K | 0.04% | +22,065 | New |
| Summit Trail Advisors, LLC | 22,502 | $443.1K | 0.01% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 24,587 | $484.1K | 0.16% | +285+1.2% | Added |
| Advisor Group Holdings, Inc. | 25,953 | $511.0K | 0.00% | −10,951−29.7% | Reduced |
| Kingfisher Capital LLC | 26,572 | $523.0K | 0.14% | 00.0% | Unchanged |
| Winton Group Ltd | 26,631 | $524.4K | 0.04% | +7,332+38.0% | Added |
| Level Four Advisory Services, LLC | 28,292 | $557.1K | 0.03% | −131−0.5% | Reduced |
| HighTower Advisors, LLC | 30,538 | $601.0K | 0.00% | +1,500+5.2% | Added |
| Hexagon Capital Partners LLC | 31,750 | $625.2K | 0.15% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 32,162 | $633.3K | 0.00% | +4,597+16.7% | Added |
| Davenport & Co LLC | 37,737 | $743.0K | 0.01% | 00.0% | Unchanged |
| Putnam Investments LLC | 38,098 | $750.1K | 0.00% | +14,026+58.3% | Added |
| Janney Montgomery Scott LLC | 38,929 | $767.0K | 0.00% | −3,825−8.9% | Reduced |
| IHT Wealth Management, LLC | 39,579 | $779.3K | 0.03% | +2,216+5.9% | Added |
| Raymond James Trust N.A. | 39,588 | $779.5K | 0.02% | +316+0.8% | Added |
| Capital Investment Advisory Services, LLC | 40,100 | $789.6K | 0.07% | +4,143+11.5% | Added |
| Truist Financial Corp | 44,918 | $884.4K | 0.00% | −7,730−14.7% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 45,476 | $895.4K | 0.48% | −231−0.5% | Reduced |
| Jump Financial, LLC | 46,896 | $923.4K | 0.03% | +14,396+44.3% | Added |
| Palogic Value Management, L.P. | 51,063 | $1.01M | 0.45% | +2,415+5.0% | Added |
| Enterprise Bank & Trust Co | 55,912 | $1.10M | 0.39% | 00.0% | Unchanged |
| UBS Group AG | 63,115 | $1.24M | 0.00% | +13,882+28.2% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 63,406 | $1.25M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 65,041 | $1.28M | 1.11% | −700−1.1% | Reduced |
| WT Wealth Management | 67,268 | $1.32M | 0.52% | −1,285−1.9% | Reduced |
| Tudor Investment Corp Et Al | 71,699 | $1.41M | 0.02% | +8,432+13.3% | Added |
| LPL Financial LLC | 72,399 | $1.43M | 0.00% | +5,716+8.6% | Added |
| GraniteShares Advisors LLC | 74,924 | $1.48M | 1.33% | +74,924 | New |
| Trexquant Investment LP | 76,795 | $1.51M | 0.03% | +50,469+191.7% | Added |
| Goldman Sachs Group Inc | 77,628 | $1.53M | 0.00% | +9,998+14.8% | Added |
| Legacy Capital Wealth Partners, LLC | 78,763 | $1.55M | 0.44% | +7,493+10.5% | Added |
| MGB Wealth Management, LLC | 87,456 | $1.72M | 0.87% | +87,456 | New |
| BlackRock Inc. | 89,168 | $1.76M | 0.00% | +4,959+5.9% | Added |
| Campbell & CO Investment Adviser LLC | 92,213 | $1.82M | 0.16% | +65,924+250.8% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 95,393 | $1.88M | 0.01% | −3,422−3.5% | Reduced |
| Davis Investment Partners, LLC | 96,118 | $1.92M | 0.93% | −8,125−7.8% | Reduced |
| Ameriprise Financial Inc | 101,812 | $1.99M | 0.00% | +75,024+280.1% | Added |
| GWM Advisors LLC | 104,136 | $2.05M | 0.02% | +7,169+7.4% | Added |
| Cetera Investment Advisers | 139,197 | $2.74M | 0.02% | +16,085+13.1% | Added |