Fidus Investment Corp
FDUS- Exchange
- Nasdaq
- SEC CIK
- 0001513363
No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $166.0M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Fidus Investment Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- −2 vs. Q1 2023
- Shares held
- 4.91M
- −103.5K (−2.1%) vs. Q1 2023
- Total value
- $96.2M
- +$776.4K (+0.8%) vs. Q1 2023
- New holders
- 12
- 30 more added
- Sold out
- 14
- 25 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 133 | $166.0M |
| Q1 2026 | 142 | $172.6M |
| Q4 2025 | 149 | $194.3M |
| Q3 2025 | 130 | $194.2M |
| Q2 2025 | 121 | $182.9M |
| Q1 2025 | 121 | $180.0M |
| Q4 2024 | 112 | $167.7M |
| Q3 2024 | 111 | $150.4M |
| Q2 2024 | 115 | $152.5M |
| Q1 2024 | 109 | $162.2M |
| Q4 2023 | 117 | $182.6M |
| Q3 2023 | 107 | $134.0M |
| Q2 2023 | 89 | $96.2M |
| Q1 2023 | 92 | $95.5M |
| Q4 2022 | 100 | $98.2M |
| Q3 2022 | 89 | $81.5M |
| Q2 2022 | 85 | $81.5M |
| Q1 2022 | 77 | $141.4M |
| Q4 2021 | 75 | $89.5M |
| Q3 2021 | 78 | $92.6M |
| Q2 2021 | 73 | $96.5M |
| Q1 2021 | 81 | $93.9M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 615,647 | $12.1M | 0.01% | −69,157−10.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 492,885 | $9.66M | 0.02% | −85,396−14.8% | Reduced |
| Van Eck Associates Corp | 367,547 | $7.20M | 0.02% | +22,994+6.7% | Added |
| Morgan Stanley | 340,559 | $6.67M | 0.00% | −15,056−4.2% | Reduced |
| Advisors Asset Management, Inc. | 224,112 | $4.39M | 0.09% | −36,425−14.0% | Reduced |
| Millennium Management LLC | 189,172 | $3.71M | 0.00% | +167,155+759.2% | Added |
| Legal & General Group Plc | 183,597 | $3.60M | 0.00% | +17,179+10.3% | Added |
| Novare Capital Management LLC | 178,198 | $3.49M | 0.38% | +175+0.1% | Added |
| PFG Advisors | 131,142 | $2.57M | 0.20% | −11,403−8.0% | Reduced |
| Two Sigma Investments, LP | 127,197 | $2.49M | 0.01% | +25,143+24.6% | Added |
| BlackRock Inc. | 120,550 | $2.36M | 0.00% | −6,336−5.0% | Reduced |
| Two Sigma Advisers, LP | 118,413 | $2.32M | 0.01% | −9,000−7.1% | Reduced |
| Davis Investment Partners, LLC | 104,243 | $2.10M | 1.00% | −700−0.7% | Reduced |
| GWM Advisors LLC | 91,857 | $1.80M | 0.02% | −4,259−4.4% | Reduced |
| WT Wealth Management | 68,553 | $1.34M | 0.56% | 00.0% | Unchanged |
| LPL Financial LLC | 63,968 | $1.25M | 0.00% | +3,436+5.7% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 63,406 | $1.24M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 63,406 | $1.24M | 1.10% | 00.0% | Unchanged |
| Enterprise Bank & Trust Co | 55,912 | $1.10M | 0.42% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 55,648 | $1.09M | 0.02% | +33,703+153.6% | Added |
| Truist Financial Corp | 52,371 | $1.03M | 0.00% | +886+1.7% | Added |
| Capital Advisory Group Advisory Services, LLC | 49,872 | $977.0K | 0.70% | +145+0.3% | Added |
| UBS Group AG | 49,357 | $967.4K | 0.00% | +4,279+9.5% | Added |
| Palogic Value Management, L.P. | 48,648 | $953.5K | 0.45% | +3,967+8.9% | Added |
| Hennion & Walsh Asset Management, Inc. | 48,016 | $941.0K | 0.06% | −1,895−3.8% | Reduced |
| Advisory Research Inc | 46,272 | $906.9K | 0.12% | +3,718+8.7% | Added |
| Janney Montgomery Scott LLC | 38,682 | $758.0K | 0.00% | +26,171+209.2% | Added |
| Davenport & Co LLC | 37,887 | $742.6K | 0.01% | −900−2.3% | Reduced |
| Raymond James Trust N.A. | 37,276 | $731.0K | 0.02% | +3,302+9.7% | Added |
| Advisor Group Holdings, Inc. | 35,474 | $695.3K | 0.00% | −22,707−39.0% | Reduced |
| Capital Investment Advisory Services, LLC | 34,316 | $672.6K | 0.07% | +1,014+3.0% | Added |
| Hexagon Capital Partners LLC | 33,762 | $661.7K | 0.17% | +155+0.5% | Added |
| Citadel Advisors LLC | 32,889 | $644.6K | 0.00% | −75,502−69.7% | Reduced |
| Mackenzie Financial Corp | 32,573 | $641.4K | 0.00% | −9,828−23.2% | Reduced |
| Putnam Investments LLC | 29,492 | $578.0K | 0.00% | +2,656+9.9% | Added |
| HighTower Advisors, LLC | 29,032 | $569.0K | 0.00% | +29,032 | New |
| Level Four Advisory Services, LLC | 27,622 | $541.4K | 0.03% | −240−0.9% | Reduced |
| Kingfisher Capital LLC | 25,606 | $502.0K | 0.13% | +884+3.6% | Added |
| D.A. Davidson & Co. | 23,967 | $469.8K | 0.00% | −2,000−7.7% | Reduced |
| Oak Harbor Wealth Partners, LLC | 23,848 | $467.4K | 0.16% | +233+1.0% | Added |
| Great West Life Assurance Co | 22,931 | $453.0K | 0.00% | +908+4.1% | Added |
| Summit Trail Advisors, LLC | 22,502 | $441.0K | 0.02% | 00.0% | Unchanged |
| Tudor Investment Corp Et Al | 21,670 | $424.7K | 0.01% | +21,670 | New |
| Bragg Financial Advisors, Inc | 20,011 | $392.2K | 0.02% | +2,000+11.1% | Added |
| Prospera Financial Services Inc | 19,966 | $391.3K | 0.01% | 00.0% | Unchanged |
| Eagle Global Advisors LLC | 19,830 | $388.7K | 0.03% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 19,607 | $384.3K | 0.01% | −3,282−14.3% | Reduced |
| Ameriprise Financial Inc | 18,149 | $355.7K | 0.00% | +18,149 | New |
| IHT Wealth Management, LLC | 18,050 | $353.8K | 0.02% | +1,569+9.5% | Added |
| Commonwealth Equity Services, LLC | 17,999 | $353.0K | 0.00% | +92+0.5% | Added |
| Stifel Financial Corp | 17,636 | $345.7K | 0.00% | +15+0.1% | Added |
| HRT Financial LP | 17,478 | $342.0K | 0.00% | −3,061−14.9% | Reduced |
| Optimum Investment Advisors | 17,000 | $333.2K | 0.16% | 00.0% | Unchanged |
| Marshall Wace, LLP | 16,722 | $327.8K | 0.00% | +16,722 | New |
| Oppenheimer & Co Inc | 16,098 | $315.5K | 0.01% | −1,797−10.0% | Reduced |
| Bank of America Corp | 15,499 | $303.8K | 0.00% | +937+6.4% | Added |
| Atria Wealth Solutions, Inc. | 15,474 | $303.3K | 0.00% | +15,474 | New |
| Trexquant Investment LP | 14,792 | $289.9K | 0.01% | +14,792 | New |
| Virtus ETF Advisers LLC | 13,696 | $268.4K | 0.16% | −787−5.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 13,626 | $267.0K | 0.00% | −107−0.8% | Reduced |
| HB Wealth Management, LLC | 13,599 | $266.5K | 0.00% | −5,700−29.5% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 13,500 | $264.6K | 0.01% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 13,349 | $261.6K | 0.01% | 00.0% | Unchanged |
| National Asset Management, Inc. | 13,271 | $260.1K | 0.01% | −3,812−22.3% | Reduced |
| Lakeview Capital Partners, LLC | 12,445 | $243.9K | 0.05% | 00.0% | Unchanged |
| Blair William & Co | 12,421 | $243.5K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 12,343 | $241.0K | 0.00% | +139+1.1% | Added |
| Natixis | 11,791 | $232.2K | 0.00% | +1,128+10.6% | Added |
| Jump Financial, LLC | 11,500 | $225.4K | 0.01% | +11,500 | New |
| Wells Fargo & Company | 8,057 | $157.9K | 0.00% | +10.0% | Added |
| Brown Brothers Harriman & Co | 5,337 | $104.6K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,033 | $98.6K | 0.02% | +53+1.1% | Added |
| Northwestern Mutual Wealth Management Co | 4,667 | $91.5K | 0.00% | +4,667 | New |
| Quantbot Technologies LP | 3,224 | $63.2K | 0.00% | +3,224 | New |
| RFP Financial Group LLC | 2,976 | $58.3K | 0.02% | +2,976 | New |
| Capital Advisors, Ltd. LLC | 2,250 | $44.0K | 0.01% | 00.0% | Unchanged |
| Spire Wealth Management | 1,738 | $34.1K | 0.00% | +114+7.0% | Added |
| The PNC Financial Services Group, Inc. | 1,350 | $26.5K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,200 | $23.5K | 0.00% | −150−11.1% | Reduced |
| Sound Income Strategies, LLC | 1,034 | $20.3K | 0.00% | 00.0% | Unchanged |
| Hanson & Doremus Investment Management | 1,035 | $20.0K | 0.00% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 992 | $19.4K | 0.01% | 00.0% | Unchanged |
| Activest Wealth Management | 1,150 | $11.6K | 0.01% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 413 | $8.10K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 364 | $7.13K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 100 | $1.96K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 20 | $392 | 0.00% | +20 | New |
| BNP Paribas Arbitrage, SA | 2 | $39 | 0.00% | +2 | New |
| CWM, LLC | 2 | $0 | 0.00% | −611−99.7% | Reduced |
| Legacy Capital Wealth Partners, LLC | 0 | $0 | 0.00% | −65,743−100.0% | Sold out |
| Peterson Wealth Services | 0 | $0 | 0.00% | −55,681−100.0% | Sold out |
| Magnolia Capital Advisors LLC | 0 | $0 | 0.00% | −18,922−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −17,590−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −12,441−100.0% | Sold out |
| MAI Capital Management | 0 | $0 | 0.00% | −11,898−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −8,726−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1,623−100.0% | Sold out |
| Cornerstone Management, Inc. | 0 | $0 | 0.00% | −1,100−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −950−100.0% | Sold out |
| AllSquare Wealth Management LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |