Skip to main content
Livermore
Livermore
ZHEN

Fidus Investment Corp

FDUS
Exchange
Nasdaq
SEC CIK
0001513363

No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $164.4M in total; no superinvestor holds it.

13F holders, Q2 2023

Institutional positions in Fidus Investment Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
89
−2 vs. Q1 2023
Shares held
4.91M
−103.5K (−2.1%) vs. Q1 2023
Total value
$96.2M
+$776.4K (+0.8%) vs. Q1 2023
New holders
12
30 more added
Sold out
14
25 more reduced

1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q1 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2023: 89 institutions
Q1 2021: 81 institutionsQ2 2021: 73 institutionsQ3 2021: 78 institutionsQ4 2021: 75 institutionsQ1 2022: 77 institutionsQ2 2022: 85 institutionsQ3 2022: 89 institutionsQ4 2022: 100 institutionsQ1 2023: 92 institutionsQ2 2023: 89 institutionsQ3 2023: 107 institutionsQ4 2023: 117 institutionsQ1 2024: 109 institutionsQ2 2024: 115 institutionsQ3 2024: 111 institutionsQ4 2024: 112 institutionsQ1 2025: 121 institutionsQ2 2025: 121 institutionsQ3 2025: 130 institutionsQ4 2025: 149 institutionsQ1 2026: 142 institutionsQ2 2026: 133 institutions
Value heldQ2 2023: $96.2M
Q1 2021: $93.6MQ2 2021: $96.5MQ3 2021: $92.6MQ4 2021: $89.5MQ1 2022: $92.4MQ2 2022: $81.5MQ3 2022: $81.5MQ4 2022: $98.2MQ1 2023: $95.5MQ2 2023: $96.2MQ3 2023: $134.0MQ4 2023: $173.7MQ1 2024: $147.0MQ2 2024: $152.2MQ3 2024: $150.3MQ4 2024: $167.7MQ1 2025: $180.0MQ2 2025: $182.6MQ3 2025: $194.1MQ4 2025: $194.3MQ1 2026: $172.6MQ2 2026: $164.4M
Institutions holding FDUS and their total value by quarter
QuarterHoldersValue
Q2 2026133$164.4M
Q1 2026142$172.6M
Q4 2025149$194.3M
Q3 2025130$194.1M
Q2 2025121$182.6M
Q1 2025121$180.0M
Q4 2024112$167.7M
Q3 2024111$150.3M
Q2 2024115$152.2M
Q1 2024109$147.0M
Q4 2023117$173.7M
Q3 2023107$134.0M
Q2 202389$96.2M
Q1 202392$95.5M
Q4 2022100$98.2M
Q3 202289$81.5M
Q2 202285$81.5M
Q1 202277$92.4M
Q4 202175$89.5M
Q3 202178$92.6M
Q2 202173$96.5M
Q1 202181$93.6M

Institutions, Q2 2023

Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q1 2023.

Institutions holding FDUS in Q2 2023
InstitutionSharesValue% of portfolioChange in sharesAction
CWM, LLC2$00.00%−611−99.7%Reduced
BNP Paribas Arbitrage, SA2$390.00%+2New
Citigroup Inc20$3920.00%+20New
Geneos Wealth Management Inc.100$1.96K0.00%00.0%Unchanged
Nomura Asset Management Co Ltd364$7.13K0.00%00.0%Unchanged
Laurel Wealth Advisors LLC413$8.10K0.00%00.0%Unchanged
Activest Wealth Management1,150$11.6K0.01%00.0%Unchanged
Cedar Wealth Management, LLC992$19.4K0.01%00.0%Unchanged
Hanson & Doremus Investment Management1,035$20.0K0.00%00.0%Unchanged
Sound Income Strategies, LLC1,034$20.3K0.00%00.0%Unchanged
JPMorgan Chase & Co1,200$23.5K0.00%−150−11.1%Reduced
The PNC Financial Services Group, Inc.1,350$26.5K0.00%00.0%Unchanged
Spire Wealth Management1,738$34.1K0.00%+114+7.0%Added
Capital Advisors, Ltd. LLC2,250$44.0K0.01%00.0%Unchanged
RFP Financial Group LLC2,976$58.3K0.02%+2,976New
Quantbot Technologies LP3,224$63.2K0.00%+3,224New
Northwestern Mutual Wealth Management Co4,667$91.5K0.00%+4,667New
GPS Wealth Strategies Group, LLC5,033$98.6K0.02%+53+1.1%Added
Brown Brothers Harriman & Co5,337$104.6K0.00%00.0%Unchanged
Wells Fargo & Company8,057$157.9K0.00%+10.0%Added
Jump Financial, LLC11,500$225.4K0.01%+11,500New
Natixis11,791$232.2K0.00%+1,128+10.6%Added
Royal Bank of Canada12,343$241.0K0.00%+139+1.1%Added
Blair William & Co12,421$243.5K0.00%00.0%Unchanged
Lakeview Capital Partners, LLC12,445$243.9K0.05%00.0%Unchanged
National Asset Management, Inc.13,271$260.1K0.01%−3,812−22.3%Reduced
Snowden Capital Advisors LLC13,349$261.6K0.01%00.0%Unchanged
Wilbanks Smith & Thomas Asset Management LLC13,500$264.6K0.01%00.0%Unchanged
HB Wealth Management, LLC13,599$266.5K0.00%−5,700−29.5%Reduced
Cambridge Investment Research Advisors, Inc.13,626$267.0K0.00%−107−0.8%Reduced
Virtus ETF Advisers LLC13,696$268.4K0.16%−787−5.4%Reduced
Trexquant Investment LP14,792$289.9K0.01%+14,792New
Atria Wealth Solutions, Inc.15,474$303.3K0.00%+15,474New
Bank of America Corp15,499$303.8K0.00%+937+6.4%Added
Oppenheimer & Co Inc16,098$315.5K0.01%−1,797−10.0%Reduced
Marshall Wace, LLP16,722$327.8K0.00%+16,722New
Optimum Investment Advisors17,000$333.2K0.16%00.0%Unchanged
HRT Financial LP17,478$342.0K0.00%−3,061−14.9%Reduced
Stifel Financial Corp17,636$345.7K0.00%+15+0.1%Added
Commonwealth Equity Services, LLC17,999$353.0K0.00%+92+0.5%Added
IHT Wealth Management, LLC18,050$353.8K0.02%+1,569+9.5%Added
Ameriprise Financial Inc18,149$355.7K0.00%+18,149New
Steward Partners Investment Advisory, LLC19,607$384.3K0.01%−3,282−14.3%Reduced
Eagle Global Advisors LLC19,830$388.7K0.03%00.0%Unchanged
Prospera Financial Services Inc19,966$391.3K0.01%00.0%Unchanged
Bragg Financial Advisors, Inc20,011$392.2K0.02%+2,000+11.1%Added
Tudor Investment Corp Et Al21,670$424.7K0.01%+21,670New
Summit Trail Advisors, LLC22,502$441.0K0.02%00.0%Unchanged
Great West Life Assurance Co22,931$453.0K0.00%+908+4.1%Added
Oak Harbor Wealth Partners, LLC23,848$467.4K0.16%+233+1.0%Added
D.A. Davidson & Co.23,967$469.8K0.00%−2,000−7.7%Reduced
Kingfisher Capital LLC25,606$502.0K0.13%+884+3.6%Added
Level Four Advisory Services, LLC27,622$541.4K0.03%−240−0.9%Reduced
HighTower Advisors, LLC29,032$569.0K0.00%+29,032New
Putnam Investments LLC29,492$578.0K0.00%+2,656+9.9%Added
Mackenzie Financial Corp32,573$641.4K0.00%−9,828−23.2%Reduced
Citadel Advisors LLC32,889$644.6K0.00%−75,502−69.7%Reduced
Hexagon Capital Partners LLC33,762$661.7K0.17%+155+0.5%Added
Capital Investment Advisory Services, LLC34,316$672.6K0.07%+1,014+3.0%Added
Advisor Group Holdings, Inc.35,474$695.3K0.00%−22,707−39.0%Reduced
Raymond James Trust N.A.37,276$731.0K0.02%+3,302+9.7%Added
Davenport & Co LLC37,887$742.6K0.01%−900−2.3%Reduced
Janney Montgomery Scott LLC38,682$758.0K0.00%+26,171+209.2%Added
Advisory Research Inc46,272$906.9K0.12%+3,718+8.7%Added
Hennion & Walsh Asset Management, Inc.48,016$941.0K0.06%−1,895−3.8%Reduced
Palogic Value Management, L.P.48,648$953.5K0.45%+3,967+8.9%Added
UBS Group AG49,357$967.4K0.00%+4,279+9.5%Added
Capital Advisory Group Advisory Services, LLC49,872$977.0K0.70%+145+0.3%Added
Truist Financial Corp52,371$1.03M0.00%+886+1.7%Added
Quadrature Capital Ltd55,648$1.09M0.02%+33,703+153.6%Added
Enterprise Bank & Trust Co55,912$1.10M0.42%00.0%Unchanged
Sumitomo Mitsui Trust Holdings, Inc.63,406$1.24M0.00%00.0%Unchanged
Muzinich & Co., Inc.63,406$1.24M1.10%00.0%Unchanged
LPL Financial LLC63,968$1.25M0.00%+3,436+5.7%Added
WT Wealth Management68,553$1.34M0.56%00.0%Unchanged
GWM Advisors LLC91,857$1.80M0.02%−4,259−4.4%Reduced
Davis Investment Partners, LLC104,243$2.10M1.00%−700−0.7%Reduced
Two Sigma Advisers, LP118,413$2.32M0.01%−9,000−7.1%Reduced
BlackRock Inc.120,550$2.36M0.00%−6,336−5.0%Reduced
Two Sigma Investments, LP127,197$2.49M0.01%+25,143+24.6%Added
PFG Advisors131,142$2.57M0.20%−11,403−8.0%Reduced
Novare Capital Management LLC178,198$3.49M0.38%+175+0.1%Added
Legal & General Group Plc183,597$3.60M0.00%+17,179+10.3%Added
Millennium Management LLC189,172$3.71M0.00%+167,155+759.2%Added
Advisors Asset Management, Inc.224,112$4.39M0.09%−36,425−14.0%Reduced
Morgan Stanley340,559$6.67M0.00%−15,056−4.2%Reduced
Van Eck Associates Corp367,547$7.20M0.02%+22,994+6.7%Added
Raymond James Financial Services Advisors, Inc.492,885$9.66M0.02%−85,396−14.8%Reduced
Raymond James & Associates615,647$12.1M0.01%−69,157−10.1%Reduced
Legacy Capital Wealth Partners, LLC0$00.00%−65,743−100.0%Sold out
Peterson Wealth Services0$00.00%−55,681−100.0%Sold out
Magnolia Capital Advisors LLC0$00.00%−18,922−100.0%Sold out
O'Shaughnessy Asset Management, LLC0$00.00%−17,590−100.0%Sold out
AE Wealth Management LLC0$00.00%−12,441−100.0%Sold out
MAI Capital Management0$00.00%−11,898−100.0%Sold out
Belpointe Asset Management LLC0$00.00%−8,726−100.0%Sold out
Tower Research Capital LLC (TRC)0$00.00%−1,623−100.0%Sold out
Cornerstone Management, Inc.0$00.00%−1,100−100.0%Sold out
Advisory Services Network, LLC0$00.00%−950−100.0%Sold out
AllSquare Wealth Management LLC0$00.00%−500−100.0%Sold out