Fidus Investment Corp
FDUS- Exchange
- Nasdaq
- SEC CIK
- 0001513363
No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $166.0M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Fidus Investment Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 77
- +3 vs. Q4 2021
- Shares held
- 4.68M
- −292.0K (−5.9%) vs. Q4 2021
- Total value
- $141.4M
- +$52.0M (+58.2%) vs. Q4 2021
- New holders
- 13
- 25 more added
- Sold out
- 10
- 21 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 133 | $166.0M |
| Q1 2026 | 142 | $172.6M |
| Q4 2025 | 149 | $194.3M |
| Q3 2025 | 130 | $194.2M |
| Q2 2025 | 121 | $182.9M |
| Q1 2025 | 121 | $180.0M |
| Q4 2024 | 112 | $167.7M |
| Q3 2024 | 111 | $150.4M |
| Q2 2024 | 115 | $152.5M |
| Q1 2024 | 109 | $162.2M |
| Q4 2023 | 117 | $182.6M |
| Q3 2023 | 107 | $134.0M |
| Q2 2023 | 89 | $96.2M |
| Q1 2023 | 92 | $95.5M |
| Q4 2022 | 100 | $98.2M |
| Q3 2022 | 89 | $81.5M |
| Q2 2022 | 85 | $81.5M |
| Q1 2022 | 77 | $141.4M |
| Q4 2021 | 75 | $89.5M |
| Q3 2021 | 78 | $92.6M |
| Q2 2021 | 73 | $96.5M |
| Q1 2021 | 81 | $93.9M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Muzinich & Co., Inc. | 99,312 | $49.0M | 25.41% | −10,091−9.2% | Reduced |
| Raymond James & Associates | 779,335 | $15.7M | 0.01% | +10,425+1.4% | Added |
| Van Eck Associates Corp | 568,106 | $11.5M | 0.02% | +195,933+52.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 551,128 | $11.1M | 0.02% | +9,855+1.8% | Added |
| Morgan Stanley | 333,241 | $6.72M | 0.00% | −43,776−11.6% | Reduced |
| Novare Capital Management LLC | 165,950 | $3.35M | 0.36% | −4,700−2.8% | Reduced |
| Two Sigma Advisers, LP | 162,313 | $3.27M | 0.01% | +35,040+27.5% | Added |
| BlackRock Inc. | 155,516 | $3.14M | 0.00% | −40,635−20.7% | Reduced |
| Legal & General Group Plc | 134,014 | $2.71M | 0.00% | −10,618−7.3% | Reduced |
| Two Sigma Investments, LP | 117,807 | $2.38M | 0.01% | +65,516+125.3% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 99,312 | $2.00M | 0.00% | −10,091−9.2% | Reduced |
| Quadrature Capital Ltd | 72,623 | $1.47M | 0.06% | +33,034+83.4% | Added |
| Truist Financial Corp | 71,229 | $1.44M | 0.00% | −5,069−6.6% | Reduced |
| Mackenzie Financial Corp | 66,417 | $1.34M | 0.00% | −14,649−18.1% | Reduced |
| GWM Advisors LLC | 60,542 | $1.22M | 0.02% | +17,717+41.4% | Added |
| UBS Group AG | 58,952 | $1.19M | 0.00% | +1,219+2.1% | Added |
| Capital Advisory Group Advisory Services, LLC | 56,895 | $1.15M | 0.53% | +2,675+4.9% | Added |
| Enterprise Bank & Trust Co | 55,912 | $1.13M | 0.44% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 53,726 | $1.08M | 0.06% | −9,706−15.3% | Reduced |
| Legacy Capital Wealth Partners, LLC | 52,929 | $1.07M | 0.46% | +52,929 | New |
| Advisory Research Inc | 50,202 | $1.01M | 0.08% | −4,657−8.5% | Reduced |
| Millennium Management LLC | 47,641 | $961.0K | 0.00% | +47,641 | New |
| Oak Harbor Wealth Partners, LLC | 42,002 | $848.0K | 0.28% | +158+0.4% | Added |
| D. E. Shaw & Co., Inc. | 34,857 | $703.0K | 0.00% | +23,944+219.4% | Added |
| Marshall Wace, LLP | 33,609 | $678.0K | 0.00% | +33,609 | New |
| Davenport & Co LLC | 33,249 | $671.0K | 0.00% | −627−1.9% | Reduced |
| LPL Financial LLC | 32,949 | $665.0K | 0.00% | +7,220+28.1% | Added |
| Eagle Global Advisors LLC | 31,270 | $631.0K | 0.04% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 31,136 | $628.0K | 0.02% | −2,200−6.6% | Reduced |
| Virtus ETF Advisers LLC | 30,250 | $610.0K | 0.27% | +2,599+9.4% | Added |
| Citadel Advisors LLC | 29,933 | $604.0K | 0.00% | +11,593+63.2% | Added |
| Advisor Group Holdings, Inc. | 29,487 | $595.0K | 0.00% | −821−2.7% | Reduced |
| Hexagon Capital Partners LLC | 28,500 | $575.0K | 0.15% | 00.0% | Unchanged |
| Regions Financial Corp | 27,694 | $559.0K | 0.00% | 00.0% | Unchanged |
| Optimum Investment Advisors | 24,025 | $485.0K | 0.20% | −3,423−12.5% | Reduced |
| Oppenheimer & Co Inc | 23,881 | $482.0K | 0.01% | +167+0.7% | Added |
| National Asset Management, Inc. | 22,629 | $457.0K | 0.01% | +2,277+11.2% | Added |
| Summit Trail Advisors, LLC | 22,502 | $454.0K | 0.04% | 00.0% | Unchanged |
| Kingfisher Capital LLC | 22,056 | $445.0K | 0.11% | +570+2.7% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 21,950 | $441.0K | 0.02% | +21,950 | New |
| Susquehanna International Group, LLP | 21,796 | $440.0K | 0.00% | +21,796 | New |
| D.A. Davidson & Co. | 21,500 | $434.0K | 0.00% | 00.0% | Unchanged |
| Magnolia Capital Advisors LLC | 20,684 | $417.0K | 0.16% | −778−3.6% | Reduced |
| Prospera Financial Services Inc | 19,372 | $391.0K | 0.02% | +310+1.6% | Added |
| Bragg Financial Advisors, Inc | 18,011 | $363.0K | 0.02% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 17,505 | $353.0K | 0.00% | −6,196−26.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 17,384 | $351.0K | 0.01% | −992−5.4% | Reduced |
| Jump Financial, LLC | 16,800 | $339.0K | 0.01% | +16,800 | New |
| Royal Bank of Canada | 15,740 | $317.0K | 0.00% | +3,383+27.4% | Added |
| Titleist Asset Management, Ltd. | 14,926 | $301.0K | 0.06% | +14,926 | New |
| Janney Montgomery Scott LLC | 13,648 | $275.0K | 0.00% | +28+0.2% | Added |
| Snowden Capital Advisors LLC | 13,349 | $269.0K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 13,036 | $263.0K | 0.00% | +36+0.3% | Added |
| Trexquant Investment LP | 12,972 | $262.0K | 0.01% | +12,972 | New |
| MAI Capital Management | 12,482 | $252.0K | 0.00% | −1,250−9.1% | Reduced |
| Lakeview Capital Partners, LLC | 12,445 | $251.0K | 0.13% | 00.0% | Unchanged |
| Blair William & Co | 12,421 | $251.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 11,875 | $240.0K | 0.00% | −423−3.4% | Reduced |
| Cetera Investment Advisers | 11,755 | $237.0K | 0.00% | −6,913−37.0% | Reduced |
| Advisory Services Network, LLC | 10,050 | $203.0K | 0.01% | +23+0.2% | Added |
| Great West Life Assurance Co | 9,126 | $196.0K | 0.00% | +187+2.1% | Added |
| Belpointe Asset Management LLC | 7,518 | $152.0K | 0.01% | +110+1.5% | Added |
| Brown Brothers Harriman & Co | 5,337 | $108.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 4,820 | $97.0K | 0.02% | +913+23.4% | Added |
| Cedar Wealth Management, LLC | 1,742 | $35.0K | 0.01% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 1,510 | $30.0K | 0.00% | +1,510 | New |
| Activest Wealth Management | 1,150 | $23.0K | 0.01% | 00.0% | Unchanged |
| Cornerstone Management, Inc. | 1,100 | $22.2K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,000 | $20.0K | 0.00% | −200−16.7% | Reduced |
| Tower Research Capital LLC (TRC) | 883 | $18.0K | 0.00% | +883 | New |
| Citigroup Inc | 700 | $14.0K | 0.00% | +700 | New |
| Monetary Management Group Inc | 500 | $10.0K | 0.00% | +500 | New |
| Laurel Wealth Advisors LLC | 413 | $8.00K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 275 | $5.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 8 | $0 | 0.00% | +8 | New |
| Ares Management LLC | 0 | $0 | 0.00% | −491,187−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −193,372−100.0% | Sold out |
| RMB Capital Management, LLC | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Peterson Wealth Services | 0 | $0 | 0.00% | −18,883−100.0% | Sold out |
| B. Riley Wealth Management, Inc. | 0 | $0 | 0.00% | −11,500−100.0% | Sold out |
| Comprehensive Financial Consultants Institutional, Inc. | 0 | $0 | 0.00% | −4,564−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −3,213−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −1,800−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −543−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Carroll Financial Associates, Inc. | – | – | – | – | Not filed |