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Fidus Investment Corp

FDUS
Exchange
Nasdaq
SEC CIK
0001513363

No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $164.4M in total; no superinvestor holds it.

13F holders, Q1 2023

Institutional positions in Fidus Investment Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
92
−8 vs. Q4 2022
Shares held
5.01M
−139.6K (−2.7%) vs. Q4 2022
Total value
$95.5M
−$2.69M (−2.7%) vs. Q4 2022
New holders
9
27 more added
Sold out
17
33 more reduced

Compare with Q4 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2023: 92 institutions
Q1 2021: 81 institutionsQ2 2021: 73 institutionsQ3 2021: 78 institutionsQ4 2021: 75 institutionsQ1 2022: 77 institutionsQ2 2022: 85 institutionsQ3 2022: 89 institutionsQ4 2022: 100 institutionsQ1 2023: 92 institutionsQ2 2023: 89 institutionsQ3 2023: 107 institutionsQ4 2023: 117 institutionsQ1 2024: 109 institutionsQ2 2024: 115 institutionsQ3 2024: 111 institutionsQ4 2024: 112 institutionsQ1 2025: 121 institutionsQ2 2025: 121 institutionsQ3 2025: 130 institutionsQ4 2025: 149 institutionsQ1 2026: 142 institutionsQ2 2026: 133 institutions
Value heldQ1 2023: $95.5M
Q1 2021: $93.6MQ2 2021: $96.5MQ3 2021: $92.6MQ4 2021: $89.5MQ1 2022: $92.4MQ2 2022: $81.5MQ3 2022: $81.5MQ4 2022: $98.2MQ1 2023: $95.5MQ2 2023: $96.2MQ3 2023: $134.0MQ4 2023: $173.7MQ1 2024: $147.0MQ2 2024: $152.2MQ3 2024: $150.3MQ4 2024: $167.7MQ1 2025: $180.0MQ2 2025: $182.6MQ3 2025: $194.1MQ4 2025: $194.3MQ1 2026: $172.6MQ2 2026: $164.4M
Institutions holding FDUS and their total value by quarter
QuarterHoldersValue
Q2 2026133$164.4M
Q1 2026142$172.6M
Q4 2025149$194.3M
Q3 2025130$194.1M
Q2 2025121$182.6M
Q1 2025121$180.0M
Q4 2024112$167.7M
Q3 2024111$150.3M
Q2 2024115$152.2M
Q1 2024109$147.0M
Q4 2023117$173.7M
Q3 2023107$134.0M
Q2 202389$96.2M
Q1 202392$95.5M
Q4 2022100$98.2M
Q3 202289$81.5M
Q2 202285$81.5M
Q1 202277$92.4M
Q4 202175$89.5M
Q3 202178$92.6M
Q2 202173$96.5M
Q1 202181$93.6M

Institutions, Q1 2023

Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q4 2022.

Institutions holding FDUS in Q1 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Raymond James & Associates684,804$13.1M0.01%−26,021−3.7%Reduced
Raymond James Financial Services Advisors, Inc.578,281$11.0M0.02%+4,416+0.8%Added
Morgan Stanley355,615$6.78M0.00%+4,462+1.3%Added
Van Eck Associates Corp344,553$6.57M0.01%+27,934+8.8%Added
Advisors Asset Management, Inc.260,537$4.97M0.10%+9,432+3.8%Added
Novare Capital Management LLC178,023$3.39M0.39%−572−0.3%Reduced
Legal & General Group Plc166,418$3.18M0.00%−790−0.5%Reduced
PFG Advisors142,545$2.72M0.23%+8,018+6.0%Added
Two Sigma Advisers, LP127,413$2.43M0.01%+9,200+7.8%Added
BlackRock Inc.126,886$2.42M0.00%−64,835−33.8%Reduced
Citadel Advisors LLC108,391$2.07M0.00%−5,410−4.8%Reduced
Davis Investment Partners, LLC104,943$1.99M1.05%00.0%Unchanged
Two Sigma Investments, LP102,054$1.95M0.01%−3,919−3.7%Reduced
GWM Advisors LLC96,116$1.75M0.02%+15,838+19.7%Added
WT Wealth Management68,553$1.31M0.57%00.0%Unchanged
Legacy Capital Wealth Partners, LLC65,743$1.25M0.34%+3,439+5.5%Added
Sumitomo Mitsui Trust Holdings, Inc.63,406$1.21M0.00%+7,650+13.7%Added
Muzinich & Co., Inc.63,406$1.21M1.04%+7,650+13.7%Added
LPL Financial LLC60,532$1.15M0.00%+10,292+20.5%Added
Advisor Group Holdings, Inc.58,181$1.11M0.00%+5,206+9.8%Added
Enterprise Bank & Trust Co55,912$1.07M0.46%00.0%Unchanged
Peterson Wealth Services55,681$1.06M0.55%+55,681New
Truist Financial Corp51,485$981.8K0.00%−382−0.7%Reduced
Hennion & Walsh Asset Management, Inc.49,911$952.0K0.06%−507−1.0%Reduced
Capital Advisory Group Advisory Services, LLC49,727$948.3K0.57%+859+1.8%Added
UBS Group AG45,078$859.6K0.00%−1,953−4.2%Reduced
Palogic Value Management, L.P.44,681$852.1K0.42%+9,314+26.3%Added
Advisory Research Inc42,554$811.5K0.13%−1,309−3.0%Reduced
Mackenzie Financial Corp42,401$808.6K0.00%+12,197+40.4%Added
Davenport & Co LLC38,787$739.7K0.01%−1,000−2.5%Reduced
Raymond James Trust N.A.33,974$648.0K0.02%−5,604−14.2%Reduced
Hexagon Capital Partners LLC33,607$640.9K0.18%+5,107+17.9%Added
Capital Investment Advisory Services, LLC33,302$635.1K0.07%+2,723+8.9%Added
Level Four Advisory Services, LLC27,862$531.3K0.03%+2,600+10.3%Added
Putnam Investments LLC26,836$511.8K0.00%+26,836New
D.A. Davidson & Co.25,967$495.2K0.01%+3,600+16.1%Added
Kingfisher Capital LLC24,722$471.4K0.12%+832+3.5%Added
Oak Harbor Wealth Partners, LLC23,615$450.3K0.16%−18,581−44.0%Reduced
Steward Partners Investment Advisory, LLC22,889$436.5K0.01%+3,488+18.0%Added
Summit Trail Advisors, LLC22,502$429.1K0.02%00.0%Unchanged
Great West Life Assurance Co22,023$421.0K0.00%−8,410−27.6%Reduced
Millennium Management LLC22,017$420.0K0.00%−51,132−69.9%Reduced
Quadrature Capital Ltd21,945$418.9K0.01%−27,634−55.7%Reduced
HRT Financial LP20,539$391.0K0.00%+20,539New
Prospera Financial Services Inc19,966$380.8K0.02%00.0%Unchanged
Eagle Global Advisors LLC19,830$378.2K0.03%00.0%Unchanged
HB Wealth Management, LLC19,299$368.0K0.01%−11,163−36.6%Reduced
Magnolia Capital Advisors LLC18,922$360.8K0.19%−196−1.0%Reduced
Bragg Financial Advisors, Inc18,011$343.5K0.02%00.0%Unchanged
Oppenheimer & Co Inc17,895$341.3K0.01%00.0%Unchanged
Commonwealth Equity Services, LLC17,907$341.0K0.00%−303−1.7%Reduced
Stifel Financial Corp17,621$336.0K0.00%−1,750−9.0%Reduced
O'Shaughnessy Asset Management, LLC17,590$335.4K0.01%−1,025−5.5%Reduced
National Asset Management, Inc.17,083$325.8K0.01%−664−3.7%Reduced
Optimum Investment Advisors17,000$324.2K0.17%−3,500−17.1%Reduced
IHT Wealth Management, LLC16,481$314.3K0.02%+1,724+11.7%Added
Bank of America Corp14,562$277.7K0.00%+1,185+8.9%Added
Virtus ETF Advisers LLC14,483$276.2K0.15%+1,850+14.6%Added
Cambridge Investment Research Advisors, Inc.13,733$262.0K0.00%−1,049−7.1%Reduced
Wilbanks Smith & Thomas Asset Management LLC13,500$257.4K0.01%−2,500−15.6%Reduced
Snowden Capital Advisors LLC13,349$254.6K0.01%00.0%Unchanged
Janney Montgomery Scott LLC12,511$239.0K0.00%−1,056−7.8%Reduced
AE Wealth Management LLC12,441$237.3K0.00%+12,441New
Blair William & Co12,421$236.9K0.00%00.0%Unchanged
Royal Bank of Canada12,204$233.0K0.00%+2,489+25.6%Added
Lakeview Capital Partners, LLC12,445$232.0K0.07%00.0%Unchanged
MAI Capital Management11,898$226.9K0.00%−137−1.1%Reduced
Natixis10,663$204.5K0.00%−6,001−36.0%Reduced
Belpointe Asset Management LLC8,726$166.4K0.01%−865−9.0%Reduced
Wells Fargo & Company8,056$153.6K0.00%−10.0%Reduced
Brown Brothers Harriman & Co5,337$101.8K0.00%00.0%Unchanged
GPS Wealth Strategies Group, LLC4,980$95.0K0.02%+4,980New
Capital Advisors, Ltd. LLC2,250$43.0K0.01%00.0%Unchanged
Tower Research Capital LLC (TRC)1,623$31.0K0.00%+726+80.9%Added
Spire Wealth Management1,624$31.0K0.00%00.0%Unchanged
JPMorgan Chase & Co1,350$25.9K0.00%−1,000−42.6%Reduced
The PNC Financial Services Group, Inc.1,350$25.7K0.00%00.0%Unchanged
Activest Wealth Management1,150$21.9K0.01%+1,150New
Cornerstone Management, Inc.1,100$21.0K0.01%00.0%Unchanged
Hanson & Doremus Investment Management1,035$20.0K0.00%00.0%Unchanged
Sound Income Strategies, LLC1,034$19.7K0.00%00.0%Unchanged
Cedar Wealth Management, LLC992$18.9K0.01%00.0%Unchanged
Advisory Services Network, LLC950$18.1K0.00%+3+0.3%Added
Ahrens Investment Partners LLC939$17.9K0.01%+939New
CWM, LLC613$12.0K0.00%−915−59.9%Reduced
AllSquare Wealth Management LLC500$9.54K0.01%00.0%Unchanged
Laurel Wealth Advisors LLC413$7.88K0.00%00.0%Unchanged
Acadian Asset Management LLC385$7.00K0.00%−4,910−92.7%Reduced
Nomura Asset Management Co Ltd364$6.94K0.00%+364New
Ameritas Advisory Services, LLC200$3.73K0.00%+200New
Geneos Wealth Management Inc.100$1.91K0.00%00.0%Unchanged
FMR LLC1$190.00%00.0%Unchanged
Cetera Advisor Networks LLC0$00.00%−36,588−100.0%Sold out
Banque Pictet & Cie SA0$00.00%−31,912−100.0%Sold out
Pictet North America Advisors SA0$00.00%−31,912−100.0%Sold out
Envestnet Asset Management Inc0$00.00%−15,383−100.0%Sold out
Apollon Wealth Management, LLC0$00.00%−14,815−100.0%Sold out
Arete Wealth Advisors, LLC0$00.00%−14,650−100.0%Sold out
Nisa Investment Advisors, LLC0$00.00%−7,000−100.0%Sold out
One Wealth Advisors, LLC0$00.00%−4,839−100.0%Sold out