Fidus Investment Corp
FDUS- Exchange
- Nasdaq
- SEC CIK
- 0001513363
No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $164.4M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Fidus Investment Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 100
- +12 vs. Q3 2022
- Shares held
- 5.15M
- +419.9K (+8.9%) vs. Q3 2022
- Total value
- $98.2M
- +$16.9M (+20.8%) vs. Q3 2022
- New holders
- 20
- 31 more added
- Sold out
- 8
- 29 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 133 | $164.4M |
| Q1 2026 | 142 | $172.6M |
| Q4 2025 | 149 | $194.3M |
| Q3 2025 | 130 | $194.1M |
| Q2 2025 | 121 | $182.6M |
| Q1 2025 | 121 | $180.0M |
| Q4 2024 | 112 | $167.7M |
| Q3 2024 | 111 | $150.3M |
| Q2 2024 | 115 | $152.2M |
| Q1 2024 | 109 | $147.0M |
| Q4 2023 | 117 | $173.7M |
| Q3 2023 | 107 | $134.0M |
| Q2 2023 | 89 | $96.2M |
| Q1 2023 | 92 | $95.5M |
| Q4 2022 | 100 | $98.2M |
| Q3 2022 | 89 | $81.5M |
| Q2 2022 | 85 | $81.5M |
| Q1 2022 | 77 | $92.4M |
| Q4 2021 | 75 | $89.5M |
| Q3 2021 | 78 | $92.6M |
| Q2 2021 | 73 | $96.5M |
| Q1 2021 | 81 | $93.6M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rockefeller Capital Management L.P. | 41 | $0 | 0.00% | +41 | New |
| FMR LLC | 1 | $19 | 0.00% | +1 | New |
| Geneos Wealth Management Inc. | 100 | $1.90K | 0.00% | 00.0% | Unchanged |
| Bellwether Advisors, LLC | 262 | $4.99K | 0.00% | +262 | New |
| Aquatic Capital Management LLC | 300 | $6.00K | 0.00% | −2,300−88.5% | Reduced |
| Laurel Wealth Advisors LLC | 413 | $7.86K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 500 | $9.52K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 897 | $17.0K | 0.00% | −74−7.6% | Reduced |
| MinichMacGregor Wealth Management, LLC | 940 | $17.9K | 0.01% | +940 | New |
| Advisory Services Network, LLC | 947 | $18.0K | 0.00% | +947 | New |
| Cedar Wealth Management, LLC | 992 | $18.9K | 0.01% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,034 | $19.7K | 0.00% | +397+62.3% | Added |
| Hanson & Doremus Investment Management | 1,035 | $20.0K | 0.00% | +400+63.0% | Added |
| Cornerstone Management, Inc. | 1,100 | $20.9K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,350 | $25.7K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 1,415 | $26.0K | 0.00% | 00.0% | Unchanged |
| McElhenny Sheffield Capital Management, LLC | 1,380 | $26.3K | 0.01% | +1,380 | New |
| CWM, LLC | 1,528 | $29.0K | 0.00% | +94+6.6% | Added |
| Spire Wealth Management | 1,624 | $31.0K | 0.00% | +1,624 | New |
| Capital Advisors, Ltd. LLC | 2,250 | $43.0K | 0.01% | +2,250 | New |
| JPMorgan Chase & Co | 2,350 | $45.0K | 0.00% | −350−13.0% | Reduced |
| Quantbot Technologies LP | 2,620 | $49.9K | 0.00% | +2,620 | New |
| BNP Paribas Arbitrage, SA | 2,805 | $53.4K | 0.00% | +2,805 | New |
| RFP Financial Group LLC | 2,976 | $56.6K | 0.03% | +2,976 | New |
| One Wealth Advisors, LLC | 4,839 | $92.1K | 0.02% | +4,839 | New |
| Acadian Asset Management LLC | 5,295 | $100.0K | 0.00% | −10,606−66.7% | Reduced |
| Brown Brothers Harriman & Co | 5,337 | $101.6K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 7,000 | $133.0K | 0.00% | +7,000 | New |
| Wells Fargo & Company | 8,057 | $153.3K | 0.00% | −220−2.7% | Reduced |
| Belpointe Asset Management LLC | 9,591 | $182.5K | 0.01% | −107−1.1% | Reduced |
| Royal Bank of Canada | 9,715 | $185.0K | 0.00% | −1,375−12.4% | Reduced |
| MAI Capital Management | 12,035 | $229.0K | 0.00% | −1,295−9.7% | Reduced |
| Blair William & Co | 12,421 | $236.4K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 12,633 | $240.4K | 0.13% | −4,500−26.3% | Reduced |
| Lakeview Capital Partners, LLC | 12,445 | $250.9K | 0.08% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 13,349 | $254.0K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 13,377 | $254.6K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 13,567 | $258.0K | 0.00% | +242+1.8% | Added |
| Arete Wealth Advisors, LLC | 14,650 | $278.8K | 0.02% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 14,757 | $280.8K | 0.02% | +3,484+30.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 14,782 | $281.0K | 0.00% | +4,149+39.0% | Added |
| Apollon Wealth Management, LLC | 14,815 | $281.9K | 0.02% | +1,792+13.8% | Added |
| Envestnet Asset Management Inc | 15,383 | $292.7K | 0.00% | +3,996+35.1% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 16,000 | $304.5K | 0.01% | −5,950−27.1% | Reduced |
| Natixis | 16,664 | $317.1K | 0.00% | +519+3.2% | Added |
| National Asset Management, Inc. | 17,747 | $337.7K | 0.01% | +47+0.3% | Added |
| Oppenheimer & Co Inc | 17,895 | $340.5K | 0.01% | −25−0.1% | Reduced |
| Bragg Financial Advisors, Inc | 18,011 | $342.7K | 0.02% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 18,210 | $346.0K | 0.00% | +2,035+12.6% | Added |
| O'Shaughnessy Asset Management, LLC | 18,615 | $354.2K | 0.01% | −1,687−8.3% | Reduced |
| Magnolia Capital Advisors LLC | 19,118 | $364.0K | 0.24% | +69+0.4% | Added |
| Stifel Financial Corp | 19,371 | $368.6K | 0.00% | +19,371 | New |
| Steward Partners Investment Advisory, LLC | 19,401 | $369.2K | 0.01% | +1,695+9.6% | Added |
| Eagle Global Advisors LLC | 19,830 | $377.4K | 0.03% | −250−1.2% | Reduced |
| Prospera Financial Services Inc | 19,966 | $380.0K | 0.02% | +7,305+57.7% | Added |
| Optimum Investment Advisors | 20,500 | $390.1K | 0.21% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 22,367 | $425.6K | 0.01% | +1,000+4.7% | Added |
| Summit Trail Advisors, LLC | 22,502 | $428.2K | 0.02% | 00.0% | Unchanged |
| Kingfisher Capital LLC | 23,890 | $455.0K | 0.12% | +741+3.2% | Added |
| Level Four Advisory Services, LLC | 25,262 | $480.7K | 0.04% | +25,262 | New |
| Hexagon Capital Partners LLC | 28,500 | $542.4K | 0.16% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 30,204 | $574.8K | 0.00% | −572−1.9% | Reduced |
| HB Wealth Management, LLC | 30,462 | $579.7K | 0.01% | +30,462 | New |
| Capital Investment Advisory Services, LLC | 30,579 | $581.9K | 0.07% | +30,579 | New |
| Great West Life Assurance Co | 30,433 | $582.0K | 0.00% | +443+1.5% | Added |
| Banque Pictet & Cie SA | 31,912 | $607.3K | 0.01% | 00.0% | Unchanged |
| Pictet North America Advisors SA | 31,912 | $607.3K | 0.10% | 00.0% | Unchanged |
| Palogic Value Management, L.P. | 35,367 | $673.0K | 0.35% | +35,367 | New |
| Cetera Advisor Networks LLC | 36,588 | $696.3K | 0.01% | +4,901+15.5% | Added |
| Raymond James Trust N.A. | 39,578 | $753.0K | 0.03% | −2,137−5.1% | Reduced |
| Davenport & Co LLC | 39,787 | $757.0K | 0.01% | +10,688+36.7% | Added |
| Oak Harbor Wealth Partners, LLC | 42,196 | $803.0K | 0.31% | +195+0.5% | Added |
| Advisory Research Inc | 43,863 | $834.7K | 0.08% | −2,016−4.4% | Reduced |
| UBS Group AG | 47,031 | $895.0K | 0.00% | −336−0.7% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 48,868 | $930.0K | 0.63% | −3,453−6.6% | Reduced |
| Quadrature Capital Ltd | 49,579 | $943.0K | 0.03% | −12,854−20.6% | Reduced |
| LPL Financial LLC | 50,240 | $956.1K | 0.00% | +12,181+32.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 50,418 | $959.0K | 0.06% | −1,031−2.0% | Reduced |
| Truist Financial Corp | 51,867 | $987.0K | 0.00% | −15,227−22.7% | Reduced |
| Advisor Group Holdings, Inc. | 52,975 | $1.01M | 0.00% | +22,540+74.1% | Added |
| Muzinich & Co., Inc. | 55,756 | $1.06M | 0.93% | −13,262−19.2% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 55,756 | $1.06M | 0.00% | −13,262−19.2% | Reduced |
| Enterprise Bank & Trust Co | 55,912 | $1.06M | 0.50% | 00.0% | Unchanged |
| Legacy Capital Wealth Partners, LLC | 62,304 | $1.19M | 0.57% | +7,759+14.2% | Added |
| WT Wealth Management | 68,553 | $1.30M | 0.63% | +68,553 | New |
| Millennium Management LLC | 73,149 | $1.39M | 0.00% | +56,183+331.2% | Added |
| GWM Advisors LLC | 80,278 | $1.51M | 0.04% | +8,811+12.3% | Added |
| Two Sigma Investments, LP | 105,973 | $2.02M | 0.01% | −595−0.6% | Reduced |
| Davis Investment Partners, LLC | 104,943 | $2.15M | 1.09% | +104,943 | New |
| Citadel Advisors LLC | 113,801 | $2.17M | 0.00% | +46,464+69.0% | Added |
| Two Sigma Advisers, LP | 118,213 | $2.25M | 0.01% | −15,200−11.4% | Reduced |
| PFG Advisors | 134,527 | $2.56M | 0.25% | +96,179+250.8% | Added |
| Legal & General Group Plc | 167,208 | $3.18M | 0.00% | +11,715+7.5% | Added |
| Novare Capital Management LLC | 178,595 | $3.40M | 0.40% | −3,040−1.7% | Reduced |
| BlackRock Inc. | 191,721 | $3.65M | 0.00% | +5,152+2.8% | Added |
| Advisors Asset Management, Inc. | 251,105 | $4.78M | 0.10% | −23,568−8.6% | Reduced |
| Van Eck Associates Corp | 316,619 | $6.03M | 0.02% | +14,256+4.7% | Added |
| Morgan Stanley | 351,153 | $6.68M | 0.00% | +49,833+16.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 573,865 | $10.9M | 0.02% | −25,853−4.3% | Reduced |
| Raymond James & Associates | 710,825 | $13.5M | 0.01% | −37,983−5.1% | Reduced |