Fidus Investment Corp
FDUS- Exchange
- Nasdaq
- SEC CIK
- 0001513363
No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $164.4M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Fidus Investment Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 75
- −1 vs. Q3 2021
- Shares held
- 4.98M
- −284.1K (−5.4%) vs. Q3 2021
- Total value
- $89.5M
- −$2.27M (−2.5%) vs. Q3 2021
- New holders
- 13
- 29 more added
- Sold out
- 14
- 18 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 133 | $164.4M |
| Q1 2026 | 142 | $172.6M |
| Q4 2025 | 149 | $194.3M |
| Q3 2025 | 130 | $194.1M |
| Q2 2025 | 121 | $182.6M |
| Q1 2025 | 121 | $180.0M |
| Q4 2024 | 112 | $167.7M |
| Q3 2024 | 111 | $150.3M |
| Q2 2024 | 115 | $152.2M |
| Q1 2024 | 109 | $147.0M |
| Q4 2023 | 117 | $173.7M |
| Q3 2023 | 107 | $134.0M |
| Q2 2023 | 89 | $96.2M |
| Q1 2023 | 92 | $95.5M |
| Q4 2022 | 100 | $98.2M |
| Q3 2022 | 89 | $81.5M |
| Q2 2022 | 85 | $81.5M |
| Q1 2022 | 77 | $92.4M |
| Q4 2021 | 75 | $89.5M |
| Q3 2021 | 78 | $92.6M |
| Q2 2021 | 73 | $96.5M |
| Q1 2021 | 81 | $93.6M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Geneos Wealth Management Inc. | 100 | $1.00K | 0.00% | +100 | New |
| Northwestern Mutual Wealth Management Co | 250 | $4.00K | 0.00% | +250 | New |
| Gemmer Asset Management LLC | 275 | $5.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 413 | $7.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 543 | $10.0K | 0.00% | 00.0% | Unchanged |
| Cornerstone Management, Inc. | 1,100 | $19.8K | 0.01% | +1,100 | New |
| Activest Wealth Management | 1,150 | $21.0K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,200 | $22.0K | 0.00% | −1,400−53.8% | Reduced |
| Cedar Wealth Management, LLC | 1,742 | $31.0K | 0.01% | +1,742 | New |
| Chilton Capital Management LLC | 1,800 | $32.0K | 0.00% | +1,800 | New |
| Total Clarity Wealth Management, Inc. | 3,213 | $58.0K | 0.03% | +145+4.7% | Added |
| GPS Wealth Strategies Group, LLC | 3,907 | $70.0K | 0.02% | +29+0.7% | Added |
| Comprehensive Financial Consultants Institutional, Inc. | 4,564 | $84.0K | 0.05% | +4,564 | New |
| Brown Brothers Harriman & Co | 5,337 | $96.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 7,408 | $133.0K | 0.01% | +525+7.6% | Added |
| Carroll Financial Associates, Inc. | 8,190 | $146.0K | 0.01% | 00.0% | Unchanged |
| Great West Life Assurance Co | 8,939 | $160.0K | 0.00% | −333−3.6% | Reduced |
| Advisory Services Network, LLC | 10,027 | $180.0K | 0.01% | +20+0.2% | Added |
| D. E. Shaw & Co., Inc. | 10,913 | $196.0K | 0.00% | −694−6.0% | Reduced |
| B. Riley Wealth Management, Inc. | 11,500 | $207.0K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 12,298 | $221.0K | 0.00% | +2,078+20.3% | Added |
| Blair William & Co | 12,421 | $223.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 12,357 | $223.0K | 0.00% | +47+0.4% | Added |
| Lakeview Capital Partners, LLC | 12,445 | $224.0K | 0.13% | 00.0% | Unchanged |
| Bank of America Corp | 13,000 | $234.0K | 0.00% | −393−2.9% | Reduced |
| Snowden Capital Advisors LLC | 13,349 | $240.0K | 0.01% | +13,349 | New |
| Janney Montgomery Scott LLC | 13,620 | $245.0K | 0.00% | +1,388+11.3% | Added |
| MAI Capital Management | 13,732 | $247.0K | 0.00% | +13,732 | New |
| Bragg Financial Advisors, Inc | 18,011 | $314.0K | 0.02% | 00.0% | Unchanged |
| Citadel Advisors LLC | 18,340 | $330.0K | 0.00% | −6,932−27.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 18,376 | $330.0K | 0.01% | +338+1.9% | Added |
| Cetera Investment Advisers | 18,668 | $336.0K | 0.00% | +6,597+54.7% | Added |
| Peterson Wealth Services | 18,883 | $340.0K | 0.23% | +18,883 | New |
| Prospera Financial Services Inc | 19,062 | $342.0K | 0.01% | +268+1.4% | Added |
| National Asset Management, Inc. | 20,352 | $366.0K | 0.01% | +4,633+29.5% | Added |
| Magnolia Capital Advisors LLC | 21,462 | $386.0K | 0.11% | −86−0.4% | Reduced |
| Kingfisher Capital LLC | 21,486 | $386.0K | 0.09% | +494+2.4% | Added |
| D.A. Davidson & Co. | 21,500 | $387.0K | 0.00% | +3,500+19.4% | Added |
| Summit Trail Advisors, LLC | 22,502 | $405.0K | 0.03% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 23,714 | $426.0K | 0.01% | +292+1.2% | Added |
| Envestnet Asset Management Inc | 23,701 | $426.0K | 0.00% | +12,932+120.1% | Added |
| LPL Financial LLC | 25,729 | $463.0K | 0.00% | +2,302+9.8% | Added |
| Optimum Investment Advisors | 27,448 | $494.0K | 0.19% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 27,651 | $497.0K | 0.19% | −7,169−20.6% | Reduced |
| Regions Financial Corp | 27,694 | $498.0K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 28,500 | $512.0K | 0.13% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 30,308 | $545.0K | 0.00% | +4,232+16.2% | Added |
| Eagle Global Advisors LLC | 31,270 | $562.0K | 0.04% | +16,030+105.2% | Added |
| Raymond James Trust N.A. | 33,336 | $599.0K | 0.02% | +2,176+7.0% | Added |
| Davenport & Co LLC | 33,876 | $609.0K | 0.00% | +150+0.4% | Added |
| Quadrature Capital Ltd | 39,589 | $711.0K | 0.04% | +139+0.4% | Added |
| RMB Capital Management, LLC | 40,000 | $719.0K | 0.02% | +40,000 | New |
| Oak Harbor Wealth Partners, LLC | 41,844 | $752.0K | 0.26% | +41,844 | New |
| GWM Advisors LLC | 42,825 | $770.0K | 0.01% | +42,825 | New |
| Two Sigma Investments, LP | 52,291 | $940.0K | 0.00% | −85,391−62.0% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 54,220 | $975.0K | 0.43% | +3,575+7.1% | Added |
| Advisory Research Inc | 54,859 | $986.0K | 0.08% | +903+1.7% | Added |
| Enterprise Bank & Trust Co | 55,912 | $1.00M | 0.35% | 00.0% | Unchanged |
| UBS Group AG | 57,733 | $1.04M | 0.00% | −2,982−4.9% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 63,432 | $1.14M | 0.06% | −1,194−1.8% | Reduced |
| Truist Financial Corp | 76,298 | $1.37M | 0.00% | +574+0.8% | Added |
| Mackenzie Financial Corp | 81,066 | $1.46M | 0.00% | +171+0.2% | Added |
| Muzinich & Co., Inc. | 109,403 | $1.96M | 1.35% | −13,376−10.9% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 109,403 | $1.97M | 0.00% | −13,376−10.9% | Reduced |
| Two Sigma Advisers, LP | 127,273 | $2.29M | 0.01% | −24,340−16.1% | Reduced |
| Legal & General Group Plc | 144,632 | $2.60M | 0.00% | −1,520−1.0% | Reduced |
| Novare Capital Management LLC | 170,650 | $3.07M | 0.31% | −4,650−2.7% | Reduced |
| Advisors Asset Management, Inc. | 193,372 | $3.48M | 0.05% | +6,882+3.7% | Added |
| BlackRock Inc. | 196,151 | $3.53M | 0.00% | +16,351+9.1% | Added |
| Van Eck Associates Corp | 372,173 | $6.69M | 0.02% | +25,916+7.5% | Added |
| Morgan Stanley | 377,017 | $6.78M | 0.00% | +25,004+7.1% | Added |
| Ares Management LLC | 491,187 | $8.83M | 0.25% | −27,224−5.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 541,273 | $9.73M | 0.02% | −40,575−7.0% | Reduced |
| Raymond James & Associates | 768,910 | $13.8M | 0.01% | −6,029−0.8% | Reduced |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −236,931−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −39,576−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −26,074−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −21,571−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −14,122−100.0% | Sold out |
| Koss-Olinger Consulting, LLC | 0 | $0 | 0.00% | −13,910−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −2,850−100.0% | Sold out |
| Evolution Wealth Advisors, LLC | 0 | $0 | 0.00% | −2,850−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,750−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −1,510−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1,273−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −239−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −149−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |
| CAMG Solamere Management, LLC | – | – | – | – | Not filed |