Fidus Investment Corp
FDUS- Exchange
- Nasdaq
- SEC CIK
- 0001513363
No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $164.4M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Fidus Investment Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 107
- +18 vs. Q2 2023
- Shares held
- 6.99M
- +2.08M (+42.4%) vs. Q2 2023
- Total value
- $134.0M
- +$37.8M (+39.3%) vs. Q2 2023
- New holders
- 21
- 42 more added
- Sold out
- 3
- 18 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 133 | $164.4M |
| Q1 2026 | 142 | $172.6M |
| Q4 2025 | 149 | $194.3M |
| Q3 2025 | 130 | $194.1M |
| Q2 2025 | 121 | $182.6M |
| Q1 2025 | 121 | $180.0M |
| Q4 2024 | 112 | $167.7M |
| Q3 2024 | 111 | $150.3M |
| Q2 2024 | 115 | $152.2M |
| Q1 2024 | 109 | $147.0M |
| Q4 2023 | 117 | $173.7M |
| Q3 2023 | 107 | $134.0M |
| Q2 2023 | 89 | $96.2M |
| Q1 2023 | 92 | $95.5M |
| Q4 2022 | 100 | $98.2M |
| Q3 2022 | 89 | $81.5M |
| Q2 2022 | 85 | $81.5M |
| Q1 2022 | 77 | $92.4M |
| Q4 2021 | 75 | $89.5M |
| Q3 2021 | 78 | $92.6M |
| Q2 2021 | 73 | $96.5M |
| Q1 2021 | 81 | $93.6M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 100 | $1.92K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 153 | $2.94K | 0.00% | −211−58.0% | Reduced |
| Citigroup Inc | 202 | $3.88K | 0.00% | +182+910.0% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 272 | $5.22K | 0.00% | +272 | New |
| NBC Securities, Inc. | 371 | $7.00K | 0.00% | +371 | New |
| Group One Trading, L.P. | 381 | $7.32K | 0.00% | +381 | New |
| Laurel Wealth Advisors LLC | 413 | $7.93K | 0.00% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 992 | $19.0K | 0.01% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,034 | $19.8K | 0.00% | 00.0% | Unchanged |
| Hanson & Doremus Investment Management | 1,035 | $20.0K | 0.00% | 00.0% | Unchanged |
| Activest Wealth Management | 1,150 | $22.1K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,350 | $25.9K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,738 | $33.4K | 0.00% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 2,250 | $43.0K | 0.01% | 00.0% | Unchanged |
| RFP Financial Group LLC | 2,976 | $57.1K | 0.03% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 3,076 | $59.1K | 0.00% | +3,076 | New |
| Comerica Bank | 3,529 | $67.8K | 0.00% | +3,529 | New |
| Northwestern Mutual Wealth Management Co | 4,667 | $89.6K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,092 | $97.8K | 0.02% | +59+1.2% | Added |
| Brown Brothers Harriman & Co | 5,337 | $102.5K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 5,625 | $108.0K | 0.00% | −2,432−30.2% | Reduced |
| Nisa Investment Advisors, LLC | 7,300 | $140.2K | 0.00% | +7,300 | New |
| Aquatic Capital Management LLC | 8,400 | $161.0K | 0.01% | +8,400 | New |
| Quantbot Technologies LP | 8,475 | $162.7K | 0.01% | +5,251+162.9% | Added |
| Simplex Trading, LLC | 8,737 | $167.0K | 0.01% | +8,737 | New |
| BNP Paribas Arbitrage, SA | 10,457 | $200.8K | 0.00% | +10,455+522,750.0% | Added |
| Wealth Enhancement Advisory Services, LLC | 10,698 | $205.4K | 0.00% | +10,698 | New |
| Natixis | 10,925 | $211.2K | 0.00% | −866−7.3% | Reduced |
| JPMorgan Chase & Co | 11,955 | $229.5K | 0.00% | +10,755+896.3% | Added |
| National Asset Management, Inc. | 12,344 | $237.0K | 0.01% | −927−7.0% | Reduced |
| Blair William & Co | 12,421 | $238.5K | 0.00% | 00.0% | Unchanged |
| Lakeview Capital Partners, LLC | 12,445 | $238.9K | 0.05% | 00.0% | Unchanged |
| Wilbanks Smith & Thomas Asset Management LLC | 12,474 | $239.5K | 0.01% | −1,026−7.6% | Reduced |
| Jane Street Group, LLC | 12,559 | $241.1K | 0.00% | +12,559 | New |
| Dynamic Technology Lab Private Ltd | 12,653 | $243.0K | 0.02% | +12,653 | New |
| Cambridge Investment Research Advisors, Inc. | 12,894 | $248.0K | 0.00% | −732−5.4% | Reduced |
| HB Wealth Management, LLC | 13,599 | $261.1K | 0.00% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 14,250 | $273.6K | 0.01% | +901+6.7% | Added |
| Oppenheimer & Co Inc | 16,346 | $313.8K | 0.01% | +248+1.5% | Added |
| Atria Wealth Solutions, Inc. | 16,853 | $323.6K | 0.00% | +1,379+8.9% | Added |
| Bank of America Corp | 16,954 | $325.5K | 0.00% | +1,455+9.4% | Added |
| Optimum Investment Advisors | 17,000 | $326.4K | 0.17% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 17,031 | $327.0K | 0.00% | −968−5.4% | Reduced |
| Royal Bank of Canada | 17,114 | $328.0K | 0.00% | +4,771+38.7% | Added |
| Stifel Financial Corp | 17,650 | $338.9K | 0.00% | +14+0.1% | Added |
| Winton Group Ltd | 19,299 | $370.5K | 0.03% | +19,299 | New |
| D.A. Davidson & Co. | 19,467 | $373.8K | 0.00% | −4,500−18.8% | Reduced |
| Prospera Financial Services Inc | 19,966 | $383.3K | 0.01% | 00.0% | Unchanged |
| Bragg Financial Advisors, Inc | 20,011 | $384.2K | 0.02% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 20,886 | $401.0K | 0.01% | +1,279+6.5% | Added |
| Summit Trail Advisors, LLC | 22,502 | $432.0K | 0.02% | 00.0% | Unchanged |
| Putnam Investments LLC | 24,072 | $462.2K | 0.00% | −5,420−18.4% | Reduced |
| Great West Life Assurance Co | 24,224 | $465.0K | 0.00% | +1,293+5.6% | Added |
| Oak Harbor Wealth Partners, LLC | 24,302 | $466.6K | 0.17% | +454+1.9% | Added |
| Campbell & CO Investment Adviser LLC | 26,289 | $504.7K | 0.06% | +26,289 | New |
| Trexquant Investment LP | 26,326 | $505.5K | 0.01% | +11,534+78.0% | Added |
| Kingfisher Capital LLC | 26,572 | $510.0K | 0.14% | +966+3.8% | Added |
| Ameriprise Financial Inc | 26,788 | $514.3K | 0.00% | +8,639+47.6% | Added |
| Cetera Advisor Networks LLC | 27,565 | $529.2K | 0.00% | +27,565 | New |
| Marshall Wace, LLP | 27,662 | $531.1K | 0.00% | +10,940+65.4% | Added |
| Virtus ETF Advisers LLC | 27,888 | $535.5K | 0.33% | +14,192+103.6% | Added |
| Level Four Advisory Services, LLC | 28,423 | $545.7K | 0.04% | +801+2.9% | Added |
| HighTower Advisors, LLC | 29,038 | $557.0K | 0.00% | +60.0% | Added |
| Qube Research & Technologies Ltd | 31,048 | $596.1K | 0.00% | +31,048 | New |
| Hexagon Capital Partners LLC | 31,750 | $609.6K | 0.16% | −2,012−6.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 32,427 | $622.6K | 0.04% | −15,589−32.5% | Reduced |
| Jump Financial, LLC | 32,500 | $624.0K | 0.02% | +21,000+182.6% | Added |
| Capital Investment Advisory Services, LLC | 35,957 | $690.4K | 0.07% | +1,641+4.8% | Added |
| Advisor Group Holdings, Inc. | 36,904 | $708.6K | 0.00% | +1,430+4.0% | Added |
| IHT Wealth Management, LLC | 37,363 | $717.4K | 0.04% | +19,313+107.0% | Added |
| Davenport & Co LLC | 37,737 | $724.5K | 0.01% | −150−0.4% | Reduced |
| Raymond James Trust N.A. | 39,272 | $754.0K | 0.02% | +1,996+5.4% | Added |
| Janney Montgomery Scott LLC | 42,754 | $821.0K | 0.00% | +4,072+10.5% | Added |
| Capital Advisory Group Advisory Services, LLC | 45,707 | $877.6K | 0.50% | −4,165−8.4% | Reduced |
| Advisory Research Inc | 48,002 | $921.6K | 0.13% | +1,730+3.7% | Added |
| Palogic Value Management, L.P. | 48,648 | $934.0K | 0.46% | 00.0% | Unchanged |
| UBS Group AG | 49,233 | $945.3K | 0.00% | −124−0.3% | Reduced |
| Truist Financial Corp | 52,648 | $1.01M | 0.00% | +277+0.5% | Added |
| Enterprise Bank & Trust Co | 55,912 | $1.07M | 0.44% | 00.0% | Unchanged |
| Tudor Investment Corp Et Al | 63,267 | $1.21M | 0.02% | +41,597+192.0% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 63,406 | $1.22M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 65,741 | $1.26M | 1.11% | +2,335+3.7% | Added |
| LPL Financial LLC | 66,683 | $1.28M | 0.00% | +2,715+4.2% | Added |
| Goldman Sachs Group Inc | 67,630 | $1.30M | 0.00% | +67,630 | New |
| WT Wealth Management | 68,553 | $1.32M | 0.56% | 00.0% | Unchanged |
| Legacy Capital Wealth Partners, LLC | 71,270 | $1.37M | 0.38% | +71,270 | New |
| BlackRock Inc. | 84,209 | $1.62M | 0.00% | −36,341−30.1% | Reduced |
| GWM Advisors LLC | 96,967 | $1.86M | 0.02% | +5,110+5.6% | Added |
| Davis Investment Partners, LLC | 104,243 | $1.90M | 1.01% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 98,815 | $1.90M | 0.01% | +98,815 | New |
| Cetera Investment Advisers | 123,112 | $2.36M | 0.02% | +123,112 | New |
| PFG Advisors | 132,983 | $2.55M | 0.23% | +1,841+1.4% | Added |
| Envestnet Asset Management Inc | 154,473 | $2.97M | 0.00% | +154,473 | New |
| Novare Capital Management LLC | 178,198 | $3.42M | 0.39% | 00.0% | Unchanged |
| Legal & General Group Plc | 183,010 | $3.52M | 0.00% | −587−0.3% | Reduced |
| Citadel Advisors LLC | 184,757 | $3.55M | 0.00% | +151,868+461.8% | Added |
| Quadrature Capital Ltd | 203,809 | $3.92M | 0.08% | +148,161+266.2% | Added |
| Advisors Asset Management, Inc. | 240,322 | $4.61M | 0.10% | +16,210+7.2% | Added |
| Acadian Asset Management LLC | 242,945 | $4.66M | 0.02% | +242,945 | New |