Fidus Investment Corp
FDUS- Exchange
- Nasdaq
- SEC CIK
- 0001513363
No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $164.4M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Fidus Investment Corp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 73
- −7 vs. Q1 2021
- Shares held
- 5.68M
- −294.2K (−4.9%) vs. Q1 2021
- Total value
- $96.5M
- +$3.64M (+3.9%) vs. Q1 2021
- New holders
- 6
- 27 more added
- Sold out
- 13
- 21 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 133 | $164.4M |
| Q1 2026 | 142 | $172.6M |
| Q4 2025 | 149 | $194.3M |
| Q3 2025 | 130 | $194.1M |
| Q2 2025 | 121 | $182.6M |
| Q1 2025 | 121 | $180.0M |
| Q4 2024 | 112 | $167.7M |
| Q3 2024 | 111 | $150.3M |
| Q2 2024 | 115 | $152.2M |
| Q1 2024 | 109 | $147.0M |
| Q4 2023 | 117 | $173.7M |
| Q3 2023 | 107 | $134.0M |
| Q2 2023 | 89 | $96.2M |
| Q1 2023 | 92 | $95.5M |
| Q4 2022 | 100 | $98.2M |
| Q3 2022 | 89 | $81.5M |
| Q2 2022 | 85 | $81.5M |
| Q1 2022 | 77 | $92.4M |
| Q4 2021 | 75 | $89.5M |
| Q3 2021 | 78 | $92.6M |
| Q2 2021 | 73 | $96.5M |
| Q1 2021 | 81 | $93.6M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Arkadios Wealth Advisors | 149 | $2.00K | 0.00% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 275 | $5.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 413 | $7.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 543 | $9.00K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 1,000 | $17.0K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 1,023 | $17.0K | 0.00% | +1,023 | New |
| Activest Wealth Management | 1,150 | $20.0K | 0.02% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 1,590 | $27.0K | 0.00% | +1,590 | New |
| Advisor Group Holdings, Inc. | 2,835 | $48.0K | 0.00% | −139−4.7% | Reduced |
| Citigroup Inc | 2,817 | $48.0K | 0.00% | +29+1.0% | Added |
| JPMorgan Chase & Co | 3,800 | $65.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,849 | $65.0K | 0.02% | +28+0.7% | Added |
| FNY Investment Advisers, LLC | 5,000 | $85.0K | 0.03% | −7,899−61.2% | Reduced |
| Brown Brothers Harriman & Co | 5,337 | $91.0K | 0.00% | 00.0% | Unchanged |
| Capital Advisory Group Advisory Services, LLC | 7,065 | $120.0K | 0.04% | +7,065 | New |
| Great West Life Assurance Co | 7,897 | $134.0K | 0.00% | +492+6.6% | Added |
| Carroll Financial Associates, Inc. | 8,190 | $139.0K | 0.01% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 8,600 | $146.0K | 0.00% | +8,600 | New |
| Advisory Services Network, LLC | 9,987 | $170.0K | 0.01% | +9,987 | New |
| Janney Montgomery Scott LLC | 10,277 | $175.0K | 0.00% | +102+1.0% | Added |
| Wells Fargo & Company | 10,720 | $182.0K | 0.00% | +2,399+28.8% | Added |
| LPL Financial LLC | 11,127 | $189.0K | 0.00% | −246−2.2% | Reduced |
| Blair William & Co | 12,276 | $209.0K | 0.00% | +137+1.1% | Added |
| Lakeview Capital Partners, LLC | 12,335 | $210.0K | 0.09% | 00.0% | Unchanged |
| Royal Bank of Canada | 12,424 | $210.0K | 0.00% | +1,193+10.6% | Added |
| Harbor Financial Services, LLC | 12,685 | $216.0K | 0.09% | +100+0.8% | Added |
| Bank of America Corp | 13,000 | $221.0K | 0.00% | 00.0% | Unchanged |
| Koss-Olinger Consulting, LLC | 13,910 | $236.0K | 0.04% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 14,527 | $247.0K | 0.01% | −5,131−26.1% | Reduced |
| CAMG Solamere Management, LLC | 14,832 | $252.0K | 0.22% | −2,800−15.9% | Reduced |
| D.A. Davidson & Co. | 18,000 | $306.0K | 0.00% | 00.0% | Unchanged |
| Bragg Financial Advisors, Inc | 18,011 | $306.0K | 0.02% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 18,530 | $315.0K | 0.02% | +250+1.4% | Added |
| National Asset Management, Inc. | 18,688 | $318.0K | 0.01% | +6,030+47.6% | Added |
| Steward Partners Investment Advisory, LLC | 20,544 | $349.0K | 0.01% | +87+0.4% | Added |
| Kingfisher Capital LLC | 20,511 | $349.0K | 0.09% | +454+2.3% | Added |
| Oppenheimer & Co Inc | 20,909 | $355.0K | 0.01% | +1,856+9.7% | Added |
| Magnolia Capital Advisors LLC | 22,062 | $375.0K | 0.17% | +22,062 | New |
| Summit Trail Advisors, LLC | 22,502 | $383.0K | 0.03% | 00.0% | Unchanged |
| Citadel Advisors LLC | 22,650 | $385.0K | 0.00% | +10,092+80.4% | Added |
| D. E. Shaw & Co., Inc. | 24,493 | $416.0K | 0.00% | −44,047−64.3% | Reduced |
| Regions Financial Corp | 27,694 | $471.0K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 28,500 | $484.0K | 0.13% | 00.0% | Unchanged |
| Mid Atlantic Financial Management Inc | 29,745 | $506.0K | 0.03% | −2,113−6.6% | Reduced |
| Optimum Investment Advisors | 29,871 | $508.0K | 0.16% | +72+0.2% | Added |
| Raymond James Trust N.A. | 31,786 | $540.0K | 0.02% | +3,741+13.3% | Added |
| Susquehanna Fundamental Investments, LLC | 33,757 | $574.0K | 0.01% | −5,264−13.5% | Reduced |
| Virtus ETF Advisers LLC | 35,966 | $611.0K | 0.25% | +434+1.2% | Added |
| Susquehanna International Group, LLP | 38,963 | $662.0K | 0.00% | −38,963−50.0% | Reduced |
| Acadian Asset Management LLC | 40,537 | $689.0K | 0.00% | −25,408−38.5% | Reduced |
| Neuberger Berman Group LLC | 41,223 | $701.0K | 0.00% | −1,403−3.3% | Reduced |
| Eagle Global Advisors LLC | 47,990 | $816.0K | 0.05% | −11,060−18.7% | Reduced |
| Advisory Research Inc | 52,482 | $892.0K | 0.06% | +4,755+10.0% | Added |
| Enterprise Bank & Trust Co | 55,912 | $951.0K | 0.38% | 00.0% | Unchanged |
| UBS Group AG | 59,893 | $1.02M | 0.00% | +14,121+30.9% | Added |
| Mackenzie Financial Corp | 69,881 | $1.19M | 0.00% | +37,489+115.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 92,871 | $1.58M | 0.08% | −2,776−2.9% | Reduced |
| Truist Financial Corp | 106,724 | $1.81M | 0.00% | −3,670−3.3% | Reduced |
| BlackRock Inc. | 146,279 | $2.49M | 0.00% | +14,378+10.9% | Added |
| Muzinich & Co., Inc. | 150,875 | $2.56M | 1.58% | −5,896−3.8% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 150,875 | $2.56M | 0.00% | −5,896−3.8% | Reduced |
| Advisors Asset Management, Inc. | 151,651 | $2.58M | 0.04% | +6,799+4.7% | Added |
| Legal & General Group Plc | 155,945 | $2.65M | 0.00% | −17,465−10.1% | Reduced |
| Two Sigma Investments, LP | 159,079 | $2.70M | 0.01% | +40,866+34.6% | Added |
| Novare Capital Management LLC | 186,401 | $3.17M | 0.35% | −55,677−23.0% | Reduced |
| Two Sigma Advisers, LP | 214,013 | $3.64M | 0.01% | +4,200+2.0% | Added |
| Van Eck Associates Corp | 367,420 | $6.25M | 0.01% | −61,761−14.4% | Reduced |
| Morgan Stanley | 377,857 | $6.42M | 0.00% | +44,957+13.5% | Added |
| Arrowstreet Capital, Limited Partnership | 462,267 | $7.86M | 0.01% | +132,084+40.0% | Added |
| Ares Management LLC | 518,411 | $8.81M | 0.32% | −209,151−28.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 591,987 | $10.1M | 0.02% | +1,025+0.2% | Added |
| Raymond James & Associates | 783,560 | $13.3M | 0.01% | −1,410−0.2% | Reduced |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −50,300−100.0% | Sold out |
| RMB Capital Management, LLC | 0 | $0 | 0.00% | −39,650−100.0% | Sold out |
| SEI Investments Co | 0 | $0 | 0.00% | −22,017−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −20,946−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −12,662−100.0% | Sold out |
| Hyman Charles D | 0 | $0 | 0.00% | −10,666−100.0% | Sold out |
| Pinz Capital Management, LP | 0 | $0 | 0.00% | −6,400−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −643−100.0% | Sold out |
| Barnett & Company, Inc. | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Ameritas Investment Company, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | −112−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −62−100.0% | Sold out |
| Ark Global Emerging Companies, LP | – | – | – | – | Not filed |