Fidus Investment Corp
FDUS- Exchange
- Nasdaq
- SEC CIK
- 0001513363
No open-market purchases or sales by Fidus Investment Corp insiders were filed in the last 90 days; 133 institutions reported holding it in 13F filings for Q2 2026, worth $164.4M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Fidus Investment Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 78
- +5 vs. Q2 2021
- Shares held
- 5.31M
- −368.4K (−6.5%) vs. Q2 2021
- Total value
- $92.6M
- −$3.93M (−4.1%) vs. Q2 2021
- New holders
- 12
- 22 more added
- Sold out
- 7
- 28 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FDUS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 133 | $164.4M |
| Q1 2026 | 142 | $172.6M |
| Q4 2025 | 149 | $194.3M |
| Q3 2025 | 130 | $194.1M |
| Q2 2025 | 121 | $182.6M |
| Q1 2025 | 121 | $180.0M |
| Q4 2024 | 112 | $167.7M |
| Q3 2024 | 111 | $150.3M |
| Q2 2024 | 115 | $152.2M |
| Q1 2024 | 109 | $147.0M |
| Q4 2023 | 117 | $173.7M |
| Q3 2023 | 107 | $134.0M |
| Q2 2023 | 89 | $96.2M |
| Q1 2023 | 92 | $95.5M |
| Q4 2022 | 100 | $98.2M |
| Q3 2022 | 89 | $81.5M |
| Q2 2022 | 85 | $81.5M |
| Q1 2022 | 77 | $92.4M |
| Q4 2021 | 75 | $89.5M |
| Q3 2021 | 78 | $92.6M |
| Q2 2021 | 73 | $96.5M |
| Q1 2021 | 81 | $93.6M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Fidus Investment Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Arkadios Wealth Advisors | 149 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 239 | $4.00K | 0.00% | +239 | New |
| Gemmer Asset Management LLC | 275 | $5.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 413 | $7.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 543 | $9.00K | 0.00% | 00.0% | Unchanged |
| Activest Wealth Management | 1,150 | $20.0K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,273 | $22.0K | 0.00% | +1,273 | New |
| Meeder Asset Management Inc | 1,510 | $26.0K | 0.00% | −80−5.0% | Reduced |
| Deutsche Bank AG | 1,500 | $26.0K | 0.00% | +1,500 | New |
| FNY Investment Advisers, LLC | 1,750 | $30.0K | 0.01% | −3,250−65.0% | Reduced |
| JPMorgan Chase & Co | 2,600 | $45.0K | 0.00% | −1,200−31.6% | Reduced |
| Fifth Third Bancorp | 2,850 | $50.0K | 0.00% | +2,850 | New |
| Evolution Wealth Advisors, LLC | 2,850 | $50.0K | 0.01% | +2,850 | New |
| Total Clarity Wealth Management, Inc. | 3,068 | $54.0K | 0.03% | +3,068 | New |
| GPS Wealth Strategies Group, LLC | 3,878 | $68.0K | 0.02% | +29+0.8% | Added |
| Brown Brothers Harriman & Co | 5,337 | $93.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 6,883 | $120.0K | 0.01% | +6,883 | New |
| Carroll Financial Associates, Inc. | 8,190 | $142.0K | 0.01% | 00.0% | Unchanged |
| Great West Life Assurance Co | 9,272 | $162.0K | 0.00% | +1,375+17.4% | Added |
| Advisory Services Network, LLC | 10,007 | $175.0K | 0.01% | +20+0.2% | Added |
| Wells Fargo & Company | 10,220 | $179.0K | 0.00% | −500−4.7% | Reduced |
| Envestnet Asset Management Inc | 10,769 | $188.0K | 0.00% | +10,769 | New |
| B. Riley Wealth Management, Inc. | 11,500 | $201.0K | 0.02% | +11,500 | New |
| D. E. Shaw & Co., Inc. | 11,607 | $202.0K | 0.00% | −12,886−52.6% | Reduced |
| Cetera Investment Advisers | 12,071 | $211.0K | 0.00% | +12,071 | New |
| Royal Bank of Canada | 12,310 | $213.0K | 0.00% | −114−0.9% | Reduced |
| Janney Montgomery Scott LLC | 12,232 | $213.0K | 0.00% | +1,955+19.0% | Added |
| Lakeview Capital Partners, LLC | 12,445 | $217.0K | 0.10% | +110+0.9% | Added |
| Blair William & Co | 12,421 | $217.0K | 0.00% | +145+1.2% | Added |
| Bank of America Corp | 13,393 | $234.0K | 0.00% | +393+3.0% | Added |
| Koss-Olinger Consulting, LLC | 13,910 | $243.0K | 0.04% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 14,122 | $244.0K | 0.00% | −26,415−65.2% | Reduced |
| CAMG Solamere Management, LLC | 14,832 | $259.0K | 0.21% | 00.0% | Unchanged |
| Eagle Global Advisors LLC | 15,240 | $266.0K | 0.02% | −32,750−68.2% | Reduced |
| National Asset Management, Inc. | 15,719 | $275.0K | 0.01% | −2,969−15.9% | Reduced |
| D.A. Davidson & Co. | 18,000 | $314.0K | 0.00% | 00.0% | Unchanged |
| Bragg Financial Advisors, Inc | 18,011 | $314.0K | 0.02% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 18,038 | $315.0K | 0.01% | −2,506−12.2% | Reduced |
| Prospera Financial Services Inc | 18,794 | $328.0K | 0.02% | +264+1.4% | Added |
| Kingfisher Capital LLC | 20,992 | $366.0K | 0.10% | +481+2.3% | Added |
| Susquehanna Fundamental Investments, LLC | 21,571 | $376.0K | 0.01% | −12,186−36.1% | Reduced |
| Magnolia Capital Advisors LLC | 21,548 | $376.0K | 0.13% | −514−2.3% | Reduced |
| Summit Trail Advisors, LLC | 22,502 | $392.0K | 0.03% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 23,422 | $408.0K | 0.01% | +2,513+12.0% | Added |
| LPL Financial LLC | 23,427 | $409.0K | 0.00% | +12,300+110.5% | Added |
| Citadel Advisors LLC | 25,272 | $441.0K | 0.00% | +2,622+11.6% | Added |
| Advisor Group Holdings, Inc. | 26,076 | $455.0K | 0.00% | +23,241+819.8% | Added |
| Millennium Management LLC | 26,074 | $455.0K | 0.00% | +26,074 | New |
| Optimum Investment Advisors | 27,448 | $479.0K | 0.20% | −2,423−8.1% | Reduced |
| Regions Financial Corp | 27,694 | $483.0K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 28,500 | $497.0K | 0.14% | 00.0% | Unchanged |
| Mid Atlantic Financial Management Inc | 30,791 | $537.0K | 0.04% | +1,046+3.5% | Added |
| Raymond James Trust N.A. | 31,160 | $543.0K | 0.02% | −626−2.0% | Reduced |
| Davenport & Co LLC | 33,726 | $588.0K | 0.00% | +33,726 | New |
| Virtus ETF Advisers LLC | 34,820 | $607.0K | 0.27% | −1,146−3.2% | Reduced |
| Quadrature Capital Ltd | 39,450 | $687.0K | 0.02% | +24,923+171.6% | Added |
| Susquehanna International Group, LLP | 39,576 | $690.0K | 0.00% | +613+1.6% | Added |
| Capital Advisory Group Advisory Services, LLC | 50,645 | $883.0K | 0.32% | +43,580+616.8% | Added |
| Advisory Research Inc | 53,956 | $941.0K | 0.06% | +1,474+2.8% | Added |
| Enterprise Bank & Trust Co | 55,912 | $975.0K | 0.38% | 00.0% | Unchanged |
| UBS Group AG | 60,715 | $1.06M | 0.00% | +822+1.4% | Added |
| Hennion & Walsh Asset Management, Inc. | 64,626 | $1.13M | 0.06% | −28,245−30.4% | Reduced |
| Truist Financial Corp | 75,724 | $1.32M | 0.00% | −31,000−29.0% | Reduced |
| Mackenzie Financial Corp | 80,895 | $1.41M | 0.00% | +11,014+15.8% | Added |
| Muzinich & Co., Inc. | 122,779 | $2.13M | 1.42% | −28,096−18.6% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 122,779 | $2.14M | 0.00% | −28,096−18.6% | Reduced |
| Two Sigma Investments, LP | 137,682 | $2.40M | 0.01% | −21,397−13.5% | Reduced |
| Legal & General Group Plc | 146,152 | $2.55M | 0.00% | −9,793−6.3% | Reduced |
| Two Sigma Advisers, LP | 151,613 | $2.64M | 0.01% | −62,400−29.2% | Reduced |
| Novare Capital Management LLC | 175,300 | $3.06M | 0.34% | −11,101−6.0% | Reduced |
| BlackRock Inc. | 179,800 | $3.14M | 0.00% | +33,521+22.9% | Added |
| Advisors Asset Management, Inc. | 186,490 | $3.25M | 0.05% | +34,839+23.0% | Added |
| Arrowstreet Capital, Limited Partnership | 236,931 | $4.13M | 0.01% | −225,336−48.7% | Reduced |
| Van Eck Associates Corp | 346,257 | $6.04M | 0.02% | −21,163−5.8% | Reduced |
| Morgan Stanley | 352,013 | $6.14M | 0.00% | −25,844−6.8% | Reduced |
| Ares Management LLC | 518,411 | $9.04M | 0.31% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 581,848 | $10.1M | 0.02% | −10,139−1.7% | Reduced |
| Raymond James & Associates | 774,939 | $13.5M | 0.01% | −8,621−1.1% | Reduced |
| Neuberger Berman Group LLC | 0 | $0 | 0.00% | −41,223−100.0% | Sold out |
| Harbor Financial Services, LLC | 0 | $0 | 0.00% | −12,685−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −8,600−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −2,817−100.0% | Sold out |
| Covington Capital Management | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −1,023−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −300−100.0% | Sold out |