Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q1 2026
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
DIAX is no longer listed, and 13F filings after Q4 2025 list far fewer holders. See Q4 2025
- Institutional holders
- 3
- −116 vs. Q4 2025
- Shares held
- 55.3K
- −12.4M (−99.6%) vs. Q4 2025
- Total value
- $10.7M
- −$179.0M (−94.4%) vs. Q4 2025
- New holders
- 0
- 0 more added
- Sold out
- 116
- 1 more reduced
3 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Costello Asset Management, INC | 0 | $0 | 0.00% | −1,169−100.0% | Sold out |
| WPG Advisers, LLC | 0 | $0 | 0.00% | −993−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −944−100.0% | Sold out |
| Kilter Group LLC | 0 | $0 | 0.00% | −917−100.0% | Sold out |
| IFC & Insurance Marketing, Inc. | 0 | $0 | 0.00% | −864−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −750−100.0% | Sold out |
| Smallwood Wealth Investment Management, LLC | 0 | $0 | 0.00% | −693−100.0% | Sold out |
| SRS Capital Advisors, Inc. | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −403−100.0% | Sold out |
| GoalVest Advisory LLC | 0 | $0 | 0.00% | −339−100.0% | Sold out |
| Fourth Dimension Wealth, LLC | 0 | $0 | 0.00% | −277−100.0% | Sold out |
| MAI Capital Management | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Jones Financial Companies LLLP | 0 | $0 | 0.00% | −180−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −172−100.0% | Sold out |
| N.E.W. Advisory Services LLC | 0 | $0 | 0.00% | −80−100.0% | Sold out |
| Flagship Harbor Advisors, LLC | 0 | $0 | 0.00% | −60−100.0% | Sold out |
| GAMMA Investing LLC | 0 | $0 | 0.00% | −35−100.0% | Sold out |
| SageView Advisory Group, LLC | 0 | $0 | 0.00% | −4−100.0% | Sold out |
| Global Retirement Partners, LLC | – | – | – | – | Not filed |
| Comerica Bank | – | – | – | – | Not filed |
| GPS Wealth Strategies Group, LLC | – | – | – | – | Not filed |