Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Cathay General Bancorp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 236
- +11 vs. Q3 2021
- Shares held
- 52.1M
- −1.57M (−2.9%) vs. Q3 2021
- Total value
- $2.24B
- +$19.6M (+0.9%) vs. Q3 2021
- New holders
- 37
- 65 more added
- Sold out
- 26
- 91 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Janus Henderson Group PLC | 15,332 | $659.0K | 0.00% | +7,707+101.1% | Added |
| New Mexico Educational Retirement Board | 15,500 | $666.0K | 0.02% | 00.0% | Unchanged |
| Commerce Bank | 15,505 | $667.0K | 0.00% | −49−0.3% | Reduced |
| Snowden Capital Advisors LLC | 15,610 | $671.0K | 0.03% | −264−1.7% | Reduced |
| Handelsbanken Fonder AB | 16,888 | $726.0K | 0.00% | 00.0% | Unchanged |
| Los Angeles Capital Management LLC | 17,754 | $763.0K | 0.00% | 00.0% | Unchanged |
| Dean Capital Management | 18,021 | $775.0K | 0.67% | −4,109−18.6% | Reduced |
| State of Michigan Retirement System | 19,539 | $840.0K | 0.00% | 00.0% | Unchanged |
| Louisiana State Employees Retirement System | 19,900 | $856.0K | 0.02% | 00.0% | Unchanged |
| Arizona State Retirement System | 19,985 | $859.0K | 0.01% | −631−3.1% | Reduced |
| Susquehanna International Group, LLP | 20,038 | $861.0K | 0.00% | +3,616+22.0% | Added |
| Thrivent Financial for Lutherans | 20,456 | $879.0K | 0.00% | −52−0.3% | Reduced |
| Two Sigma Advisers, LP | 20,600 | $886.0K | 0.00% | −13,400−39.4% | Reduced |
| Price T Rowe Associates Inc | 20,794 | $894.0K | 0.00% | −1,259−5.7% | Reduced |
| Dynamic Technology Lab Private Ltd | 20,900 | $898.0K | 0.10% | +1,350+6.9% | Added |
| Ontario Teachers Pension Plan Board | 21,029 | $904.0K | 0.01% | +4,523+27.4% | Added |
| Shell Asset Management Co | 21,108 | $907.0K | 0.02% | +645+3.2% | Added |
| M&T Bank Corp | 22,289 | $958.0K | 0.00% | −957−4.1% | Reduced |
| Captrust Financial Advisors | 22,531 | $969.0K | 0.01% | −896−3.8% | Reduced |
| Squarepoint Ops LLC | 22,801 | $980.0K | 0.00% | +22,801 | New |
| Affinity Investment Advisors, LLC | 23,181 | $997.0K | 0.40% | +199+0.9% | Added |
| ProShare Advisors LLC | 23,175 | $997.0K | 0.00% | +8,143+54.2% | Added |
| Ensign Peak Advisors, Inc | 23,458 | $1.01M | 0.00% | −36,400−60.8% | Reduced |
| DuPont Capital Management Corp | 24,062 | $1.03M | 0.04% | +13,288+123.3% | Added |
| First Republic Investment Management, Inc. | 24,197 | $1.04M | 0.00% | −792−3.2% | Reduced |
| Oregon Public Employees Retirement Fund | 25,381 | $1.09M | 0.01% | +318+1.3% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 25,603 | $1.10M | 0.01% | −219−0.8% | Reduced |
| AlphaCrest Capital Management LLC | 26,129 | $1.12M | 0.04% | −19,736−43.0% | Reduced |
| Jackson Creek Investment Advisors LLC | 26,405 | $1.14M | 0.41% | +26,405 | New |
| Ameritas Investment Partners, Inc. | 26,457 | $1.14M | 0.04% | 00.0% | Unchanged |
| Dean Investment Associates, LLC | 26,662 | $1.15M | 0.20% | −7,537−22.0% | Reduced |
| Hillsdale Investment Management Inc. | 27,200 | $1.17M | 0.08% | 00.0% | Unchanged |
| Canada Pension Plan Investment Board | 27,900 | $1.20M | 0.00% | +27,900 | New |
| Voya Investment Management LLC | 28,099 | $1.21M | 0.00% | −1,457−4.9% | Reduced |
| Citigroup Inc | 28,451 | $1.22M | 0.00% | +10,391+57.5% | Added |
| Assenagon Asset Management S.A. | 28,461 | $1.22M | 0.00% | +28,461 | New |
| Citizens Business Bank | 14,520 | $1.25M | 0.15% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 29,564 | $1.27M | 0.00% | −1,867−5.9% | Reduced |
| Two Sigma Investments, LP | 30,621 | $1.32M | 0.00% | −74,552−70.9% | Reduced |
| Mission Wealth Management, LP | 30,757 | $1.32M | 0.06% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 30,874 | $1.33M | 0.02% | −1,447−4.5% | Reduced |
| Advisor Group Holdings, Inc. | 31,706 | $1.36M | 0.00% | −697−2.2% | Reduced |
| Amussen Hunsaker Associates LLC | 31,125 | $1.40M | 0.33% | −375−1.2% | Reduced |
| Kensington Investment Counsel, LLC | 33,397 | $1.44M | 0.84% | +33,397 | New |
| Rafferty Asset Management, LLC | 34,895 | $1.50M | 0.01% | −186−0.5% | Reduced |
| Macquarie Group Ltd | 36,231 | $1.56M | 0.00% | 00.0% | Unchanged |
| Putnam Investments LLC | 36,350 | $1.56M | 0.00% | +36,350 | New |
| NorthCrest Asset Manangement, LLC | 36,976 | $1.59M | 0.09% | +36,976 | New |
| Eaton Vance Management | 37,624 | $1.62M | 0.00% | +21+0.1% | Added |
| Cubist Systematic Strategies, LLC | 38,278 | $1.65M | 0.02% | +17,690+85.9% | Added |
| Omers Administration Corp | 38,900 | $1.67M | 0.02% | +38,900 | New |
| Guggenheim Capital LLC | 39,242 | $1.69M | 0.01% | +356+0.9% | Added |
| Allspring Global Investments Holdings, LLC | 39,930 | $1.72M | 0.00% | +39,930 | New |
| D. E. Shaw & Co., Inc. | 40,084 | $1.72M | 0.00% | −15,530−27.9% | Reduced |
| Yousif Capital Management, LLC | 40,185 | $1.73M | 0.02% | +40,185 | New |
| BNP Paribas Arbitrage, SA | 40,236 | $1.73M | 0.00% | +14,009+53.4% | Added |
| Great West Life Assurance Co | 40,303 | $1.73M | 0.00% | +2,372+6.3% | Added |
| UBS Group AG | 43,233 | $1.86M | 0.00% | −6,712−13.4% | Reduced |
| Willner & Heller, LLC | 45,184 | $1.87M | 2.49% | +45,184 | New |
| Mercer Global Advisors Inc | 45,383 | $1.95M | 0.01% | +565+1.3% | Added |
| Virginia Retirement Systems Et Al | 48,900 | $2.10M | 0.02% | +7,000+16.7% | Added |
| Deutsche Bank AG | 50,599 | $2.17M | 0.00% | +1,600+3.3% | Added |
| Amalgamated Bank | 51,069 | $2.19M | 0.02% | −292−0.6% | Reduced |
| Royal Bank of Canada | 53,424 | $2.29M | 0.00% | +40,700+319.9% | Added |
| Texas Permanent School Fund | 55,658 | $2.39M | 0.03% | −2,160−3.7% | Reduced |
| Envestnet Asset Management Inc | 57,585 | $2.48M | 0.00% | +977+1.7% | Added |
| Denali Advisors LLC | 59,031 | $2.54M | 0.95% | +13,400+29.4% | Added |
| MetLife Investment Management | 62,854 | $2.70M | 0.02% | −2,027−3.1% | Reduced |
| First Quadrant L P | 65,400 | $2.81M | 0.30% | 00.0% | Unchanged |
| Cambiar Investors LLC | 66,674 | $2.87M | 0.10% | −4,859−6.8% | Reduced |
| Mutual of America Capital Management LLC | 69,086 | $2.97M | 0.03% | +213+0.3% | Added |
| Comerica Bank | 70,893 | $3.15M | 0.02% | −1,686−2.3% | Reduced |
| New York State Common Retirement Fund | 74,421 | $3.20M | 0.00% | +10,190+15.9% | Added |
| Cambria Investment Management, L.P. | 79,488 | $3.42M | 0.57% | +8,096+11.3% | Added |
| State Board of Administration of Florida Retirement System | 86,374 | $3.71M | 0.01% | −2,397−2.7% | Reduced |
| Smith, Graham & Co., Investment Advisors, LP | 88,551 | $3.81M | 0.38% | −1,137−1.3% | Reduced |
| Morgan Stanley | 94,481 | $4.06M | 0.00% | −5,446−5.4% | Reduced |
| Retirement Systems of Alabama | 101,121 | $4.35M | 0.02% | −83−0.1% | Reduced |
| Walleye Capital LLC | 101,156 | $4.35M | 0.14% | +1,663+1.7% | Added |
| California State Teachers Retirement System | 103,031 | $4.43M | 0.01% | +355+0.3% | Added |
| Prudential Financial Inc | 105,887 | $4.55M | 0.01% | +17,372+19.6% | Added |
| Credit Suisse AG | 108,570 | $4.67M | 0.00% | −1,343−1.2% | Reduced |
| Legal & General Group Plc | 112,928 | $4.85M | 0.00% | −185−0.2% | Reduced |
| Itau Unibanco Holding S.A. | 81,000 | $5.06M | 0.17% | +81,000 | New |
| Wedge Capital Management L L P | 119,244 | $5.13M | 0.06% | −9,935−7.7% | Reduced |
| Manufacturers Life Insurance Company, The | 121,814 | $5.24M | 0.00% | −2,887−2.3% | Reduced |
| Millennium Management LLC | 130,259 | $5.60M | 0.01% | −268,632−67.3% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 132,782 | $5.71M | 0.03% | +2,282+1.7% | Added |
| Richard Bernstein Advisors LLC | 142,643 | $6.13M | 0.12% | 00.0% | Unchanged |
| Congress Asset Management Co | 144,271 | $6.20M | 0.05% | +430.0% | Added |
| Brandywine Global Investment Management, LLC | 150,638 | $6.48M | 0.05% | 00.0% | Unchanged |
| Swiss National Bank | 163,300 | $7.02M | 0.00% | −3,900−2.3% | Reduced |
| Barclays PLC | 166,257 | $7.15M | 0.00% | +56,321+51.2% | Added |
| New York State Teachers Retirement System | 167,087 | $7.18M | 0.01% | +9,156+5.8% | Added |
| American International Group, Inc. | 169,169 | $7.27M | 0.04% | −5,648−3.2% | Reduced |
| Raymond James & Associates | 169,546 | $7.29M | 0.01% | −18,676−9.9% | Reduced |
| Hotchkis & Wiley Capital Management LLC | 170,115 | $7.31M | 0.02% | −62,330−26.8% | Reduced |
| Nordea Investment Management AB | 197,791 | $8.51M | 0.01% | +40.0% | Added |
| UBS Asset Management Americas Inc | 207,818 | $8.93M | 0.00% | +126,538+155.7% | Added |
| Wells Fargo & Company | 215,330 | $9.26M | 0.00% | −5,260−2.4% | Reduced |