| Orion Portfolio Solutions, LLC | 16,519 | $17.8 萬 | 0.01% | −5,131−23.7% | 減碼 |
| Parallel Advisors, LLC | 16,654 | $17.7 萬 | 0.01% | +11+0.1% | 加碼 |
| Kovack Advisors, Inc. | 15,830 | $17.0 萬 | 0.02% | +15,830 | 新進 |
| Camelot Portfolios, LLC | 15,000 | $16.2 萬 | 0.08% | +15,000 | 新進 |
| RB Capital Management, LLC | 14,994 | $16.1 萬 | 0.05% | +74+0.5% | 加碼 |
| The PNC Financial Services Group, Inc. | 14,055 | $15.1 萬 | 0.00% | −2,165−13.3% | 減碼 |
| Commerce Bank | 13,518 | $14.6 萬 | 0.00% | +13,518 | 新進 |
| Pacitti Group Inc. | 13,500 | $14.5 萬 | 0.10% | 00.0% | 不變 |
| Money Concepts Capital Corp | 13,242 | $14.3 萬 | 0.01% | +13,242 | 新進 |
| Plotkin Financial Advisors, LLC | 12,984 | $14.0 萬 | 0.10% | +12,984 | 新進 |
| Regions Financial Corp | 12,400 | $13.4 萬 | 0.00% | 00.0% | 不變 |
| Carnegie Capital Asset Management, LLC | 12,153 | $13.1 萬 | 0.00% | −2,634−17.8% | 減碼 |
| Advisors Capital Management, LLC | 11,700 | $12.6 萬 | 0.00% | +11,700 | 新進 |
| Citigroup Inc | 11,494 | $12.4 萬 | 0.00% | −1,415−11.0% | 減碼 |
| MML Investors Services, LLC | 11,357 | $12.2 萬 | 0.00% | −75−0.7% | 減碼 |
| Boenning & Scattergood, Inc. | 11,220 | $12.1 萬 | 0.02% | 00.0% | 不變 |
| US Bancorp | 11,075 | $12.0 萬 | 0.00% | −15,846−58.9% | 減碼 |
| Avantax Advisory Services, Inc. | 10,374 | $11.4 萬 | 0.00% | −516−4.7% | 減碼 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 10,375 | $11.2 萬 | 0.03% | +10,375 | 新進 |
| Capstone Financial Advisors, Inc. | 10,000 | $10.8 萬 | 0.01% | 00.0% | 不變 |
| Plancorp, LLC | 10,000 | $10.8 萬 | 0.01% | 00.0% | 不變 |
| Running Point Capital Advisors, LLC | 10,000 | $10.8 萬 | 0.06% | +10,000 | 新進 |
| AdvisorNet Financial, Inc | 9,143 | $9.80 萬 | 0.01% | −445−4.6% | 減碼 |
| Duncker Streett & Co Inc | 6,358 | $6.80 萬 | 0.01% | −16,167−71.8% | 減碼 |
| Tyler-Stone Wealth Management | 5,324 | $5.70 萬 | 0.03% | 00.0% | 不變 |
| Future Financial Wealth Managment LLC | 5,000 | $5.40 萬 | 0.04% | 00.0% | 不變 |
| EverSource Wealth Advisors, LLC | 4,783 | $5.20 萬 | 0.01% | 00.0% | 不變 |
| Fifth Third Bancorp | 4,277 | $4.60 萬 | 0.00% | 00.0% | 不變 |
| Bartlett & Co. Wealth Management LLC | 4,100 | $4.42 萬 | 0.00% | +4,100 | 新進 |
| Bartlett & Co. LLC | 4,100 | $4.40 萬 | 0.00% | +4,100 | 新進 |
| GPS Wealth Strategies Group, LLC | 3,167 | $3.40 萬 | 0.01% | 00.0% | 不變 |
| Global Retirement Partners, LLC | 3,451 | $3.30 萬 | 0.00% | +3,451 | 新進 |
| Proequities, Inc. | 3,017 | $3.20 萬 | 0.00% | +40+1.3% | 加碼 |
| Valley National Advisers Inc | 2,575 | $2.80 萬 | 0.01% | +2,575 | 新進 |
| Zullo Investment Group, Inc. | 2,000 | $2.20 萬 | 0.01% | 00.0% | 不變 |
| Patriot Financial Group Insurance Agency, LLC | 1,916 | $2.10 萬 | 0.00% | −65−3.3% | 減碼 |
| Sound Income Strategies, LLC | 1,701 | $1.80 萬 | 0.00% | 00.0% | 不變 |
| Fieldpoint Private Securities, LLC | 1,620 | $1.70 萬 | 0.00% | +1,620 | 新進 |
| Creative Planning | 1,500 | $1.60 萬 | 0.00% | +1,500 | 新進 |
| Optimum Investment Advisors | 1,400 | $1.50 萬 | 0.01% | −1,000−41.7% | 減碼 |
| Allworth Financial LP | 1,050 | $1.10 萬 | 0.00% | 00.0% | 不變 |
| Cedar Mountain Advisors, LLC | 1,023 | $1.10 萬 | 0.00% | 00.0% | 不變 |
| Lazard Asset Management LLC | – | $9,000 | 0.00% | – | – |
| Larson Financial Group LLC | 850 | $9,000 | 0.00% | 00.0% | 不變 |
| Rockbridge Investment Management, LCC | 800 | $8,728 | 0.00% | +800 | 新進 |
| Webster Bank, N. A. | 535 | $6,000 | 0.00% | 00.0% | 不變 |
| Montag A & Associates Inc | 472 | $5,000 | 0.00% | 00.0% | 不變 |
| North Star Investment Management Corp. | 500 | $5,000 | 0.00% | 00.0% | 不變 |
| Addison Advisors LLC | 498 | $5,000 | 0.00% | 00.0% | 不變 |
| AlphaMark Advisors, LLC | 350 | $4,000 | 0.00% | 00.0% | 不變 |
| Tortoise Investment Management, LLC | 357 | $4,000 | 0.00% | +357 | 新進 |
| Gould Capital, LLC | 307 | $3,000 | 0.00% | 00.0% | 不變 |
| Assetmark, Inc | 107 | $1,000 | 0.00% | 00.0% | 不變 |
| Advisor Group Holdings, Inc. | 277,002 | – | – | −8,925−3.1% | 減碼 |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −147,443−100.0% | 清倉 |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −58,574−100.0% | 清倉 |
| Avestar Capital, LLC | 0 | $0 | 0.00% | −50,777−100.0% | 清倉 |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −42,675−100.0% | 清倉 |
| Kerntke Otto McGlone Wealth Management Group | 0 | $0 | 0.00% | −15,926−100.0% | 清倉 |
| Golden State Wealth Management, LLC | 0 | $0 | 0.00% | −15,372−100.0% | 清倉 |
| Americana Partners, LLC | 0 | $0 | 0.00% | −14,558−100.0% | 清倉 |
| Johnson Financial Group, Inc. | 0 | $0 | 0.00% | −12,766−100.0% | 清倉 |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −11,705−100.0% | 清倉 |
| Share Andrew L. | 0 | $0 | 0.00% | −11,610−100.0% | 清倉 |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −8,900−100.0% | 清倉 |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −6,300−100.0% | 清倉 |
| Fortitude Advisory Group L.L.C. | 0 | $0 | 0.00% | −5,000−100.0% | 清倉 |
| Washington Trust Co | 0 | $0 | 0.00% | −4,140−100.0% | 清倉 |
| Andrew Hill Investment Advisors, Inc. | 0 | $0 | 0.00% | −4,057−100.0% | 清倉 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −3,578−100.0% | 清倉 |
| Confluence Wealth Services, Inc. | 0 | $0 | 0.00% | −1,122−100.0% | 清倉 |
| Gradient Investments LLC | 0 | $0 | 0.00% | −476−100.0% | 清倉 |
| CWM, LLC | 0 | $0 | 0.00% | −29−100.0% | 清倉 |
| Ascendant Capital Management, LLC | – | – | – | – | 本季未申報 |
| NEXT Financial Group, Inc | – | – | – | – | 本季未申報 |
| Biltmore Capital Advisors LLC | – | – | – | – | 本季未申報 |
| Reilly Financial Advisors, LLC | – | – | – | – | 本季未申報 |
| Harbour Investments, Inc. | – | – | – | – | 本季未申報 |
