TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q4 2024
Institutional positions in TRI-CONTINENTAL Corp as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 149
- +17 vs. Q3 2024
- Shares held
- 6.88M
- +175.0K (+2.6%) vs. Q3 2024
- Total value
- $218.3M
- −$2.53M (−1.1%) vs. Q3 2024
- New holders
- 25
- 53 more added
- Sold out
- 8
- 33 more reduced
4 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $240.3M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $219.9M |
| Q3 2025 | 154 | $224.5M |
| Q2 2025 | 149 | $205.8M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $232.7M |
| Q2 2024 | 135 | $201.8M |
| Q1 2024 | 129 | $203.6M |
| Q4 2023 | 125 | $190.0M |
| Q3 2023 | 120 | $174.8M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $170.0M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $167.9M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $236.4M |
| Q3 2021 | 113 | $230.7M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cetera Investment Advisers | 25,483 | $807.6K | 0.00% | +4,717+22.7% | Added |
| Creative Planning | 26,957 | $854.3K | 0.00% | +1,097+4.2% | Added |
| Terry L. Blaker | 27,607 | $874.9K | 0.03% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 28,454 | $901.7K | 0.00% | +1,178+4.3% | Added |
| Prospera Capital Management, LLC | 29,345 | $927.6K | 0.68% | +29,345 | New |
| Albion Financial Group | 32,510 | $1.03M | 0.07% | −292−0.9% | Reduced |
| CNH Partners LLC | 32,920 | $1.04M | 0.02% | −23,272−41.4% | Reduced |
| Altus Wealth Group LLC | 34,802 | $1.10M | 0.49% | −440−1.2% | Reduced |
| Whitener Capital Management, Inc. | 36,676 | $1.16M | 0.33% | −139−0.4% | Reduced |
| Beckerman Institutional, LLC | 41,632 | $1.32M | 1.06% | +708+1.7% | Added |
| Royal Bank of Canada | 43,163 | $1.37M | 0.00% | +307+0.7% | Added |
| LPL Financial LLC | 43,462 | $1.38M | 0.00% | −1,265−2.8% | Reduced |
| Bank of America Corp | 46,149 | $1.46M | 0.00% | +2,464+5.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 52,762 | $1.67M | 0.01% | −643−1.2% | Reduced |
| Thrivent Financial for Lutherans | 51,675 | $1.71M | 0.00% | −4,453−7.9% | Reduced |
| CIBC Private Wealth Group, LLC | 54,470 | $1.73M | 0.00% | 00.0% | Unchanged |
| Stolper Co | 55,019 | $1.74M | 0.58% | +1,965+3.7% | Added |
| Cornerstone Advisors, LLC | 55,242 | $1.75M | 0.07% | −67,677−55.1% | Reduced |
| First Trust Advisors LP | 56,749 | $1.80M | 0.00% | +2,547+4.7% | Added |
| Baltimore-Washington Financial Advisors, Inc. | 57,192 | $1.81M | 0.09% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 58,389 | $1.85M | 0.00% | +2,369+4.2% | Added |
| Concurrent Investment Advisors, LLC | 59,871 | $1.90M | 0.05% | +29,212+95.3% | Added |
| Integrated Wealth Concepts LLC | 60,087 | $1.90M | 0.02% | −4,054−6.3% | Reduced |
| RB Capital Management, LLC | 63,187 | $2.00M | 0.47% | +4,262+7.2% | Added |
| Landscape Capital Management, L.L.C. | 63,788 | $2.02M | 0.21% | −21,293−25.0% | Reduced |
| Sanctuary Advisors, LLC | 68,080 | $2.22M | 0.01% | +5,076+8.1% | Added |
| Capstone Financial Advisors, Inc. | 75,513 | $2.39M | 0.15% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 80,628 | $2.56M | 0.02% | −752−0.9% | Reduced |
| Mariner, LLC | 81,564 | $2.58M | 0.00% | +5,478+7.2% | Added |
| 1620 Investment Advisors, Inc. | 89,044 | $2.82M | 2.14% | +645+0.7% | Added |
| Stifel Financial Corp | 95,546 | $3.03M | 0.00% | +844+0.9% | Added |
| Platform Technology Partners | 97,531 | $3.09M | 0.94% | +39,819+69.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 97,603 | $3.09M | 0.14% | −26,215−21.2% | Reduced |
| EP Wealth Advisors, LLC | 103,486 | $3.28M | 0.03% | +243+0.2% | Added |
| Wolverine Asset Management LLC | 126,932 | $4.02M | 0.07% | +6,222+5.2% | Added |
| Wealth Enhancement Advisory Services, LLC | 128,651 | $4.08M | 0.01% | +3,523+2.8% | Added |
| Cornerstone Advisory, LLC | 129,095 | $4.21M | 0.48% | +129,095 | New |
| Shaker Financial Services, LLC | 164,067 | $5.20M | 1.99% | +3,010+1.9% | Added |
| Uncommon Cents Investing LLC | 166,894 | $5.29M | 1.57% | −1,340−0.8% | Reduced |
| Kovitz Investment Group Partners, LLC | 213,843 | $6.78M | 0.03% | −12,250−5.4% | Reduced |
| HTLF Bank | 217,703 | $6.90M | 0.78% | −6,005−2.7% | Reduced |
| Wells Fargo & Company | 252,029 | $7.99M | 0.00% | −1,228−0.5% | Reduced |
| Allspring Global Investments Holdings, LLC | 273,012 | $8.65M | 0.01% | −168,718−38.2% | Reduced |
| UBS Group AG | 312,395 | $9.90M | 0.00% | +56,431+22.0% | Added |
| Raymond James Financial Inc | 325,495 | $10.3M | 0.00% | +325,495 | New |
| Blue Bell Private Wealth Management, LLC | 411,731 | $13.0M | 2.49% | −841−0.2% | Reduced |
| Lazard Asset Management LLC | 449,805 | $14.3M | 0.02% | 00.0% | Unchanged |
| Bard Financial Services, Inc. | 465,384 | $14.7M | 1.77% | −22,029−4.5% | Reduced |
| Morgan Stanley | 571,102 | $18.1M | 0.00% | +30,835+5.7% | Added |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −9,025−100.0% | Sold out |
| NorthRock Partners, LLC | 0 | $0 | 0.00% | −8,688−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −8,136−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −7,743−100.0% | Sold out |
| Main Street Financial Solutions, LLC | 0 | $0 | 0.00% | −6,206−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −1,022−100.0% | Sold out |
| Flaharty Asset Management, LLC | 0 | $0 | 0.00% | −308−100.0% | Sold out |
| Stone House Investment Management, LLC | 0 | $0 | 0.00% | −121−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |
| 9258 Wealth Management, LLC | – | – | – | – | Not filed |
| Carmichael Hill & Associates, Inc. | – | – | – | – | Not filed |