TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q4 2022
Institutional positions in TRI-CONTINENTAL Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 125
- +13 vs. Q3 2022
- Shares held
- 6.54M
- −11.3K (−0.2%) vs. Q3 2022
- Total value
- $167.0M
- −$677.4K (−0.4%) vs. Q3 2022
- New holders
- 27
- 35 more added
- Sold out
- 14
- 30 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $240.3M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $219.9M |
| Q3 2025 | 154 | $224.5M |
| Q2 2025 | 149 | $205.8M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $232.7M |
| Q2 2024 | 135 | $201.8M |
| Q1 2024 | 129 | $203.6M |
| Q4 2023 | 125 | $190.0M |
| Q3 2023 | 120 | $174.8M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $170.0M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $167.9M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $236.4M |
| Q3 2021 | 113 | $230.7M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| RB Capital Management, LLC | 60,635 | $1.55M | 0.57% | +1,206+2.0% | Added |
| Bank of America Corp | 63,416 | $1.63M | 0.00% | −109,675−63.4% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 71,151 | $1.82M | 0.11% | +31,145+77.9% | Added |
| First Trust Advisors LP | 71,847 | $1.84M | 0.00% | −382−0.5% | Reduced |
| Advisor Group Holdings, Inc. | 75,403 | $1.93M | 0.00% | −187−0.2% | Reduced |
| Capstone Financial Advisors, Inc. | 75,513 | $1.94M | 0.16% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 79,354 | $2.03M | 0.06% | −3,790−4.6% | Reduced |
| 1620 Investment Advisors, Inc. | 84,389 | $2.16M | 2.64% | +2,498+3.1% | Added |
| D.A. Davidson & Co. | 86,063 | $2.21M | 0.03% | +2,012+2.4% | Added |
| Commonwealth Equity Services, LLC | 95,627 | $2.45M | 0.01% | +1,522+1.6% | Added |
| Royal Bank of Canada | 111,371 | $2.85M | 0.00% | −2,556−2.2% | Reduced |
| Stifel Financial Corp | 116,907 | $3.00M | 0.00% | +661+0.6% | Added |
| 1832 Asset Management L.P. | 118,469 | $3.04M | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 164,821 | $4.22M | 0.00% | +13,178+8.7% | Added |
| Uncommon Cents Investing LLC | 172,824 | $4.43M | 1.63% | +755+0.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 249,162 | $6.39M | 0.01% | −44,212−15.1% | Reduced |
| Wells Fargo & Company | 260,668 | $6.68M | 0.00% | −22,163−7.8% | Reduced |
| Mark Stevens | 282,830 | $7.25M | 0.95% | −6,692−2.3% | Reduced |
| Raymond James & Associates | 326,201 | $8.36M | 0.01% | +49,334+17.8% | Added |
| Relative Value Partners Group, LLC | 338,232 | $8.67M | 0.61% | −20,361−5.7% | Reduced |
| Allspring Global Investments Holdings, LLC | 371,446 | $9.52M | 0.02% | −58,126−13.5% | Reduced |
| Blue Bell Private Wealth Management, LLC | 430,357 | $11.0M | 3.61% | −7,052−1.6% | Reduced |
| Lazard Asset Management LLC | 451,748 | $11.6M | 0.02% | 00.0% | Unchanged |
| Bard Financial Services, Inc. | 618,948 | $15.9M | 1.35% | −24,863−3.9% | Reduced |
| Morgan Stanley | 697,482 | $17.9M | 0.00% | +31,678+4.8% | Added |
| Tandem Capital Management Corp | 0 | $0 | 0.00% | −22,700−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −9,781−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −9,455−100.0% | Sold out |
| Lido Advisors, LLC | 0 | $0 | 0.00% | −9,217−100.0% | Sold out |
| Laurel Wealth Advisors, Inc. | 0 | $0 | 0.00% | −9,177−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −8,083−100.0% | Sold out |
| M&R Capital Management Inc | 0 | $0 | 0.00% | −871−100.0% | Sold out |
| Howe & Rusling Inc | 0 | $0 | 0.00% | −682−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −649−100.0% | Sold out |
| NVWM, LLC | 0 | $0 | 0.00% | −552−100.0% | Sold out |
| Sugarloaf Wealth Management, LLC | 0 | $0 | 0.00% | −417−100.0% | Sold out |
| Trust Co of Vermont | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −227−100.0% | Sold out |
| BlackRock Inc. | 0 | $0 | 0.00% | −169−100.0% | Sold out |
| FourThought Financial, LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |