TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q4 2021
Institutional positions in TRI-CONTINENTAL Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 142
- +30 vs. Q3 2021
- Shares held
- 7.12M
- +213.7K (+3.1%) vs. Q3 2021
- Total value
- $236.4M
- +$5.82M (+2.5%) vs. Q3 2021
- New holders
- 36
- 53 more added
- Sold out
- 6
- 25 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $240.3M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $219.9M |
| Q3 2025 | 154 | $224.5M |
| Q2 2025 | 149 | $205.8M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $232.7M |
| Q2 2024 | 135 | $201.8M |
| Q1 2024 | 129 | $203.6M |
| Q4 2023 | 125 | $190.0M |
| Q3 2023 | 120 | $174.8M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $170.0M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $167.9M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $236.4M |
| Q3 2021 | 113 | $230.7M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Albion Financial Group | 25,497 | $846.0K | 0.07% | +25,497 | New |
| 55I, LLC | 26,061 | $865.0K | 0.02% | +26,061 | New |
| Tandem Capital Management Corp | 26,118 | $867.0K | 0.50% | −100−0.4% | Reduced |
| Guggenheim Capital LLC | 27,120 | $900.0K | 0.00% | +3,351+14.1% | Added |
| Janney Montgomery Scott LLC | 27,650 | $918.0K | 0.00% | +3,973+16.8% | Added |
| Hennion & Walsh Asset Management, Inc. | 29,206 | $969.0K | 0.05% | +6,828+30.5% | Added |
| HighTower Advisors, LLC | 29,770 | $988.0K | 0.00% | +2,168+7.9% | Added |
| Walleye Capital LLC | 31,754 | $1.05M | 0.03% | +4,923+18.3% | Added |
| Citadel Advisors LLC | 34,522 | $1.15M | 0.00% | +34,522 | New |
| Successful Portfolios LLC | 34,609 | $1.15M | 0.62% | −23−0.1% | Reduced |
| LPL Financial LLC | 45,114 | $1.50M | 0.00% | +4,621+11.4% | Added |
| Thrivent Financial for Lutherans | 46,020 | $1.53M | 0.00% | −3,210−6.5% | Reduced |
| Commonwealth Equity Services, LLC | 48,329 | $1.60M | 0.00% | +1,630+3.5% | Added |
| Stolper Co | 52,386 | $1.74M | 0.78% | +7,272+16.1% | Added |
| Cornerstone Advisory, LLC | 53,131 | $1.76M | 0.25% | +3,123+6.2% | Added |
| Advisor Group Holdings, Inc. | 57,368 | $1.90M | 0.00% | +9,639+20.2% | Added |
| RB Capital Management, LLC | 59,910 | $1.99M | 0.62% | +5,260+9.6% | Added |
| Wolverine Asset Management LLC | 61,254 | $2.03M | 0.02% | −54,921−47.3% | Reduced |
| D.A. Davidson & Co. | 61,802 | $2.05M | 0.02% | +4,346+7.6% | Added |
| Royal Bank of Canada | 67,050 | $2.23M | 0.00% | −359−0.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 71,276 | $2.37M | 0.01% | +13,041+22.4% | Added |
| Capstone Financial Advisors, Inc. | 75,513 | $2.51M | 0.18% | 00.0% | Unchanged |
| First Trust Advisors LP | 79,295 | $2.63M | 0.00% | +4,802+6.4% | Added |
| 1620 Investment Advisors, Inc. | 84,550 | $2.81M | 3.14% | +84,550 | New |
| Cornerstone Advisors, LLC | 111,511 | $3.73M | 0.20% | −146,063−56.7% | Reduced |
| Shaker Financial Services, LLC | 113,218 | $3.76M | 1.33% | −113,436−50.0% | Reduced |
| 1832 Asset Management L.P. | 118,469 | $3.95M | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 151,425 | $5.03M | 0.00% | +5,360+3.7% | Added |
| Uncommon Cents Investing LLC | 161,242 | $5.35M | 2.01% | −594−0.4% | Reduced |
| Stifel Financial Corp | 169,614 | $5.63M | 0.01% | +3,116+1.9% | Added |
| Bank of America Corp | 184,735 | $6.13M | 0.00% | −2,136−1.1% | Reduced |
| Allspring Global Investments Holdings, LLC | 216,287 | $7.18M | 0.01% | +216,287 | New |
| Raymond James & Associates | 245,308 | $8.14M | 0.01% | +15,710+6.8% | Added |
| Wells Fargo & Company | 252,097 | $8.37M | 0.00% | −210,736−45.5% | Reduced |
| Mark Stevens | 278,160 | $9.23M | 0.97% | −1,835−0.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 294,804 | $9.79M | 0.02% | +13,859+4.9% | Added |
| Morgan Stanley | 390,661 | $13.0M | 0.00% | +44,165+12.7% | Added |
| Relative Value Partners Group, LLC | 394,648 | $13.1M | 0.93% | −4,082−1.0% | Reduced |
| Lazard Asset Management LLC | 444,908 | $14.8M | 0.02% | +11,833+2.7% | Added |
| Blue Bell Private Wealth Management, LLC | 451,202 | $15.0M | 3.94% | −827−0.2% | Reduced |
| Bard Financial Services, Inc. | 592,782 | $19.7M | 1.59% | +47,123+8.6% | Added |
| Parametric Portfolio Associates LLC | 597,309 | $19.8M | 0.01% | +30,060+5.3% | Added |
| Ropes Wealth Advisors LLC | 0 | $0 | 0.00% | −23,219−100.0% | Sold out |
| Segall Bryant & Hamill, LLC | 0 | $0 | 0.00% | −6,197−100.0% | Sold out |
| Bassett Hargrove Investment Counsel, LLC | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| Private Ocean, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Piscataqua Savings Bank | 0 | $0 | 0.00% | −129−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −33−100.0% | Sold out |
| Wealth Quarterback LLC | – | – | – | – | Not filed |