LMP Capital & Income Fund Inc.
SCD- Exchange
- NYSE
- SEC CIK
- 0001270131
No open-market purchases or sales by LMP Capital & Income Fund Inc. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $121.6M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in LMP Capital & Income Fund Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- +7 vs. Q3 2023
- Shares held
- 4.24M
- +13.0K (+0.3%) vs. Q3 2023
- Total value
- $59.4M
- +$6.58M (+12.5%) vs. Q3 2023
- New holders
- 11
- 15 more added
- Sold out
- 4
- 13 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $121.6M |
| Q1 2026 | 54 | $117.9M |
| Q4 2025 | 61 | $119.9M |
| Q3 2025 | 56 | $127.7M |
| Q2 2025 | 53 | $74.8M |
| Q1 2025 | 45 | $66.2M |
| Q4 2024 | 41 | $68.4M |
| Q3 2024 | 40 | $81.5M |
| Q2 2024 | 42 | $64.8M |
| Q1 2024 | 43 | $79.7M |
| Q4 2023 | 46 | $65.9M |
| Q3 2023 | 39 | $52.9M |
| Q2 2023 | 42 | $55.4M |
| Q1 2023 | 45 | $55.5M |
| Q4 2022 | 42 | $54.2M |
| Q3 2022 | 36 | $61.1M |
| Q2 2022 | 38 | $54.2M |
| Q1 2022 | 39 | $59.1M |
| Q4 2021 | 46 | $69.9M |
| Q3 2021 | 37 | $61.2M |
| Q2 2021 | 43 | $62.8M |
| Q1 2021 | 37 | $58.2M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding LMP Capital & Income Fund Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 892,758 | $12.5M | 0.01% | +37,211+4.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 742,852 | $10.4M | 0.02% | +4,894+0.7% | Added |
| Advisors Asset Management, Inc. | 572,103 | $8.02M | 0.16% | +11,392+2.0% | Added |
| Morgan Stanley | 447,302 | $6.27M | 0.00% | +30,118+7.2% | Added |
| Cornerstone Advisors, LLC | 173,471 | $2.43M | 0.11% | −62,667−26.5% | Reduced |
| Wells Fargo & Company | 161,122 | $2.26M | 0.00% | −5,714−3.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 115,174 | $1.61M | 0.02% | +2,793+2.5% | Added |
| Karpus Management, Inc. | 83,344 | $1.17M | 0.04% | −152,622−64.7% | Reduced |
| Cohen & Steers, Inc. | 80,000 | $1.12M | 0.00% | +80,000 | New |
| Royal Bank of Canada | 79,414 | $1.11M | 0.00% | −903−1.1% | Reduced |
| Aptus Capital Advisors, LLC | 74,400 | $1.04M | 0.03% | −1,500−2.0% | Reduced |
| Second Line Capital, LLC | 74,400 | $1.04M | 0.42% | +74,400 | New |
| Advisor Group Holdings, Inc. | 56,370 | $789.7K | 0.00% | −62,460−52.6% | Reduced |
| Clough Capital Partners L P | 53,600 | $750.9K | 0.08% | +53,600 | New |
| Quarry LP | 53,600 | $750.9K | 0.38% | +53,600 | New |
| Chapin Davis, Inc. | 48,062 | $673.4K | 0.28% | +3,320+7.4% | Added |
| AlphaStar Capital Management, LLC | 40,106 | $561.9K | 0.05% | +12,049+42.9% | Added |
| Invesco Ltd. | 37,568 | $526.3K | 0.00% | −88−0.2% | Reduced |
| Bank of America Corp | 33,162 | $464.6K | 0.00% | +6,571+24.7% | Added |
| GWM Advisors LLC | 34,016 | $462.8K | 0.00% | +6,966+25.8% | Added |
| Ameriprise Financial Inc | 29,932 | $419.4K | 0.00% | −154−0.5% | Reduced |
| CNH Partners LLC | 29,818 | $417.8K | 0.02% | −16,522−35.7% | Reduced |
| NWF Advisory Services Inc. | 28,288 | $396.3K | 0.08% | 00.0% | Unchanged |
| Comerica Bank | 27,799 | $389.5K | 0.00% | +500+1.8% | Added |
| LPL Financial LLC | 27,214 | $381.3K | 0.00% | +140+0.5% | Added |
| Stonebrook Private Inc. | 26,665 | $373.6K | 0.12% | +26,665 | New |
| PFG Advisors | 26,366 | $369.4K | 0.03% | −693−2.6% | Reduced |
| XML Financial, LLC | 25,468 | $356.8K | 0.04% | 00.0% | Unchanged |
| UBS Group AG | 23,475 | $328.9K | 0.00% | +1,210+5.4% | Added |
| Envestnet Asset Management Inc | 22,191 | $310.9K | 0.00% | −1,128−4.8% | Reduced |
| 1607 Capital Partners, LLC | 20,986 | $294.0K | 0.02% | −116,319−84.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 18,008 | $252.0K | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 15,155 | $212.3K | 0.02% | +15,155 | New |
| Concurrent Investment Advisors, LLC | 14,017 | $196.4K | 0.01% | +14,017 | New |
| International Assets Investment Management, LLC | 13,226 | $185.3K | 0.02% | 00.0% | Unchanged |
| MGB Wealth Management, LLC | 11,999 | $168.1K | 0.08% | +11,999 | New |
| JPMorgan Chase & Co | 10,977 | $153.8K | 0.00% | +10,977 | New |
| Blue Bell Private Wealth Management, LLC | 10,320 | $144.6K | 0.03% | +826+8.7% | Added |
| The PNC Financial Services Group, Inc. | 3,195 | $44.8K | 0.00% | −3,190−50.0% | Reduced |
| Spire Wealth Management | 3,205 | $43.8K | 0.00% | +5+0.2% | Added |
| Voisard Asset Management Group, Inc. | 593 | $8.31K | 0.00% | +593 | New |
| Baystate Wealth Management LLC | 504 | $7.07K | 0.00% | +504 | New |
| Allworth Financial LP | 503 | $7.05K | 0.00% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 350 | $4.90K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 267 | $4.00K | 0.00% | +7+2.7% | Added |
| Huntington National Bank | – | $3.50K | 0.00% | – | – |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −17,781−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,100−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,650−100.0% | Sold out |
| WR Wealth Planners, LLC | 0 | $0 | 0.00% | −1,065−100.0% | Sold out |