LMP Capital & Income Fund Inc.
SCD- Exchange
- NYSE
- SEC CIK
- 0001270131
No open-market purchases or sales by LMP Capital & Income Fund Inc. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $121.3M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in LMP Capital & Income Fund Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- +5 vs. Q4 2022
- Shares held
- 4.54M
- +45.6K (+1.0%) vs. Q4 2022
- Total value
- $55.5M
- +$1.40M (+2.6%) vs. Q4 2022
- New holders
- 10
- 14 more added
- Sold out
- 5
- 13 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $121.3M |
| Q1 2026 | 54 | $117.9M |
| Q4 2025 | 61 | $119.9M |
| Q3 2025 | 56 | $127.5M |
| Q2 2025 | 53 | $73.9M |
| Q1 2025 | 45 | $66.2M |
| Q4 2024 | 41 | $68.4M |
| Q3 2024 | 40 | $68.3M |
| Q2 2024 | 42 | $63.6M |
| Q1 2024 | 43 | $65.8M |
| Q4 2023 | 46 | $59.4M |
| Q3 2023 | 39 | $52.9M |
| Q2 2023 | 42 | $55.4M |
| Q1 2023 | 45 | $55.5M |
| Q4 2022 | 42 | $54.2M |
| Q3 2022 | 36 | $61.1M |
| Q2 2022 | 38 | $54.2M |
| Q1 2022 | 39 | $59.1M |
| Q4 2021 | 46 | $69.9M |
| Q3 2021 | 37 | $61.2M |
| Q2 2021 | 43 | $62.8M |
| Q1 2021 | 37 | $58.1M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding LMP Capital & Income Fund Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 889,718 | $10.9M | 0.01% | +12,853+1.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 757,016 | $9.24M | 0.02% | +10,767+1.4% | Added |
| Advisors Asset Management, Inc. | 663,358 | $8.10M | 0.16% | −56,770−7.9% | Reduced |
| Morgan Stanley | 479,000 | $5.85M | 0.00% | −46,079−8.8% | Reduced |
| Cornerstone Advisors, LLC | 255,443 | $3.12M | 0.14% | +57,142+28.8% | Added |
| Karpus Management, Inc. | 228,022 | $2.78M | 0.09% | +98,432+76.0% | Added |
| Wells Fargo & Company | 165,369 | $2.02M | 0.00% | −117,439−41.5% | Reduced |
| Steward Partners Investment Advisory, LLC | 94,725 | $1.16M | 0.02% | +9,175+10.7% | Added |
| Shaker Financial Services, LLC | 90,960 | $1.14M | 0.50% | −10,744−10.6% | Reduced |
| 1607 Capital Partners, LLC | 90,648 | $1.11M | 0.08% | +18,725+26.0% | Added |
| Advisor Group Holdings, Inc. | 84,255 | $1.03M | 0.00% | −8,042−8.7% | Reduced |
| Royal Bank of Canada | 78,002 | $952.0K | 0.00% | +15,482+24.8% | Added |
| Advisor Resource Council | 75,900 | $928.3K | 0.23% | −1,000−1.3% | Reduced |
| Invesco Ltd. | 70,487 | $860.6K | 0.00% | −27,856−28.3% | Reduced |
| Wolverine Asset Management LLC | 42,895 | $523.7K | 0.01% | +42,895 | New |
| Logan Stone Capital, LLC | 39,256 | $479.3K | 0.19% | +6,000+18.0% | Added |
| GWM Advisors LLC | 36,703 | $443.5K | 0.01% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 33,310 | $406.7K | 0.00% | −10,803−24.5% | Reduced |
| Ameriprise Financial Inc | 32,322 | $394.6K | 0.00% | −1,000−3.0% | Reduced |
| Chapin Davis, Inc. | 31,382 | $383.2K | 0.20% | +10,442+49.9% | Added |
| Envestnet Asset Management Inc | 30,522 | $372.7K | 0.00% | +113+0.4% | Added |
| NWF Advisory Services Inc. | 28,288 | $362.4K | 0.08% | +28,288 | New |
| PFG Advisors | 27,521 | $336.0K | 0.03% | −1,510−5.2% | Reduced |
| XML Financial, LLC | 27,378 | $334.3K | 0.04% | 00.0% | Unchanged |
| AlphaStar Capital Management, LLC | 22,839 | $278.9K | 0.02% | +3,814+20.0% | Added |
| CNH Partners LLC | 22,493 | $274.6K | 0.01% | +22,493 | New |
| Bank of America Corp | 22,357 | $273.0K | 0.00% | +1,768+8.6% | Added |
| LPL Financial LLC | 21,066 | $257.2K | 0.00% | −407−1.9% | Reduced |
| Avantax Advisory Services, Inc. | 18,025 | $220.1K | 0.00% | −3,500−16.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 17,761 | $217.0K | 0.00% | −626−3.4% | Reduced |
| International Assets Investment Management, LLC | 12,676 | $154.8K | 0.02% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 12,652 | $154.5K | 0.02% | +12,652 | New |
| Capital Investment Advisors, LLC | 11,800 | $144.1K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 7,247 | $88.5K | 0.03% | +1,900+35.5% | Added |
| UBS Group AG | 6,609 | $80.7K | 0.00% | +1,001+17.8% | Added |
| The PNC Financial Services Group, Inc. | 6,385 | $78.0K | 0.00% | +6,385 | New |
| Spire Wealth Management | 4,200 | $51.3K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,500 | $18.0K | 0.02% | +1,500 | New |
| Column Capital Advisors, LLC | 1,432 | $17.5K | 0.00% | 00.0% | Unchanged |
| WR Wealth Planners, LLC | 1,190 | $14.5K | 0.01% | +1,190 | New |
| JPMorgan Chase & Co | 809 | $10.0K | 0.00% | +809 | New |
| Allworth Financial LP | 503 | $6.14K | 0.00% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 264 | $3.22K | 0.00% | +264 | New |
| Huntington National Bank | – | $3.05K | 0.00% | – | – |
| CWM, LLC | 260 | $3.00K | 0.00% | +260 | New |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −13,027−100.0% | Sold out |
| Raymond James Trust N.A. | 0 | $0 | 0.00% | −11,478−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −5,575−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −2,827−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −106−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |
| Tyler-Stone Wealth Management | – | – | – | – | Not filed |