LMP Capital & Income Fund Inc.
SCD- Exchange
- NYSE
- SEC CIK
- 0001270131
No open-market purchases or sales by LMP Capital & Income Fund Inc. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $121.3M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in LMP Capital & Income Fund Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- −5 vs. Q2 2021
- Shares held
- 4.45M
- +95.2K (+2.2%) vs. Q2 2021
- Total value
- $61.2M
- −$1.55M (−2.5%) vs. Q2 2021
- New holders
- 1
- 16 more added
- Sold out
- 6
- 9 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $121.3M |
| Q1 2026 | 54 | $117.9M |
| Q4 2025 | 61 | $119.9M |
| Q3 2025 | 56 | $127.5M |
| Q2 2025 | 53 | $73.9M |
| Q1 2025 | 45 | $66.2M |
| Q4 2024 | 41 | $68.4M |
| Q3 2024 | 40 | $68.3M |
| Q2 2024 | 42 | $63.6M |
| Q1 2024 | 43 | $65.8M |
| Q4 2023 | 46 | $59.4M |
| Q3 2023 | 39 | $52.9M |
| Q2 2023 | 42 | $55.4M |
| Q1 2023 | 45 | $55.5M |
| Q4 2022 | 42 | $54.2M |
| Q3 2022 | 36 | $61.1M |
| Q2 2022 | 38 | $54.2M |
| Q1 2022 | 39 | $59.1M |
| Q4 2021 | 46 | $69.9M |
| Q3 2021 | 37 | $61.2M |
| Q2 2021 | 43 | $62.8M |
| Q1 2021 | 37 | $58.1M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding LMP Capital & Income Fund Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 897,480 | $12.3M | 0.01% | −6,236−0.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 840,684 | $11.6M | 0.02% | +37,574+4.7% | Added |
| Advisors Asset Management, Inc. | 577,311 | $7.94M | 0.12% | +56,766+10.9% | Added |
| Morgan Stanley | 447,173 | $6.15M | 0.00% | +20,124+4.7% | Added |
| Wells Fargo & Company | 335,391 | $4.62M | 0.00% | −1,499−0.4% | Reduced |
| Cornerstone Advisors, LLC | 265,472 | $3.65M | 0.21% | −9,168−3.3% | Reduced |
| Shaker Financial Services, LLC | 240,000 | $3.30M | 1.32% | +185,685+341.9% | Added |
| Parametric Portfolio Associates LLC | 115,226 | $1.59M | 0.00% | −116−0.1% | Reduced |
| Karpus Management, Inc. | 93,029 | $1.28M | 0.04% | −152,882−62.2% | Reduced |
| Advisor Resource Council | 75,600 | $1.04M | 0.32% | −4,500−5.6% | Reduced |
| Advisor Group Holdings, Inc. | 65,204 | $898.0K | 0.00% | −626−1.0% | Reduced |
| 1607 Capital Partners, LLC | 60,323 | $830.0K | 0.04% | 00.0% | Unchanged |
| Royal Bank of Canada | 60,358 | $830.0K | 0.00% | +7,542+14.3% | Added |
| Guggenheim Capital LLC | 38,490 | $530.0K | 0.00% | +12,108+45.9% | Added |
| Ameriprise Financial Inc | 33,977 | $468.0K | 0.00% | +407+1.2% | Added |
| Avantax Advisory Services, Inc. | 33,504 | $461.0K | 0.01% | +2,836+9.2% | Added |
| Invesco Ltd. | 31,372 | $432.0K | 0.00% | +2,233+7.7% | Added |
| PFG Advisors | 31,275 | $430.0K | 0.05% | 00.0% | Unchanged |
| XML Financial, LLC | 30,145 | $415.0K | 0.06% | +2,767+10.1% | Added |
| LPL Financial LLC | 23,900 | $329.0K | 0.00% | +1,506+6.7% | Added |
| Bank of America Corp | 17,866 | $246.0K | 0.00% | −9−0.1% | Reduced |
| AlphaStar Capital Management, LLC | 16,353 | $239.0K | 0.02% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 15,116 | $208.0K | 0.01% | −15,626−50.8% | Reduced |
| Capital Investment Advisors, LLC | 15,100 | $208.0K | 0.01% | +500+3.4% | Added |
| Truist Financial Corp | 14,160 | $195.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 13,500 | $185.0K | 0.09% | +10,500+350.0% | Added |
| Raymond James Trust N.A. | 11,779 | $162.0K | 0.01% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 8,429 | $116.0K | 0.02% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 7,600 | $105.0K | 0.01% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 7,553 | $103.0K | 0.00% | +7,553 | New |
| UBS Group AG | 6,714 | $93.0K | 0.00% | +2,609+63.6% | Added |
| Wealth Quarterback LLC | 5,963 | $83.0K | 0.06% | +107+1.8% | Added |
| Liberty Wealth Management LLC | 5,976 | $82.0K | 0.03% | +106+1.8% | Added |
| Spire Wealth Management | 4,200 | $58.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,400 | $19.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 503 | $7.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $3.00K | 0.00% | – | – |
| IHT Wealth Management, LLC | 0 | $0 | 0.00% | −29,768−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −23,261−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −8,207−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −2,612−100.0% | Sold out |
| Cullen/Frost Bankers, Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |