LMP Capital & Income Fund Inc.
SCD- Exchange
- NYSE
- SEC CIK
- 0001270131
No open-market purchases or sales by LMP Capital & Income Fund Inc. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $121.6M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in LMP Capital & Income Fund Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- −7 vs. Q4 2021
- Shares held
- 4.04M
- −561.2K (−12.2%) vs. Q4 2021
- Total value
- $59.1M
- −$10.9M (−15.5%) vs. Q4 2021
- New holders
- 4
- 15 more added
- Sold out
- 11
- 8 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $121.6M |
| Q1 2026 | 54 | $117.9M |
| Q4 2025 | 61 | $119.9M |
| Q3 2025 | 56 | $127.7M |
| Q2 2025 | 53 | $74.8M |
| Q1 2025 | 45 | $66.2M |
| Q4 2024 | 41 | $68.4M |
| Q3 2024 | 40 | $81.5M |
| Q2 2024 | 42 | $64.8M |
| Q1 2024 | 43 | $79.7M |
| Q4 2023 | 46 | $65.9M |
| Q3 2023 | 39 | $52.9M |
| Q2 2023 | 42 | $55.4M |
| Q1 2023 | 45 | $55.5M |
| Q4 2022 | 42 | $54.2M |
| Q3 2022 | 36 | $61.1M |
| Q2 2022 | 38 | $54.2M |
| Q1 2022 | 39 | $59.1M |
| Q4 2021 | 46 | $69.9M |
| Q3 2021 | 37 | $61.2M |
| Q2 2021 | 43 | $62.8M |
| Q1 2021 | 37 | $58.2M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding LMP Capital & Income Fund Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 931,229 | $13.6M | 0.01% | +18,221+2.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 880,333 | $12.9M | 0.02% | +8,845+1.0% | Added |
| Morgan Stanley | 403,301 | $5.90M | 0.00% | −50,713−11.2% | Reduced |
| Wells Fargo & Company | 301,695 | $4.41M | 0.00% | −5,316−1.7% | Reduced |
| Cornerstone Advisors, LLC | 251,388 | $3.67M | 0.22% | −49,084−16.3% | Reduced |
| Shaker Financial Services, LLC | 201,616 | $2.95M | 1.11% | +44,629+28.4% | Added |
| Parametric Portfolio Associates LLC | 158,780 | $2.32M | 0.00% | +28,871+22.2% | Added |
| Karpus Management, Inc. | 92,415 | $1.35M | 0.04% | +9,118+10.9% | Added |
| Invesco Ltd. | 91,498 | $1.34M | 0.00% | +27,923+43.9% | Added |
| Advisor Resource Council | 86,600 | $1.27M | 0.39% | +11,000+14.6% | Added |
| Advisor Group Holdings, Inc. | 70,471 | $1.03M | 0.00% | −1,901−2.6% | Reduced |
| Royal Bank of Canada | 66,834 | $977.0K | 0.00% | +1,851+2.8% | Added |
| Guggenheim Capital LLC | 61,452 | $898.0K | 0.01% | +2,288+3.9% | Added |
| 1607 Capital Partners, LLC | 58,623 | $857.0K | 0.05% | 00.0% | Unchanged |
| 55I, LLC | 57,686 | $843.0K | 0.02% | +1,850+3.3% | Added |
| Wolverine Asset Management LLC | 35,900 | $524.0K | 0.01% | +35,900 | New |
| Avantax Advisory Services, Inc. | 31,159 | $455.0K | 0.01% | −1,420−4.4% | Reduced |
| GWM Advisors LLC | 30,883 | $452.0K | 0.01% | +649+2.1% | Added |
| PFG Advisors | 30,452 | $445.0K | 0.05% | −823−2.6% | Reduced |
| Ameriprise Financial Inc | 29,264 | $442.0K | 0.00% | −1,866−6.0% | Reduced |
| XML Financial, LLC | 29,647 | $433.0K | 0.05% | 00.0% | Unchanged |
| LPL Financial LLC | 25,074 | $367.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 21,885 | $320.0K | 0.00% | −2,263−9.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 19,411 | $284.0K | 0.00% | +369+1.9% | Added |
| AlphaStar Capital Management, LLC | 16,353 | $239.0K | 0.02% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 13,600 | $199.0K | 0.01% | 00.0% | Unchanged |
| Walleye Capital LLC | 10,826 | $158.0K | 0.00% | +10,826 | New |
| Graves-Light Private Wealth Management, Inc. | 8,429 | $123.0K | 0.02% | 00.0% | Unchanged |
| UBS Group AG | 6,999 | $103.0K | 0.00% | +2,287+48.5% | Added |
| Blue Bell Private Wealth Management, LLC | 4,959 | $73.0K | 0.02% | +4,559+1,139.8% | Added |
| Spire Wealth Management | 4,200 | $61.0K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 2,200 | $32.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,500 | $21.0K | 0.02% | +1,500 | New |
| Geneos Wealth Management Inc. | 1,400 | $20.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 503 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 350 | $5.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $4.00K | 0.00% | – | – |
| Tower Research Capital LLC (TRC) | 107 | $2.00K | 0.00% | +83+345.8% | Added |
| IFP Advisors, Inc | 142 | $2.00K | 0.00% | +142 | New |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −620,453−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −11,123−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −10,179−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −7,600−100.0% | Sold out |
| Confluence Wealth Services, Inc. | 0 | $0 | 0.00% | −5,810−100.0% | Sold out |
| Ahrens Investment Partners LLC | 0 | $0 | 0.00% | −2,200−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −52−100.0% | Sold out |
| Signet Financial Management, LLC | 0 | $0 | 0.00% | −70−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −25−100.0% | Sold out |
| First Personal Financial Services | 0 | $0 | 0.00% | −31−100.0% | Sold out |