LMP Capital & Income Fund Inc.
SCD- Exchange
- NYSE
- SEC CIK
- 0001270131
No open-market purchases or sales by LMP Capital & Income Fund Inc. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $121.3M in total; no superinvestor holds it.
Holders of 5% or more of SCD
Holders whose latest Schedule 13D or 13G filing reports 5% or more of LMP Capital & Income Fund Inc., largest stake first. The change is against the holder's previous filing.
| Holder | Latest form | Stake | Change | First filed | Latest filing | Filing |
|---|---|---|---|---|---|---|
| Sit Investment Associates Inc | 13G | 13.60%3.12M shares | New | Aug 5, 20251 filing | Aug 5, 2025 | SEC |
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
11 Schedule 13D and 13G filings on LMP Capital & Income Fund Inc., newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Nov 13, 20251:30 PM ET | Bank of Montrealand 2 others | 13G/A | 0.00%0 shares | −8.17 ppfrom 8.17%Below 5% | Sep 30, 2025 | SEC |
| Oct 31, 202512:54 PM ET | Raymond James Financial Services Advisors, Inc. | 13G/A | 4.20%725.9K shares | −1.50 ppfrom 5.70%Below 5% | Sep 30, 2025 | SEC |
| Aug 5, 202511:27 AM ET | Sit Investment Associates Incand 1 other | 13G | 13.60%3.12M shares | New | Jul 31, 2025 | SEC |
| Jul 31, 20255:07 PM ET | Bank of Montrealand 2 others | 13G | 8.17%1.53M shares | New | Jun 30, 2025 | SEC |
| Jan 31, 20253:51 PM ET | Raymond James Financial Services Advisors, Inc. | 13G/A | 5.70%988.7K shares | – | Sep 30, 2024 | SEC |
| Feb 8, 2022 | Raymond James Financial Services Advisors, Inc. | 13G/AOld format | – | – | – | SEC |
| Feb 8, 2022 | Raymond James & Associates | 13GOld format | – | – | – | SEC |
| Jan 20, 20229:50 AM ET | First Trust Portfolios LP | 13G/AOld format | – | – | – | SEC |
| Feb 12, 2021 | Raymond James Financial Services Advisors, Inc. | 13GOld format | – | New | – | SEC |
| Feb 12, 2021 | Raymond James & Associates | 13G/AOld format | – | – | – | SEC |
| Jan 21, 20219:35 AM ET | First Trust Portfolios LP | 13G/AOld format | – | – | – | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell LMP Capital & Income Fund Inc. shares.
No Form 144 notices for LMP Capital & Income Fund Inc. are on file.