LMP Capital & Income Fund Inc.
SCD- Exchange
- NYSE
- SEC CIK
- 0001270131
No open-market purchases or sales by LMP Capital & Income Fund Inc. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $121.6M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in LMP Capital & Income Fund Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- +6 vs. Q3 2022
- Shares held
- 4.50M
- −52.0K (−1.1%) vs. Q3 2022
- Total value
- $54.2M
- −$6.94M (−11.4%) vs. Q3 2022
- New holders
- 8
- 16 more added
- Sold out
- 2
- 9 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $121.6M |
| Q1 2026 | 54 | $117.9M |
| Q4 2025 | 61 | $119.9M |
| Q3 2025 | 56 | $127.7M |
| Q2 2025 | 53 | $74.8M |
| Q1 2025 | 45 | $66.2M |
| Q4 2024 | 41 | $68.4M |
| Q3 2024 | 40 | $81.5M |
| Q2 2024 | 42 | $64.8M |
| Q1 2024 | 43 | $79.7M |
| Q4 2023 | 46 | $65.9M |
| Q3 2023 | 39 | $52.9M |
| Q2 2023 | 42 | $55.4M |
| Q1 2023 | 45 | $55.5M |
| Q4 2022 | 42 | $54.2M |
| Q3 2022 | 36 | $61.1M |
| Q2 2022 | 38 | $54.2M |
| Q1 2022 | 39 | $59.1M |
| Q4 2021 | 46 | $69.9M |
| Q3 2021 | 37 | $61.2M |
| Q2 2021 | 43 | $62.8M |
| Q1 2021 | 37 | $58.2M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding LMP Capital & Income Fund Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 876,865 | $10.6M | 0.01% | −14,156−1.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 746,249 | $8.98M | 0.02% | −138,411−15.6% | Reduced |
| Advisors Asset Management, Inc. | 720,128 | $8.67M | 0.18% | +29,681+4.3% | Added |
| Morgan Stanley | 525,079 | $6.32M | 0.00% | +6,804+1.3% | Added |
| Wells Fargo & Company | 282,808 | $3.41M | 0.00% | −26,361−8.5% | Reduced |
| Cornerstone Advisors, LLC | 198,301 | $2.39M | 0.12% | −24,201−10.9% | Reduced |
| Karpus Management, Inc. | 129,590 | $1.56M | 0.05% | +11,173+9.4% | Added |
| Shaker Financial Services, LLC | 101,704 | $1.22M | 0.57% | +24,721+32.1% | Added |
| Invesco Ltd. | 98,343 | $1.18M | 0.00% | +10,168+11.5% | Added |
| Advisor Group Holdings, Inc. | 92,297 | $1.11M | 0.00% | +8,631+10.3% | Added |
| Steward Partners Investment Advisory, LLC | 85,550 | $1.03M | 0.02% | +300+0.4% | Added |
| Advisor Resource Council | 76,900 | $925.9K | 0.55% | −500−0.6% | Reduced |
| 1607 Capital Partners, LLC | 71,923 | $866.0K | 0.06% | 00.0% | Unchanged |
| Royal Bank of Canada | 62,520 | $753.0K | 0.00% | −1,446−2.3% | Reduced |
| Guggenheim Capital LLC | 44,113 | $531.1K | 0.00% | −4,475−9.2% | Reduced |
| GWM Advisors LLC | 36,703 | $403.4K | 0.01% | +4,376+13.5% | Added |
| Ameriprise Financial Inc | 33,322 | $401.0K | 0.00% | +2,061+6.6% | Added |
| Logan Stone Capital, LLC | 33,256 | $400.4K | 0.15% | +33,256 | New |
| Envestnet Asset Management Inc | 30,409 | $366.1K | 0.00% | +6,515+27.3% | Added |
| PFG Advisors | 29,031 | $349.5K | 0.03% | −497−1.7% | Reduced |
| XML Financial, LLC | 27,378 | $329.6K | 0.04% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 21,525 | $259.2K | 0.00% | −3,323−13.4% | Reduced |
| LPL Financial LLC | 21,473 | $258.5K | 0.00% | +155+0.7% | Added |
| Chapin Davis, Inc. | 20,940 | $252.1K | 0.15% | +20,940 | New |
| Bank of America Corp | 20,589 | $247.9K | 0.00% | +895+4.5% | Added |
| AlphaStar Capital Management, LLC | 19,025 | $229.1K | 0.02% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 18,387 | $221.0K | 0.00% | +715+4.0% | Added |
| Susquehanna International Group, LLP | 13,027 | $156.8K | 0.00% | +13,027 | New |
| International Assets Investment Management, LLC | 12,676 | $152.6K | 0.02% | +12,676 | New |
| Capital Investment Advisors, LLC | 11,800 | $142.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 11,478 | $138.0K | 0.00% | +11,478 | New |
| UBS Group AG | 5,608 | $67.5K | 0.00% | +159+2.9% | Added |
| Almitas Capital LLC | 5,575 | $67.1K | 0.03% | +5,575 | New |
| Blue Bell Private Wealth Management, LLC | 5,347 | $64.4K | 0.02% | +2,030+61.2% | Added |
| Spire Wealth Management | 4,200 | $51.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 2,827 | $34.0K | 0.00% | 00.0% | Unchanged |
| Column Capital Advisors, LLC | 1,432 | $17.2K | 0.00% | +1,432 | New |
| CoreCap Advisors, LLC | 1,200 | $14.4K | 0.00% | +1,200 | New |
| Allworth Financial LP | 503 | $6.06K | 0.00% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 350 | $4.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $3.01K | 0.00% | – | – |
| IFP Advisors, Inc | 106 | $1.00K | 0.00% | +6+6.0% | Added |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −45,077−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |