LMP Capital & Income Fund Inc.
SCD- Exchange
- NYSE
- SEC CIK
- 0001270131
No open-market purchases or sales by LMP Capital & Income Fund Inc. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $121.3M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in LMP Capital & Income Fund Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- +10 vs. Q3 2021
- Shares held
- 4.60M
- +158.2K (+3.6%) vs. Q3 2021
- Total value
- $69.9M
- +$8.78M (+14.4%) vs. Q3 2021
- New holders
- 15
- 12 more added
- Sold out
- 5
- 10 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $121.3M |
| Q1 2026 | 54 | $117.9M |
| Q4 2025 | 61 | $119.9M |
| Q3 2025 | 56 | $127.5M |
| Q2 2025 | 53 | $73.9M |
| Q1 2025 | 45 | $66.2M |
| Q4 2024 | 41 | $68.4M |
| Q3 2024 | 40 | $68.3M |
| Q2 2024 | 42 | $63.6M |
| Q1 2024 | 43 | $65.8M |
| Q4 2023 | 46 | $59.4M |
| Q3 2023 | 39 | $52.9M |
| Q2 2023 | 42 | $55.4M |
| Q1 2023 | 45 | $55.5M |
| Q4 2022 | 42 | $54.2M |
| Q3 2022 | 36 | $61.1M |
| Q2 2022 | 38 | $54.2M |
| Q1 2022 | 39 | $59.1M |
| Q4 2021 | 46 | $69.9M |
| Q3 2021 | 37 | $61.2M |
| Q2 2021 | 43 | $62.8M |
| Q1 2021 | 37 | $58.1M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding LMP Capital & Income Fund Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 913,008 | $13.9M | 0.01% | +15,528+1.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 871,488 | $13.2M | 0.02% | +30,804+3.7% | Added |
| Advisors Asset Management, Inc. | 620,453 | $9.43M | 0.13% | +43,142+7.5% | Added |
| Morgan Stanley | 454,014 | $6.90M | 0.00% | +6,841+1.5% | Added |
| Wells Fargo & Company | 307,011 | $4.67M | 0.00% | −28,380−8.5% | Reduced |
| Cornerstone Advisors, LLC | 300,472 | $4.57M | 0.25% | +35,000+13.2% | Added |
| Shaker Financial Services, LLC | 156,987 | $2.39M | 0.84% | −83,013−34.6% | Reduced |
| Parametric Portfolio Associates LLC | 129,909 | $1.98M | 0.00% | +14,683+12.7% | Added |
| Karpus Management, Inc. | 83,297 | $1.27M | 0.04% | −9,732−10.5% | Reduced |
| Advisor Resource Council | 75,600 | $1.15M | 0.09% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 72,372 | $1.10M | 0.00% | +7,168+11.0% | Added |
| Royal Bank of Canada | 64,983 | $988.0K | 0.00% | +4,625+7.7% | Added |
| Invesco Ltd. | 63,575 | $966.0K | 0.00% | +32,203+102.6% | Added |
| Guggenheim Capital LLC | 59,164 | $900.0K | 0.00% | +20,674+53.7% | Added |
| 1607 Capital Partners, LLC | 58,623 | $891.0K | 0.05% | −1,700−2.8% | Reduced |
| 55I, LLC | 55,836 | $849.0K | 0.02% | +55,836 | New |
| Avantax Advisory Services, Inc. | 32,579 | $495.0K | 0.01% | −925−2.8% | Reduced |
| PFG Advisors | 31,275 | $475.0K | 0.05% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 31,130 | $473.0K | 0.00% | −2,847−8.4% | Reduced |
| GWM Advisors LLC | 30,234 | $460.0K | 0.01% | +30,234 | New |
| XML Financial, LLC | 29,647 | $451.0K | 0.05% | −498−1.7% | Reduced |
| LPL Financial LLC | 25,074 | $381.0K | 0.00% | +1,174+4.9% | Added |
| Bank of America Corp | 24,148 | $367.0K | 0.00% | +6,282+35.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 19,042 | $289.0K | 0.00% | +19,042 | New |
| AlphaStar Capital Management, LLC | 16,353 | $242.0K | 0.02% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 13,600 | $207.0K | 0.01% | −1,500−9.9% | Reduced |
| Rivernorth Capital Management, LLC | 11,123 | $169.0K | 0.01% | −3,993−26.4% | Reduced |
| Janney Montgomery Scott LLC | 10,179 | $155.0K | 0.00% | +10,179 | New |
| Graves-Light Private Wealth Management, Inc. | 8,429 | $128.0K | 0.02% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 7,600 | $116.0K | 0.01% | 00.0% | Unchanged |
| Confluence Wealth Services, Inc. | 5,810 | $88.0K | 0.03% | +5,810 | New |
| UBS Group AG | 4,712 | $72.0K | 0.00% | −2,002−29.8% | Reduced |
| Spire Wealth Management | 4,200 | $64.0K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 2,200 | $33.0K | 0.00% | +2,200 | New |
| Ahrens Investment Partners LLC | 2,200 | $33.0K | 0.01% | +2,200 | New |
| Geneos Wealth Management Inc. | 1,400 | $21.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,200 | $18.0K | 0.00% | +1,200 | New |
| Allworth Financial LP | 503 | $8.00K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 400 | $6.00K | 0.00% | +400 | New |
| Tyler-Stone Wealth Management | 350 | $5.00K | 0.00% | +350 | New |
| Huntington National Bank | – | $4.00K | 0.00% | – | – |
| Gradient Investments LLC | 52 | $1.00K | 0.00% | +52 | New |
| Signet Financial Management, LLC | 70 | $1.00K | 0.00% | +70 | New |
| Tower Research Capital LLC (TRC) | 24 | $0 | 0.00% | +24 | New |
| CWM, LLC | 25 | $0 | 0.00% | +25 | New |
| First Personal Financial Services | 31 | $0 | 0.00% | +31 | New |
| Truist Financial Corp | 0 | $0 | 0.00% | −14,160−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −13,500−100.0% | Sold out |
| Raymond James Trust N.A. | 0 | $0 | 0.00% | −11,779−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −7,553−100.0% | Sold out |
| Liberty Wealth Management LLC | 0 | $0 | 0.00% | −5,976−100.0% | Sold out |
| Wealth Quarterback LLC | – | – | – | – | Not filed |