LMP Capital & Income Fund Inc.
SCD- Exchange
- NYSE
- SEC CIK
- 0001270131
No open-market purchases or sales by LMP Capital & Income Fund Inc. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $121.3M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in LMP Capital & Income Fund Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- −3 vs. Q2 2023
- Shares held
- 4.23M
- −97.1K (−2.2%) vs. Q2 2023
- Total value
- $52.9M
- −$2.59M (−4.7%) vs. Q2 2023
- New holders
- 2
- 15 more added
- Sold out
- 5
- 13 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $121.3M |
| Q1 2026 | 54 | $117.9M |
| Q4 2025 | 61 | $119.9M |
| Q3 2025 | 56 | $127.5M |
| Q2 2025 | 53 | $73.9M |
| Q1 2025 | 45 | $66.2M |
| Q4 2024 | 41 | $68.4M |
| Q3 2024 | 40 | $68.3M |
| Q2 2024 | 42 | $63.6M |
| Q1 2024 | 43 | $65.8M |
| Q4 2023 | 46 | $59.4M |
| Q3 2023 | 39 | $52.9M |
| Q2 2023 | 42 | $55.4M |
| Q1 2023 | 45 | $55.5M |
| Q4 2022 | 42 | $54.2M |
| Q3 2022 | 36 | $61.1M |
| Q2 2022 | 38 | $54.2M |
| Q1 2022 | 39 | $59.1M |
| Q4 2021 | 46 | $69.9M |
| Q3 2021 | 37 | $61.2M |
| Q2 2021 | 43 | $62.8M |
| Q1 2021 | 37 | $58.1M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding LMP Capital & Income Fund Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 855,547 | $10.7M | 0.01% | −51,478−5.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 737,958 | $9.22M | 0.02% | −25,734−3.4% | Reduced |
| Advisors Asset Management, Inc. | 560,711 | $6.99M | 0.15% | −58,350−9.4% | Reduced |
| Morgan Stanley | 417,184 | $5.21M | 0.00% | −24,727−5.6% | Reduced |
| Cornerstone Advisors, LLC | 236,138 | $2.95M | 0.14% | −23,689−9.1% | Reduced |
| Karpus Management, Inc. | 235,966 | $2.95M | 0.10% | −3,206−1.3% | Reduced |
| Wells Fargo & Company | 166,836 | $2.09M | 0.00% | +7,075+4.4% | Added |
| 1607 Capital Partners, LLC | 137,305 | $1.72M | 0.13% | +26,887+24.4% | Added |
| Advisor Group Holdings, Inc. | 118,830 | $1.49M | 0.00% | +35,913+43.3% | Added |
| Steward Partners Investment Advisory, LLC | 112,381 | $1.40M | 0.02% | +8,906+8.6% | Added |
| Royal Bank of Canada | 80,317 | $1.00M | 0.00% | +1,053+1.3% | Added |
| Aptus Capital Advisors, LLC | 75,900 | $948.8K | 0.03% | +75,900 | New |
| CNH Partners LLC | 46,340 | $579.3K | 0.03% | +1,562+3.5% | Added |
| Chapin Davis, Inc. | 44,742 | $559.3K | 0.27% | +10,050+29.0% | Added |
| Invesco Ltd. | 37,656 | $470.7K | 0.00% | −9,128−19.5% | Reduced |
| Ameriprise Financial Inc | 30,086 | $376.1K | 0.00% | +1,984+7.1% | Added |
| NWF Advisory Services Inc. | 28,288 | $353.6K | 0.08% | 00.0% | Unchanged |
| AlphaStar Capital Management, LLC | 28,057 | $350.7K | 0.04% | +154+0.6% | Added |
| Comerica Bank | 27,299 | $341.2K | 0.00% | +27,299 | New |
| LPL Financial LLC | 27,074 | $338.4K | 0.00% | +2,514+10.2% | Added |
| PFG Advisors | 27,059 | $338.2K | 0.03% | 00.0% | Unchanged |
| GWM Advisors LLC | 27,050 | $338.1K | 0.00% | −10,237−27.5% | Reduced |
| Bank of America Corp | 26,591 | $332.4K | 0.00% | +4,264+19.1% | Added |
| XML Financial, LLC | 25,468 | $318.4K | 0.04% | −1,910−7.0% | Reduced |
| Envestnet Asset Management Inc | 23,319 | $291.5K | 0.00% | −5,554−19.2% | Reduced |
| UBS Group AG | 22,265 | $278.3K | 0.00% | +12,037+117.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 18,008 | $225.0K | 0.00% | +336+1.9% | Added |
| Guggenheim Capital LLC | 17,781 | $222.3K | 0.00% | −8,014−31.1% | Reduced |
| International Assets Investment Management, LLC | 13,226 | $161.1K | 0.02% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 9,494 | $118.7K | 0.03% | −153−1.6% | Reduced |
| The PNC Financial Services Group, Inc. | 6,385 | $79.8K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 3,200 | $40.0K | 0.00% | −1,000−23.8% | Reduced |
| FNY Investment Advisers, LLC | 2,100 | $26.0K | 0.02% | +600+40.0% | Added |
| Northwestern Mutual Wealth Management Co | 1,650 | $20.6K | 0.00% | +1,534+1,322.4% | Added |
| WR Wealth Planners, LLC | 1,065 | $13.3K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 503 | $6.29K | 0.00% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 350 | $4.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $3.13K | 0.00% | – | – |
| CWM, LLC | 260 | $3.00K | 0.00% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −36,788−100.0% | Sold out |
| Rpo LLC | 0 | $0 | 0.00% | −25,959−100.0% | Sold out |
| Avantax Advisory Services, Inc. | 0 | $0 | 0.00% | −18,025−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −10,948−100.0% | Sold out |
| WealthPLAN Partners, LLC | 0 | $0 | 0.00% | −264−100.0% | Sold out |