LMP Capital & Income Fund Inc.
SCD- Exchange
- NYSE
- SEC CIK
- 0001270131
No open-market purchases or sales by LMP Capital & Income Fund Inc. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $121.3M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in LMP Capital & Income Fund Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- −3 vs. Q2 2023
- Shares held
- 4.23M
- −97.1K (−2.2%) vs. Q2 2023
- Total value
- $52.9M
- −$2.59M (−4.7%) vs. Q2 2023
- New holders
- 2
- 15 more added
- Sold out
- 5
- 13 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $121.3M |
| Q1 2026 | 54 | $117.9M |
| Q4 2025 | 61 | $119.9M |
| Q3 2025 | 56 | $127.5M |
| Q2 2025 | 53 | $73.9M |
| Q1 2025 | 45 | $66.2M |
| Q4 2024 | 41 | $68.4M |
| Q3 2024 | 40 | $68.3M |
| Q2 2024 | 42 | $63.6M |
| Q1 2024 | 43 | $65.8M |
| Q4 2023 | 46 | $59.4M |
| Q3 2023 | 39 | $52.9M |
| Q2 2023 | 42 | $55.4M |
| Q1 2023 | 45 | $55.5M |
| Q4 2022 | 42 | $54.2M |
| Q3 2022 | 36 | $61.1M |
| Q2 2022 | 38 | $54.2M |
| Q1 2022 | 39 | $59.1M |
| Q4 2021 | 46 | $69.9M |
| Q3 2021 | 37 | $61.2M |
| Q2 2021 | 43 | $62.8M |
| Q1 2021 | 37 | $58.1M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding LMP Capital & Income Fund Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 260 | $3.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $3.13K | 0.00% | – | – |
| Tyler-Stone Wealth Management | 350 | $4.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 503 | $6.29K | 0.00% | 00.0% | Unchanged |
| WR Wealth Planners, LLC | 1,065 | $13.3K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,650 | $20.6K | 0.00% | +1,534+1,322.4% | Added |
| FNY Investment Advisers, LLC | 2,100 | $26.0K | 0.02% | +600+40.0% | Added |
| Spire Wealth Management | 3,200 | $40.0K | 0.00% | −1,000−23.8% | Reduced |
| The PNC Financial Services Group, Inc. | 6,385 | $79.8K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 9,494 | $118.7K | 0.03% | −153−1.6% | Reduced |
| International Assets Investment Management, LLC | 13,226 | $161.1K | 0.02% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 17,781 | $222.3K | 0.00% | −8,014−31.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 18,008 | $225.0K | 0.00% | +336+1.9% | Added |
| UBS Group AG | 22,265 | $278.3K | 0.00% | +12,037+117.7% | Added |
| Envestnet Asset Management Inc | 23,319 | $291.5K | 0.00% | −5,554−19.2% | Reduced |
| XML Financial, LLC | 25,468 | $318.4K | 0.04% | −1,910−7.0% | Reduced |
| Bank of America Corp | 26,591 | $332.4K | 0.00% | +4,264+19.1% | Added |
| GWM Advisors LLC | 27,050 | $338.1K | 0.00% | −10,237−27.5% | Reduced |
| PFG Advisors | 27,059 | $338.2K | 0.03% | 00.0% | Unchanged |
| LPL Financial LLC | 27,074 | $338.4K | 0.00% | +2,514+10.2% | Added |
| Comerica Bank | 27,299 | $341.2K | 0.00% | +27,299 | New |
| AlphaStar Capital Management, LLC | 28,057 | $350.7K | 0.04% | +154+0.6% | Added |
| NWF Advisory Services Inc. | 28,288 | $353.6K | 0.08% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 30,086 | $376.1K | 0.00% | +1,984+7.1% | Added |
| Invesco Ltd. | 37,656 | $470.7K | 0.00% | −9,128−19.5% | Reduced |
| Chapin Davis, Inc. | 44,742 | $559.3K | 0.27% | +10,050+29.0% | Added |
| CNH Partners LLC | 46,340 | $579.3K | 0.03% | +1,562+3.5% | Added |
| Aptus Capital Advisors, LLC | 75,900 | $948.8K | 0.03% | +75,900 | New |
| Royal Bank of Canada | 80,317 | $1.00M | 0.00% | +1,053+1.3% | Added |
| Steward Partners Investment Advisory, LLC | 112,381 | $1.40M | 0.02% | +8,906+8.6% | Added |
| Advisor Group Holdings, Inc. | 118,830 | $1.49M | 0.00% | +35,913+43.3% | Added |
| 1607 Capital Partners, LLC | 137,305 | $1.72M | 0.13% | +26,887+24.4% | Added |
| Wells Fargo & Company | 166,836 | $2.09M | 0.00% | +7,075+4.4% | Added |
| Karpus Management, Inc. | 235,966 | $2.95M | 0.10% | −3,206−1.3% | Reduced |
| Cornerstone Advisors, LLC | 236,138 | $2.95M | 0.14% | −23,689−9.1% | Reduced |
| Morgan Stanley | 417,184 | $5.21M | 0.00% | −24,727−5.6% | Reduced |
| Advisors Asset Management, Inc. | 560,711 | $6.99M | 0.15% | −58,350−9.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 737,958 | $9.22M | 0.02% | −25,734−3.4% | Reduced |
| Raymond James & Associates | 855,547 | $10.7M | 0.01% | −51,478−5.7% | Reduced |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −36,788−100.0% | Sold out |
| Rpo LLC | 0 | $0 | 0.00% | −25,959−100.0% | Sold out |
| Avantax Advisory Services, Inc. | 0 | $0 | 0.00% | −18,025−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −10,948−100.0% | Sold out |
| WealthPLAN Partners, LLC | 0 | $0 | 0.00% | −264−100.0% | Sold out |