LMP Capital & Income Fund Inc.
SCD- Exchange
- NYSE
- SEC CIK
- 0001270131
No open-market purchases or sales by LMP Capital & Income Fund Inc. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $121.3M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in LMP Capital & Income Fund Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 56
- +4 vs. Q2 2025
- Shares held
- 8.21M
- +3.48M (+73.7%) vs. Q2 2025
- Total value
- $127.5M
- +$53.7M (+72.9%) vs. Q2 2025
- New holders
- 10
- 21 more added
- Sold out
- 6
- 13 more reduced
1 institution that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $121.3M |
| Q1 2026 | 54 | $117.9M |
| Q4 2025 | 61 | $119.9M |
| Q3 2025 | 56 | $127.5M |
| Q2 2025 | 53 | $73.9M |
| Q1 2025 | 45 | $66.2M |
| Q4 2024 | 41 | $68.4M |
| Q3 2024 | 40 | $68.3M |
| Q2 2024 | 42 | $63.6M |
| Q1 2024 | 43 | $65.8M |
| Q4 2023 | 46 | $59.4M |
| Q3 2023 | 39 | $52.9M |
| Q2 2023 | 42 | $55.4M |
| Q1 2023 | 45 | $55.5M |
| Q4 2022 | 42 | $54.2M |
| Q3 2022 | 36 | $61.1M |
| Q2 2022 | 38 | $54.2M |
| Q1 2022 | 39 | $59.1M |
| Q4 2021 | 46 | $69.9M |
| Q3 2021 | 37 | $61.2M |
| Q2 2021 | 43 | $62.8M |
| Q1 2021 | 37 | $58.1M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding LMP Capital & Income Fund Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 3,085,036 | $47.9M | 0.97% | +2,961,094+2,389.1% | Added |
| Raymond James Financial Inc | 1,731,886 | $26.9M | 0.01% | −299,065−14.7% | Reduced |
| Polar Asset Management Partners Inc. | 557,857 | $8.66M | 0.18% | +397,457+247.8% | Added |
| Morgan Stanley | 411,352 | $6.39M | 0.00% | +20,088+5.1% | Added |
| Cornerstone Advisors, LLC | 299,286 | $4.65M | 0.15% | +259,910+660.1% | Added |
| Advisors Asset Management, Inc. | 275,565 | $4.28M | 0.07% | −78,239−22.1% | Reduced |
| Wells Fargo & Company | 195,736 | $3.04M | 0.00% | +16,934+9.5% | Added |
| Steward Partners Investment Advisory, LLC | 175,216 | $2.72M | 0.02% | −758−0.4% | Reduced |
| Absolute Investment Advisers LLC | 173,370 | $2.69M | 0.34% | +173,370 | New |
| Wealth Enhancement Advisory Services, LLC | 136,467 | $2.14M | 0.00% | +47,329+53.1% | Added |
| Landscape Capital Management, L.L.C. | 91,494 | $1.42M | 0.09% | +91,494 | New |
| Royal Bank of Canada | 78,214 | $1.21M | 0.00% | +23,788+43.7% | Added |
| Yakira Capital Management, Inc. | 72,654 | $1.13M | 0.42% | +41,436+132.7% | Added |
| Astoria Portfolio Advisors LLC. | 64,889 | $1.02M | 0.27% | +8,506+15.1% | Added |
| Quarry LP | 64,727 | $1.01M | 0.25% | +34,961+117.5% | Added |
| Chapin Davis, Inc. | 56,387 | $875.7K | 0.22% | +3,735+7.1% | Added |
| Second Line Capital, LLC | 53,700 | $842.6K | 0.17% | −17,900−25.0% | Reduced |
| AlphaStar Capital Management, LLC | 53,914 | $837.3K | 0.07% | +2,332+4.5% | Added |
| Aptus Capital Advisors, LLC | 53,700 | $834.0K | 0.01% | −17,900−25.0% | Reduced |
| Advisor Group Holdings, Inc. | 53,450 | $830.8K | 0.00% | −1,752−3.2% | Reduced |
| LPL Financial LLC | 41,195 | $639.8K | 0.00% | +11,298+37.8% | Added |
| GWM Advisors LLC | 39,625 | $615.4K | 0.00% | +1,754+4.6% | Added |
| Bank of America Corp | 29,349 | $455.8K | 0.00% | +1,207+4.3% | Added |
| NWF Advisory Services Inc. | 28,288 | $439.3K | 0.05% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 26,784 | $416.0K | 0.00% | +5,087+23.4% | Added |
| PFG Advisors | 25,637 | $398.1K | 0.02% | +272+1.1% | Added |
| Invesco Ltd. | 25,622 | $397.9K | 0.00% | +578+2.3% | Added |
| Wolverine Asset Management LLC | 25,560 | $396.9K | 0.01% | +25,560 | New |
| XML Financial, LLC | 25,468 | $395.5K | 0.03% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 21,937 | $340.7K | 0.00% | +1,603+7.9% | Added |
| Commonwealth Equity Services, LLC | 21,574 | $335.0K | 0.00% | −67−0.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 20,871 | $324.0K | 0.00% | +5,776+38.3% | Added |
| Shaker Financial Services, LLC | 19,000 | $297.4K | 0.10% | +19,000 | New |
| Envestnet Asset Management Inc | 19,040 | $295.7K | 0.00% | −3,980−17.3% | Reduced |
| Comerica Bank | 18,500 | $287.3K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 17,998 | $279.5K | 0.00% | +1,969+12.3% | Added |
| Mercer Global Advisors Inc | 16,172 | $251.2K | 0.00% | +16,172 | New |
| Truist Financial Corp | 14,421 | $224.0K | 0.00% | +14,421 | New |
| Ashton Thomas Securities, LLC | 13,700 | $212.8K | 0.03% | −1,800−11.6% | Reduced |
| International Assets Investment Management, LLC | 13,226 | $208.0K | 0.02% | 00.0% | Unchanged |
| Vista Investment Partners II, LLC | 12,053 | $187.2K | 0.09% | −7−0.1% | Reduced |
| MGB Wealth Management, LLC | 11,999 | $186.3K | 0.05% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 11,792 | $183.1K | 0.01% | −11,018−48.3% | Reduced |
| UBS Group AG | 9,759 | $151.6K | 0.00% | −65−0.7% | Reduced |
| MAI Capital Management | 6,000 | $93.2K | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 2,132 | $33.1K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,200 | $18.6K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 800 | $12.0K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 650 | $10.1K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 503 | $7.81K | 0.00% | −2,000−79.9% | Reduced |
| J.Safra Asset Management Corp | 500 | $7.76K | 0.00% | +500 | New |
| Highline Wealth Partners LLC | 250 | $3.88K | 0.00% | +250 | New |
| Beaird Harris Wealth Management, LLC | 225 | $3.50K | 0.00% | +225 | New |
| JPMorgan Chase & Co | 45 | $699 | 0.00% | 00.0% | Unchanged |
| Strategic Wealth Partners, Ltd. | 0 | $2 | 0.00% | 0 | Unchanged |
| Summit Wealth Group LLC | 3,706 | – | – | +3,706 | New |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −57,594−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −57,594−100.0% | Sold out |
| Cable Car Capital LLC | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −36,616−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −35,542−100.0% | Sold out |
| Atomi Financial Group, Inc. | 0 | $0 | 0.00% | −35,542−100.0% | Sold out |
| Aurora Private Wealth, Inc. | – | – | – | – | Not filed |