LMP Capital & Income Fund Inc.
SCD- Exchange
- NYSE
- SEC CIK
- 0001270131
No open-market purchases or sales by LMP Capital & Income Fund Inc. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $121.3M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in LMP Capital & Income Fund Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 56
- +4 vs. Q2 2025
- Shares held
- 8.21M
- +3.48M (+73.7%) vs. Q2 2025
- Total value
- $127.5M
- +$53.7M (+72.9%) vs. Q2 2025
- New holders
- 10
- 21 more added
- Sold out
- 6
- 13 more reduced
1 institution that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $121.3M |
| Q1 2026 | 54 | $117.9M |
| Q4 2025 | 61 | $119.9M |
| Q3 2025 | 56 | $127.5M |
| Q2 2025 | 53 | $73.9M |
| Q1 2025 | 45 | $66.2M |
| Q4 2024 | 41 | $68.4M |
| Q3 2024 | 40 | $68.3M |
| Q2 2024 | 42 | $63.6M |
| Q1 2024 | 43 | $65.8M |
| Q4 2023 | 46 | $59.4M |
| Q3 2023 | 39 | $52.9M |
| Q2 2023 | 42 | $55.4M |
| Q1 2023 | 45 | $55.5M |
| Q4 2022 | 42 | $54.2M |
| Q3 2022 | 36 | $61.1M |
| Q2 2022 | 38 | $54.2M |
| Q1 2022 | 39 | $59.1M |
| Q4 2021 | 46 | $69.9M |
| Q3 2021 | 37 | $61.2M |
| Q2 2021 | 43 | $62.8M |
| Q1 2021 | 37 | $58.1M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding LMP Capital & Income Fund Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Strategic Wealth Partners, Ltd. | 0 | $2 | 0.00% | 0 | Unchanged |
| JPMorgan Chase & Co | 45 | $699 | 0.00% | 00.0% | Unchanged |
| Beaird Harris Wealth Management, LLC | 225 | $3.50K | 0.00% | +225 | New |
| Highline Wealth Partners LLC | 250 | $3.88K | 0.00% | +250 | New |
| J.Safra Asset Management Corp | 500 | $7.76K | 0.00% | +500 | New |
| Allworth Financial LP | 503 | $7.81K | 0.00% | −2,000−79.9% | Reduced |
| Farther Finance Advisors, LLC | 650 | $10.1K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 800 | $12.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,200 | $18.6K | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 2,132 | $33.1K | 0.01% | 00.0% | Unchanged |
| MAI Capital Management | 6,000 | $93.2K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 9,759 | $151.6K | 0.00% | −65−0.7% | Reduced |
| Wetherby Asset Management Inc | 11,792 | $183.1K | 0.01% | −11,018−48.3% | Reduced |
| MGB Wealth Management, LLC | 11,999 | $186.3K | 0.05% | 00.0% | Unchanged |
| Vista Investment Partners II, LLC | 12,053 | $187.2K | 0.09% | −7−0.1% | Reduced |
| International Assets Investment Management, LLC | 13,226 | $208.0K | 0.02% | 00.0% | Unchanged |
| Ashton Thomas Securities, LLC | 13,700 | $212.8K | 0.03% | −1,800−11.6% | Reduced |
| Truist Financial Corp | 14,421 | $224.0K | 0.00% | +14,421 | New |
| Mercer Global Advisors Inc | 16,172 | $251.2K | 0.00% | +16,172 | New |
| Cetera Investment Advisers | 17,998 | $279.5K | 0.00% | +1,969+12.3% | Added |
| Comerica Bank | 18,500 | $287.3K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 19,040 | $295.7K | 0.00% | −3,980−17.3% | Reduced |
| Shaker Financial Services, LLC | 19,000 | $297.4K | 0.10% | +19,000 | New |
| Cambridge Investment Research Advisors, Inc. | 20,871 | $324.0K | 0.00% | +5,776+38.3% | Added |
| Commonwealth Equity Services, LLC | 21,574 | $335.0K | 0.00% | −67−0.3% | Reduced |
| Private Advisor Group, LLC | 21,937 | $340.7K | 0.00% | +1,603+7.9% | Added |
| XML Financial, LLC | 25,468 | $395.5K | 0.03% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 25,560 | $396.9K | 0.01% | +25,560 | New |
| Invesco Ltd. | 25,622 | $397.9K | 0.00% | +578+2.3% | Added |
| PFG Advisors | 25,637 | $398.1K | 0.02% | +272+1.1% | Added |
| Ameriprise Financial Inc | 26,784 | $416.0K | 0.00% | +5,087+23.4% | Added |
| NWF Advisory Services Inc. | 28,288 | $439.3K | 0.05% | 00.0% | Unchanged |
| Bank of America Corp | 29,349 | $455.8K | 0.00% | +1,207+4.3% | Added |
| GWM Advisors LLC | 39,625 | $615.4K | 0.00% | +1,754+4.6% | Added |
| LPL Financial LLC | 41,195 | $639.8K | 0.00% | +11,298+37.8% | Added |
| Advisor Group Holdings, Inc. | 53,450 | $830.8K | 0.00% | −1,752−3.2% | Reduced |
| Aptus Capital Advisors, LLC | 53,700 | $834.0K | 0.01% | −17,900−25.0% | Reduced |
| AlphaStar Capital Management, LLC | 53,914 | $837.3K | 0.07% | +2,332+4.5% | Added |
| Second Line Capital, LLC | 53,700 | $842.6K | 0.17% | −17,900−25.0% | Reduced |
| Chapin Davis, Inc. | 56,387 | $875.7K | 0.22% | +3,735+7.1% | Added |
| Quarry LP | 64,727 | $1.01M | 0.25% | +34,961+117.5% | Added |
| Astoria Portfolio Advisors LLC. | 64,889 | $1.02M | 0.27% | +8,506+15.1% | Added |
| Yakira Capital Management, Inc. | 72,654 | $1.13M | 0.42% | +41,436+132.7% | Added |
| Royal Bank of Canada | 78,214 | $1.21M | 0.00% | +23,788+43.7% | Added |
| Landscape Capital Management, L.L.C. | 91,494 | $1.42M | 0.09% | +91,494 | New |
| Wealth Enhancement Advisory Services, LLC | 136,467 | $2.14M | 0.00% | +47,329+53.1% | Added |
| Absolute Investment Advisers LLC | 173,370 | $2.69M | 0.34% | +173,370 | New |
| Steward Partners Investment Advisory, LLC | 175,216 | $2.72M | 0.02% | −758−0.4% | Reduced |
| Wells Fargo & Company | 195,736 | $3.04M | 0.00% | +16,934+9.5% | Added |
| Advisors Asset Management, Inc. | 275,565 | $4.28M | 0.07% | −78,239−22.1% | Reduced |
| Cornerstone Advisors, LLC | 299,286 | $4.65M | 0.15% | +259,910+660.1% | Added |
| Morgan Stanley | 411,352 | $6.39M | 0.00% | +20,088+5.1% | Added |
| Polar Asset Management Partners Inc. | 557,857 | $8.66M | 0.18% | +397,457+247.8% | Added |
| Raymond James Financial Inc | 1,731,886 | $26.9M | 0.01% | −299,065−14.7% | Reduced |
| Sit Investment Associates Inc | 3,085,036 | $47.9M | 0.97% | +2,961,094+2,389.1% | Added |
| Summit Wealth Group LLC | 3,706 | – | – | +3,706 | New |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −57,594−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −57,594−100.0% | Sold out |
| Cable Car Capital LLC | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −36,616−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −35,542−100.0% | Sold out |
| Atomi Financial Group, Inc. | 0 | $0 | 0.00% | −35,542−100.0% | Sold out |
| Aurora Private Wealth, Inc. | – | – | – | – | Not filed |