LMP Capital & Income Fund Inc.
SCD- Exchange
- NYSE
- SEC CIK
- 0001270131
No open-market purchases or sales by LMP Capital & Income Fund Inc. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $121.6M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in LMP Capital & Income Fund Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- −2 vs. Q2 2022
- Shares held
- 4.55M
- +149.4K (+3.4%) vs. Q2 2022
- Total value
- $61.1M
- +$6.85M (+12.6%) vs. Q2 2022
- New holders
- 2
- 10 more added
- Sold out
- 4
- 16 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $121.6M |
| Q1 2026 | 54 | $117.9M |
| Q4 2025 | 61 | $119.9M |
| Q3 2025 | 56 | $127.7M |
| Q2 2025 | 53 | $74.8M |
| Q1 2025 | 45 | $66.2M |
| Q4 2024 | 41 | $68.4M |
| Q3 2024 | 40 | $81.5M |
| Q2 2024 | 42 | $64.8M |
| Q1 2024 | 43 | $79.7M |
| Q4 2023 | 46 | $65.9M |
| Q3 2023 | 39 | $52.9M |
| Q2 2023 | 42 | $55.4M |
| Q1 2023 | 45 | $55.5M |
| Q4 2022 | 42 | $54.2M |
| Q3 2022 | 36 | $61.1M |
| Q2 2022 | 38 | $54.2M |
| Q1 2022 | 39 | $59.1M |
| Q4 2021 | 46 | $69.9M |
| Q3 2021 | 37 | $61.2M |
| Q2 2021 | 43 | $62.8M |
| Q1 2021 | 37 | $58.2M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding LMP Capital & Income Fund Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | 690,447 | $17.6M | 0.35% | +77,917+12.7% | Added |
| Raymond James & Associates | 891,021 | $10.0M | 0.01% | −28,720−3.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 884,660 | $9.97M | 0.02% | +24,417+2.8% | Added |
| Morgan Stanley | 518,275 | $5.84M | 0.00% | −58,672−10.2% | Reduced |
| Wells Fargo & Company | 309,169 | $3.48M | 0.00% | +2,750+0.9% | Added |
| Cornerstone Advisors, LLC | 222,502 | $2.51M | 0.12% | −45,609−17.0% | Reduced |
| Karpus Management, Inc. | 118,417 | $1.33M | 0.05% | +13,651+13.0% | Added |
| Invesco Ltd. | 88,175 | $994.0K | 0.00% | −7,928−8.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 85,250 | $961.0K | 0.02% | +84,970+30,346.4% | Added |
| Advisor Group Holdings, Inc. | 83,666 | $943.0K | 0.00% | +13,273+18.9% | Added |
| Advisor Resource Council | 77,400 | $872.0K | 0.61% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 76,983 | $868.0K | 0.43% | +43,055+126.9% | Added |
| 1607 Capital Partners, LLC | 71,923 | $811.0K | 0.06% | 00.0% | Unchanged |
| Royal Bank of Canada | 63,966 | $721.0K | 0.00% | −448−0.7% | Reduced |
| Guggenheim Capital LLC | 48,588 | $547.0K | 0.01% | −11,470−19.1% | Reduced |
| Wolverine Asset Management LLC | 45,077 | $508.0K | 0.01% | +38,934+633.8% | Added |
| GWM Advisors LLC | 32,327 | $364.0K | 0.01% | +5,836+22.0% | Added |
| Ameriprise Financial Inc | 31,261 | $352.0K | 0.00% | +2,209+7.6% | Added |
| PFG Advisors | 29,528 | $333.0K | 0.04% | −924−3.0% | Reduced |
| XML Financial, LLC | 27,378 | $309.0K | 0.04% | −2,269−7.7% | Reduced |
| Avantax Advisory Services, Inc. | 24,848 | $280.0K | 0.00% | −2,349−8.6% | Reduced |
| Envestnet Asset Management Inc | 23,894 | $269.0K | 0.00% | +23,894 | New |
| LPL Financial LLC | 21,318 | $240.0K | 0.00% | −6,061−22.1% | Reduced |
| Bank of America Corp | 19,694 | $222.0K | 0.00% | −1,074−5.2% | Reduced |
| AlphaStar Capital Management, LLC | 19,025 | $214.0K | 0.02% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 17,672 | $199.0K | 0.00% | −383−2.1% | Reduced |
| Capital Investment Advisors, LLC | 11,800 | $133.0K | 0.00% | −1,800−13.2% | Reduced |
| UBS Group AG | 5,449 | $61.0K | 0.00% | −2,154−28.3% | Reduced |
| Spire Wealth Management | 4,200 | $47.0K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 3,317 | $37.0K | 0.01% | −2,592−43.9% | Reduced |
| Rockefeller Capital Management L.P. | 2,827 | $31.0K | 0.00% | +2,827 | New |
| FNY Investment Advisers, LLC | 1,500 | $16.0K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 503 | $6.00K | 0.00% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 350 | $4.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $3.00K | 0.00% | – | – |
| IFP Advisors, Inc | 100 | $1.00K | 0.00% | −42−29.6% | Reduced |
| Graves-Light Private Wealth Management, Inc. | 0 | $0 | 0.00% | −8,429−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −1,900−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −314−100.0% | Sold out |