LMP Capital & Income Fund Inc.
SCD- Exchange
- NYSE
- SEC CIK
- 0001270131
No open-market purchases or sales by LMP Capital & Income Fund Inc. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $121.3M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in LMP Capital & Income Fund Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- +10 vs. Q3 2021
- Shares held
- 4.60M
- +158.2K (+3.6%) vs. Q3 2021
- Total value
- $69.9M
- +$8.78M (+14.4%) vs. Q3 2021
- New holders
- 15
- 12 more added
- Sold out
- 5
- 10 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $121.3M |
| Q1 2026 | 54 | $117.9M |
| Q4 2025 | 61 | $119.9M |
| Q3 2025 | 56 | $127.5M |
| Q2 2025 | 53 | $73.9M |
| Q1 2025 | 45 | $66.2M |
| Q4 2024 | 41 | $68.4M |
| Q3 2024 | 40 | $68.3M |
| Q2 2024 | 42 | $63.6M |
| Q1 2024 | 43 | $65.8M |
| Q4 2023 | 46 | $59.4M |
| Q3 2023 | 39 | $52.9M |
| Q2 2023 | 42 | $55.4M |
| Q1 2023 | 45 | $55.5M |
| Q4 2022 | 42 | $54.2M |
| Q3 2022 | 36 | $61.1M |
| Q2 2022 | 38 | $54.2M |
| Q1 2022 | 39 | $59.1M |
| Q4 2021 | 46 | $69.9M |
| Q3 2021 | 37 | $61.2M |
| Q2 2021 | 43 | $62.8M |
| Q1 2021 | 37 | $58.1M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding LMP Capital & Income Fund Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 24 | $0 | 0.00% | +24 | New |
| CWM, LLC | 25 | $0 | 0.00% | +25 | New |
| First Personal Financial Services | 31 | $0 | 0.00% | +31 | New |
| Gradient Investments LLC | 52 | $1.00K | 0.00% | +52 | New |
| Signet Financial Management, LLC | 70 | $1.00K | 0.00% | +70 | New |
| Huntington National Bank | – | $4.00K | 0.00% | – | – |
| Tyler-Stone Wealth Management | 350 | $5.00K | 0.00% | +350 | New |
| Blue Bell Private Wealth Management, LLC | 400 | $6.00K | 0.00% | +400 | New |
| Allworth Financial LP | 503 | $8.00K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,200 | $18.0K | 0.00% | +1,200 | New |
| Geneos Wealth Management Inc. | 1,400 | $21.0K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 2,200 | $33.0K | 0.00% | +2,200 | New |
| Ahrens Investment Partners LLC | 2,200 | $33.0K | 0.01% | +2,200 | New |
| Spire Wealth Management | 4,200 | $64.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 4,712 | $72.0K | 0.00% | −2,002−29.8% | Reduced |
| Confluence Wealth Services, Inc. | 5,810 | $88.0K | 0.03% | +5,810 | New |
| AdvisorNet Financial, Inc | 7,600 | $116.0K | 0.01% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 8,429 | $128.0K | 0.02% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 10,179 | $155.0K | 0.00% | +10,179 | New |
| Rivernorth Capital Management, LLC | 11,123 | $169.0K | 0.01% | −3,993−26.4% | Reduced |
| Capital Investment Advisors, LLC | 13,600 | $207.0K | 0.01% | −1,500−9.9% | Reduced |
| AlphaStar Capital Management, LLC | 16,353 | $242.0K | 0.02% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 19,042 | $289.0K | 0.00% | +19,042 | New |
| Bank of America Corp | 24,148 | $367.0K | 0.00% | +6,282+35.2% | Added |
| LPL Financial LLC | 25,074 | $381.0K | 0.00% | +1,174+4.9% | Added |
| XML Financial, LLC | 29,647 | $451.0K | 0.05% | −498−1.7% | Reduced |
| GWM Advisors LLC | 30,234 | $460.0K | 0.01% | +30,234 | New |
| Ameriprise Financial Inc | 31,130 | $473.0K | 0.00% | −2,847−8.4% | Reduced |
| PFG Advisors | 31,275 | $475.0K | 0.05% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 32,579 | $495.0K | 0.01% | −925−2.8% | Reduced |
| 55I, LLC | 55,836 | $849.0K | 0.02% | +55,836 | New |
| 1607 Capital Partners, LLC | 58,623 | $891.0K | 0.05% | −1,700−2.8% | Reduced |
| Guggenheim Capital LLC | 59,164 | $900.0K | 0.00% | +20,674+53.7% | Added |
| Invesco Ltd. | 63,575 | $966.0K | 0.00% | +32,203+102.6% | Added |
| Royal Bank of Canada | 64,983 | $988.0K | 0.00% | +4,625+7.7% | Added |
| Advisor Group Holdings, Inc. | 72,372 | $1.10M | 0.00% | +7,168+11.0% | Added |
| Advisor Resource Council | 75,600 | $1.15M | 0.09% | 00.0% | Unchanged |
| Karpus Management, Inc. | 83,297 | $1.27M | 0.04% | −9,732−10.5% | Reduced |
| Parametric Portfolio Associates LLC | 129,909 | $1.98M | 0.00% | +14,683+12.7% | Added |
| Shaker Financial Services, LLC | 156,987 | $2.39M | 0.84% | −83,013−34.6% | Reduced |
| Cornerstone Advisors, LLC | 300,472 | $4.57M | 0.25% | +35,000+13.2% | Added |
| Wells Fargo & Company | 307,011 | $4.67M | 0.00% | −28,380−8.5% | Reduced |
| Morgan Stanley | 454,014 | $6.90M | 0.00% | +6,841+1.5% | Added |
| Advisors Asset Management, Inc. | 620,453 | $9.43M | 0.13% | +43,142+7.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 871,488 | $13.2M | 0.02% | +30,804+3.7% | Added |
| Raymond James & Associates | 913,008 | $13.9M | 0.01% | +15,528+1.7% | Added |
| Truist Financial Corp | 0 | $0 | 0.00% | −14,160−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −13,500−100.0% | Sold out |
| Raymond James Trust N.A. | 0 | $0 | 0.00% | −11,779−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −7,553−100.0% | Sold out |
| Liberty Wealth Management LLC | 0 | $0 | 0.00% | −5,976−100.0% | Sold out |
| Wealth Quarterback LLC | – | – | – | – | Not filed |