LMP Capital & Income Fund Inc.
SCD- Exchange
- NYSE
- SEC CIK
- 0001270131
No open-market purchases or sales by LMP Capital & Income Fund Inc. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $121.3M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in LMP Capital & Income Fund Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- −5 vs. Q2 2021
- Shares held
- 4.45M
- +95.2K (+2.2%) vs. Q2 2021
- Total value
- $61.2M
- −$1.55M (−2.5%) vs. Q2 2021
- New holders
- 1
- 16 more added
- Sold out
- 6
- 9 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $121.3M |
| Q1 2026 | 54 | $117.9M |
| Q4 2025 | 61 | $119.9M |
| Q3 2025 | 56 | $127.5M |
| Q2 2025 | 53 | $73.9M |
| Q1 2025 | 45 | $66.2M |
| Q4 2024 | 41 | $68.4M |
| Q3 2024 | 40 | $68.3M |
| Q2 2024 | 42 | $63.6M |
| Q1 2024 | 43 | $65.8M |
| Q4 2023 | 46 | $59.4M |
| Q3 2023 | 39 | $52.9M |
| Q2 2023 | 42 | $55.4M |
| Q1 2023 | 45 | $55.5M |
| Q4 2022 | 42 | $54.2M |
| Q3 2022 | 36 | $61.1M |
| Q2 2022 | 38 | $54.2M |
| Q1 2022 | 39 | $59.1M |
| Q4 2021 | 46 | $69.9M |
| Q3 2021 | 37 | $61.2M |
| Q2 2021 | 43 | $62.8M |
| Q1 2021 | 37 | $58.1M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding LMP Capital & Income Fund Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $3.00K | 0.00% | – | – |
| Allworth Financial LP | 503 | $7.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,400 | $19.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 4,200 | $58.0K | 0.00% | 00.0% | Unchanged |
| Liberty Wealth Management LLC | 5,976 | $82.0K | 0.03% | +106+1.8% | Added |
| Wealth Quarterback LLC | 5,963 | $83.0K | 0.06% | +107+1.8% | Added |
| UBS Group AG | 6,714 | $93.0K | 0.00% | +2,609+63.6% | Added |
| Wolverine Asset Management LLC | 7,553 | $103.0K | 0.00% | +7,553 | New |
| AdvisorNet Financial, Inc | 7,600 | $105.0K | 0.01% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 8,429 | $116.0K | 0.02% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 11,779 | $162.0K | 0.01% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 13,500 | $185.0K | 0.09% | +10,500+350.0% | Added |
| Truist Financial Corp | 14,160 | $195.0K | 0.00% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 15,116 | $208.0K | 0.01% | −15,626−50.8% | Reduced |
| Capital Investment Advisors, LLC | 15,100 | $208.0K | 0.01% | +500+3.4% | Added |
| AlphaStar Capital Management, LLC | 16,353 | $239.0K | 0.02% | 00.0% | Unchanged |
| Bank of America Corp | 17,866 | $246.0K | 0.00% | −9−0.1% | Reduced |
| LPL Financial LLC | 23,900 | $329.0K | 0.00% | +1,506+6.7% | Added |
| XML Financial, LLC | 30,145 | $415.0K | 0.06% | +2,767+10.1% | Added |
| PFG Advisors | 31,275 | $430.0K | 0.05% | 00.0% | Unchanged |
| Invesco Ltd. | 31,372 | $432.0K | 0.00% | +2,233+7.7% | Added |
| Avantax Advisory Services, Inc. | 33,504 | $461.0K | 0.01% | +2,836+9.2% | Added |
| Ameriprise Financial Inc | 33,977 | $468.0K | 0.00% | +407+1.2% | Added |
| Guggenheim Capital LLC | 38,490 | $530.0K | 0.00% | +12,108+45.9% | Added |
| 1607 Capital Partners, LLC | 60,323 | $830.0K | 0.04% | 00.0% | Unchanged |
| Royal Bank of Canada | 60,358 | $830.0K | 0.00% | +7,542+14.3% | Added |
| Advisor Group Holdings, Inc. | 65,204 | $898.0K | 0.00% | −626−1.0% | Reduced |
| Advisor Resource Council | 75,600 | $1.04M | 0.32% | −4,500−5.6% | Reduced |
| Karpus Management, Inc. | 93,029 | $1.28M | 0.04% | −152,882−62.2% | Reduced |
| Parametric Portfolio Associates LLC | 115,226 | $1.59M | 0.00% | −116−0.1% | Reduced |
| Shaker Financial Services, LLC | 240,000 | $3.30M | 1.32% | +185,685+341.9% | Added |
| Cornerstone Advisors, LLC | 265,472 | $3.65M | 0.21% | −9,168−3.3% | Reduced |
| Wells Fargo & Company | 335,391 | $4.62M | 0.00% | −1,499−0.4% | Reduced |
| Morgan Stanley | 447,173 | $6.15M | 0.00% | +20,124+4.7% | Added |
| Advisors Asset Management, Inc. | 577,311 | $7.94M | 0.12% | +56,766+10.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 840,684 | $11.6M | 0.02% | +37,574+4.7% | Added |
| Raymond James & Associates | 897,480 | $12.3M | 0.01% | −6,236−0.7% | Reduced |
| IHT Wealth Management, LLC | 0 | $0 | 0.00% | −29,768−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −23,261−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −8,207−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −2,612−100.0% | Sold out |
| Cullen/Frost Bankers, Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |